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  4. [8-K] Rocket Companies, Inc. Reports Material Event

Rocket Companies (RKT) investors back directors, auditor and stock purchase plan

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
8-K

Rhea-AI Filing Summary

Rocket Companies, Inc. held its 2026 Annual Meeting of Stockholders on June 10, 2026. Stockholders elected three Class III directors—Varun Krishna, Matthew Rizik, and Suzanne Shank—to serve until the 2029 annual meeting and until their successors are qualified.

Stockholders also ratified Ernst & Young LLP as the independent registered public accounting firm for the year ending December 31, 2026. In addition, they approved an amendment to the 2020 Team Member Stock Purchase Plan to increase the number of authorized shares available for employee purchases under the plan.

Positive

  • None.

Negative

  • None.
Item 5.07 Submission of Matters to a Vote of Security Holders Governance
Results of a shareholder vote on proposals at an annual or special meeting.
Votes for Varun Krishna 2,034,263,006 votes Election of Class III director at 2026 Annual Meeting
Votes for Matthew Rizik 1,817,131,045 votes Election of Class III director at 2026 Annual Meeting
Votes for Suzanne Shank 2,073,955,433 votes Election of Class III director at 2026 Annual Meeting
Auditor ratification for votes 2,387,025,423 votes Ratification of Ernst & Young LLP for year ending December 31, 2026
Auditor ratification against votes 34,381,718 votes Ratification of Ernst & Young LLP
TMSPP amendment for votes 2,308,028,574 votes Approval of amendment to 2020 Team Member Stock Purchase Plan
TMSPP amendment against votes 4,180,927 votes Approval of amendment to 2020 Team Member Stock Purchase Plan
Annual Meeting of Stockholders regulatory
"The 2026 Annual Meeting of Stockholders (the “Annual Meeting”) of Rocket Companies, Inc."
independent registered public accounting firm regulatory
"Ratified the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm"
An independent registered public accounting firm is an outside accounting company officially registered with the government regulator to examine and report on a public company's financial records and controls. Investors treat its reports like an impartial inspector’s certificate — they add credibility to financial statements, help spot errors or misleading claims, and reduce the risk that shareholders are relying on unchecked or biased numbers.
Team Member Stock Purchase Plan financial
"Approved an amendment to the Amended and Restated Rocket Companies, Inc. 2020 Team Member Stock Purchase Plan"
broker non-votes regulatory
"Broker Non-Votes 2,034,263,006 | 279,621,522 | 111,516,938"
Broker non-votes occur when a brokerage firm is unable to vote on a shareholder’s behalf during a company election or decision because the shareholder has not given specific voting instructions, and the broker is not allowed or chooses not to vote on certain matters. They are important because they can affect the outcome of votes, especially when the results are close, by effectively reducing the total number of votes cast.
emerging growth company regulatory
"Emerging growth company Item 5.07 Submission of Matters to a Vote of Security Holders."
An emerging growth company is a recently public or smaller public firm that qualifies for temporary, lighter regulatory and disclosure rules to reduce the cost and effort of being public. For investors, it means the company may provide less historical financial detail and face fewer reporting requirements than larger firms, so it can grow more quickly but also carries higher uncertainty—like buying a promising early-stage product with fewer user reviews.
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Understanding 8-K Material Events →
0001805284false00018052842026-06-102026-06-10


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event reported: June 10, 2026
Rocket Companies, Inc.
(Exact name of registrant as specified in its charter)
Delaware001-3943284-4946470
(State or other(Commission(I.R.S. Employer
jurisdiction ofFile Number)Identification No.)
incorporation)1050 Woodward Avenue
Detroit, MI 48226
(Address of principal executive offices) (Zip Code)
(313) 373-7990
(Registrant’s telephone number, including area code)
(Former name or former address, if changed since last report.)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐     Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐     Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐     Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐     Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each classTrading SymbolName of each exchange on which registered
Class A common stock, par value $0.00001 per shareRKTNew York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐




Item 5.07 Submission of Matters to a Vote of Security Holders.

The 2026 Annual Meeting of Stockholders (the “Annual Meeting”) of Rocket Companies, Inc. (the “Company”) was held on June 10, 2026. At the Annual Meeting, the Company’s stockholders:

(1)    Elected the three Class III director nominees, each director to hold office until the 2029 annual meeting of stockholders and until such director’s successor is duly elected and qualified, subject to earlier resignation, retirement or other termination of service;

(2)    Ratified the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2026; and

(3)    Approved an amendment to the Amended and Restated Rocket Companies, Inc. 2020 Team Member Stock Purchase Plan (the “TMSPP”) to increase the number of authorized shares available for purchase under the TMSPP.

The Annual Meeting proposals and voting requirements are described in more detail in the Company’s definitive proxy statement filed with the Securities and Exchange Commission on April 29, 2026.

The following is a summary of the final voting results for each matter presented to the Company’s stockholders.

Proposal 1: Election of Class III Directors.
Nominee
Votes For
Votes Withheld
Broker Non-Votes
Varun Krishna
2,034,263,006279,621,522111,516,938
Matthew Rizik
1,817,131,045496,753,483111,516,938
Suzanne Shank
2,073,955,433239,929,095111,516,938

Proposal 2: Ratification of Appointment of Independent Registered Public Accounting Firm.
For
Against
Abstain
Broker Non-Votes
2,387,025,42334,381,7183,994,325
N/A


Proposal 3: Approval of the Amendment to the TMSPP.
For
Against
Abstain
Broker Non-Votes
2,308,028,5744,180,9271,675,027111,516,938




SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date: June 10, 2026


ROCKET COMPANIES, INC.
By:/s/ Noah Edwards
Name:Noah Edwards
Title:Chief Accounting Officer


Source: View Original Filing on SEC EDGAR

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