Rocket Companies Inc SEC Filings

Rocket Companies (RKT) director reported selling 5,000 shares of Class A common stock in two transactions under a Rule 10b5-1 trading plan. The sales occurred on 11/17/2025 and 11/18/2025, with 2,500 shares sold each day at weighted average prices of $16.703 and $16.7846 per share, respectively, within disclosed price ranges around those levels. After these sales, the reporting person beneficially owns 1,018,184 shares of Class A common stock, plus 3,186,005 shares of Class L-1 common stock and 3,186,005 shares of Class L-2 common stock, all held directly.

Rocket Companies, Inc. (RKT) director reported open‑market sales of Class A common stock under a pre-arranged Rule 10b5-1 trading plan. On 11/13/2025 and 11/14/2025, the reporting person sold 2,500 shares on each date at weighted average prices of $17.4651 and $17.1733 per share, respectively, in multiple transactions within disclosed price ranges. After these sales, the director beneficially owned 1,023,184 shares of Class A common stock, plus 3,186,005 shares of Class L-1 common stock and 3,186,005 shares of Class L-2 common stock.

Rocket Companies (RKT) reported insider activity: a director sold Class A common stock in two open‑market transactions. On 11/11/2025, 2,500 shares were sold at a weighted average price of $17.4607, and on 11/12/2025, 2,500 shares were sold at a weighted average price of $17.6887.

The sales were effected under a Rule 10b5-1 trading plan adopted on August 11, 2025. Following these transactions, beneficial ownership included 1,028,184 Class A shares (direct). The filing also lists 3,186,005 Class L‑1 shares and 3,186,005 Class L‑2 shares (direct).

RKT filed a Form 144 notice for a proposed sale of 116,497 shares of Class A Common Stock through UBS Financial Services, with an aggregate market value of $2,006,078.34. The approximate sale date is 11/11/2025 on the NYSE.

Shares outstanding were 967,010,557; this is a baseline figure, not the amount being sold. The filing lists prior acquisitions of the shares via multiple open market purchases during March–June 2024, each in small lots.

Rocket Companies (RKT)51,673 shares of Class A common stock at $16.3 in a Code F transaction, reflecting shares withheld to cover taxes upon RSU vesting under the 2020 Omnibus Incentive Plan.

After this transaction, the reporting person held 736,393 shares directly.

Rocket Companies (RKT): Schedule 13G/A — Amendment No. 4

College Retirement Equities Fund – Growth Account (CREF GA) updated its passive ownership in Rocket Companies as of 10/31/2025. CREF GA reports shared voting and dispositive power over 21,491,973 shares, representing 2.23% of the class. The filing states the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control.

Item 4 also lists a total beneficial ownership of 33,226,108 shares (3.44%), reflecting shares that may be deemed beneficially owned across affiliated advisers and accounts, including positions associated with TCIM, TAL, and NAM. All positions are reported under Rule 13d in a passive capacity.

Teachers Advisors, LLC filed a Schedule 13G/A disclosing beneficial ownership in Rocket Companies, Inc. (RKT) tied to an event dated 10/31/2025. Item 4 lists an aggregate beneficial ownership of 33,226,108 shares, representing 3.44% of the class.

Within this, Teachers Advisors, LLC reports 7,983,221 shares with sole voting and dispositive power. Affiliates identified include TIAA‑CREF Investment Management, LLC (TCIM) with 25,104,963 shares and Nuveen Asset Management, LLC (NAM) with 137,924 shares. The filing states the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control.

TIAA‑CREF Investment Management, LLC filed Amendment No. 4 to a Schedule 13G disclosing its beneficial ownership of Rocket Companies, Inc. (RKT) common stock. The filing reports 33,226,108 shares, representing 3.44% of the class as of the stated event date.

Within that total, TIAA‑CREF reports sole voting and dispositive power over 25,104,963 shares and no shared power. The filing states the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control. As detailed, TCIM may be deemed the beneficial owner of 25,104,963 shares held by the College Retirement Equities Fund; Teachers Advisors, LLC may be deemed the beneficial owner of 7,983,221 shares across affiliated funds and accounts; and Nuveen Asset Management, LLC may be deemed the beneficial owner of 137,924 shares.

The reporting person is classified as an Investment Adviser (IA).

Rocket Companies (RKT): Schedule 13G/A (Amendment No. 4) filed by Nuveen Asset Management, LLC. The filing reports sole voting and dispositive power over 137,924 shares of Rocket Companies common stock. The filing also notes that affiliated investment advisers may be deemed beneficial owners of additional shares: TIAA-CREF Investment Management, LLC with 25,104,963 shares held by CREF, and Teachers Advisors, LLC with 7,983,221 shares held across certain funds and accounts. The securities were acquired and are held in the ordinary course of business, not to change or influence control.