Welcome to our dedicated page for Rocket Companies SEC filings (Ticker: RKT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The SEC filings of Rocket Companies, Inc. (NYSE: RKT) provide detailed insight into its mortgage-focused financial services operations, capital structure, and corporate transactions. As a Delaware corporation with Class A common stock listed on the New York Stock Exchange, Rocket Companies files current reports on Form 8-K and related amendments that describe material events affecting the company and its subsidiaries.
Recent Rocket Companies filings highlight several key themes. Multiple Forms 8-K describe master repurchase agreements and related amendments entered into by Rocket Mortgage, LLC, a Michigan limited liability company and indirect subsidiary of Rocket Companies, and by One Reverse Mortgage, LLC. These filings explain extensions of expiration dates, technical changes to agreements with counterparties such as UBS AG New York Branch, Morgan Stanley Bank, N.A., and Bank of America, N.A., and disclose the company’s total funding capacity across master repurchase agreements, early funding facilities, unsecured lines of credit, MSR lines of credit, and early buyout facilities.
Other filings detail capital markets and credit arrangements. A Form 8-K dated October 1, 2025 describes exchange offers for existing senior notes originally issued by Nationstar Mortgage Holdings Inc. and the issuance of new senior notes due 2029 and 2032 by Rocket Companies. The filing also outlines supplemental indentures under which Rocket Mortgage, Redfin Corporation, and subsidiaries associated with Mr. Cooper guarantee Rocket’s senior notes and Rocket Mortgage’s senior notes. Another section of the same filing explains a Revolving Credit Agreement and a Borrower Accession Agreement through which Rocket Companies became the borrower under a revolving credit facility and increased the aggregate commitment.
Rocket’s SEC filings also document mergers and acquisitions. The October 1, 2025 Form 8-K and an October 10, 2025 Form 8-K/A describe the completion of the acquisition of Mr. Cooper Group Inc. through a series of mergers, the exchange ratio of Rocket Class A common stock issued to Mr. Cooper stockholders, and the filing of unaudited pro forma condensed combined financial statements. These disclosures help investors understand how the acquisition affects Rocket’s financial profile and corporate structure.
In addition, Rocket Companies uses Form 8-K to furnish earnings releases and supplemental financial information, as seen in the October 30, 2025 filing, and to address governance and procedural updates, such as the December 22, 2025 filing correcting the deadline for stockholder proposals under Rule 14a-8. On Stock Titan’s filings page, these documents are presented with real-time updates from EDGAR and AI-powered summaries that explain key terms, obligations, and structural changes, helping readers quickly interpret complex agreements, note indentures, and acquisition details.
Rocket Companies reported strong Q4 and full-year 2025 results, with fourth-quarter total revenue, net of
For 2025, the company generated total revenue, net of
FMR LLC has filed an amended Schedule 13G reporting beneficial ownership of 21,884,802.56 shares, or 2.3%, of Rocket Cos Inc Class A common stock as of 12/31/2025. FMR has sole voting power over 21,572,405.70 shares and sole dispositive power over 21,884,802.56 shares.
Abigail P. Johnson is also listed as a reporting person with sole dispositive power over the same 21,884,802.56 shares. The filing states the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control of Rocket Cos Inc.
Rocket Companies shared early indications of a strong fourth quarter, stating it expects to report the highest fourth quarter net rate lock volume and gain on sale margin since the fourth quarter of 2021. These are preliminary metrics and not a full financial report.
The company plans to release its full fourth quarter and full year 2025 results on February 26, 2026, with a conference call at 4:30 p.m. ET. A press release and webcast, along with a replay, will be available through its investor relations website.
Rocket Companies, Inc. received an updated Schedule 13G/A (Amendment No. 5) from institutional investor Boston Partners regarding its holdings of Rocket common stock.
Boston Partners reports beneficial ownership of 13,042,722 Rocket Companies shares, representing 1.35% of the common stock as of the event date 12/31/2025. The firm has sole voting power over 12,325,649 shares and sole dispositive power over 13,042,722 shares, with no shared voting or dispositive power.
Boston Partners is classified as an investment adviser and states that the securities were acquired and are held in the ordinary course of business, not for the purpose of changing or influencing control of Rocket Companies.
Rocket Companies, Inc. director Matthew Rizik reported two open-market sales of Class A common stock. On January 9, 2026, he sold 2,500 Class A shares at a weighted average price of
The filing notes these transactions were made under a Rule 10b5-1 trading plan adopted on
Rocket Companies director Matthew Rizik reported two small stock sales under a pre-set trading plan. On January 7 and 8, 2026, he sold 2,500 Class A shares on each day at weighted average prices of $21.2645 and $21.2853, respectively, in open-market transactions coded as sales.
After these trades, he continued to beneficially own 1,043,536 Class A shares. He also reported substantial holdings of Class L‑1 and Class L‑2 common stock, including amounts held directly and additional shares held indirectly through a grantor retained annuity trust. The filing states these transactions were executed under a Rule 10b5‑1 trading plan adopted on August 11, 2025.
Rocket Companies, Inc. director Matthew Rizik reported small open‑market sales of Class A common stock made under a prearranged Rule 10b5‑1 trading plan adopted on August 11, 2025. On January 5, 2026, he sold 2,500 Class A shares at a weighted average price of
After these transactions, Rizik directly holds 1,048,536 Class A common shares. He also reports direct holdings of 2,511,005 Class L‑1 common shares and 2,361,005 Class L‑2 common shares, plus indirect holdings of 675,000 Class L‑1 and 825,000 Class L‑2 common shares through a grantor retained annuity trust.
Rocket Companies, Inc. director reported small open-market sales of Class A common stock under a pre-arranged Rule 10b5-1 trading plan. On 12/31/2025, the reporting person sold 2,500 Class A shares at a weighted average price of $19.4525 per share, followed by another sale of 2,500 Class A shares on 01/02/2026 at a weighted average price of $19.6979 per share.
After these transactions, the reporting person beneficially owns 1,053,536 Class A common shares directly. They also hold 2,511,005 Class L-1 and 2,361,005 Class L-2 common shares directly, plus an additional 675,000 Class L-1 and 825,000 Class L-2 common shares indirectly through a grantor retained annuity trust.
Rocket Companies, Inc. reported that a company director filed a Form 4 for planned stock sales under a Rule 10b5-1 trading plan adopted on August 11, 2025. On December 29, 2025, the reporting person sold 2,500 shares of Class A common stock at a weighted average price of $19.2469 per share, followed by another sale of 2,500 shares on December 30, 2025 at a weighted average price of $19.8805 per share.
After these transactions, the reporting person beneficially owned 1,061,036 and then 1,058,536 shares of Class A common stock directly, plus large holdings of Class L-1 and Class L-2 common stock, including portions held indirectly through a grantor retained annuity trust.
Rocket Companies, Inc. director reported open-market sales of Class A common stock under a pre-arranged Rule 10b5-1 trading plan adopted on August 11, 2025. On December 23, 24, and 26, 2025, the reporting person sold 2,500 shares on each date, at weighted average prices of $18.923, $19.4364, and $19.3807 per share, respectively.
After these transactions, the reporting person beneficially owned 1,063,536 shares of Class A common stock directly. They also reported direct holdings of 2,511,005 shares of Class L-1 common stock and 2,361,005 shares of Class L-2 common stock, plus 675,000 Class L-1 and 825,000 Class L-2 shares held indirectly through grantor retained annuity trusts.