Every Form 4 that Rocket Companies Inc (RKT) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow RKT and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full RKT filings page.
Rocket Companies, Inc. Chief Technology Officer Shawn Malhotra received a grant of 154,130 restricted stock units (RSUs) on 10/08/2025 under the 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3. Each RSU converts to one share of Class A common stock upon vesting. The RSUs vest in six equal semi-annual installments over three years, beginning 04/07/2026, subject to continued employment. After the grant, the reporting person beneficially owns 788,066 shares of Class A common stock. The filing was submitted as a Form 4 by one reporting person and signed on 10/10/2025.
Noah A. Edwards, Chief Accounting Officer of Rocket Companies, Inc. (RKT), was granted 30,826 restricted stock units (RSUs) on 10/08/2025. The award is exempt under Rule 16b-3 and carries a $0 grant price; each RSU converts to one share of Class A common stock upon vesting. Following the grant, the reporting person beneficially owns 118,636 shares. The RSUs vest in six equal semi-annual installments over three years, with the initial vesting on 04/07/2026, subject to continued employment. The Form 4 was filed by one reporting person and signed on 10/10/2025.
Rocket Companies, Inc. (RKT) reported an award of 107,891 restricted stock units (RSUs) to Heather M. Lovier, its Chief Operating Officer, in a transaction dated 10/08/2025. Each RSU converts to one share of Class A common stock upon vesting and the grant was made under the 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3. The RSUs carry a grant price of $0 to the reporting person and will vest in six equal, semi-annual installments over three years, with the initial vesting on 04/07/2026 and subsequent vesting each April 7 and October 7. Following the grant, the reporting person beneficially owns 707,694 shares of Class A common stock. The filing was signed on 10/10/2025 by an attorney-in-fact.
William D. Banfield, Chief Business Officer and officer of Rocket Companies, Inc. (RKT), received a grant of 107,891 restricted stock units (RSUs) on 10/08/2025. Each RSU represents the contingent right to one share of Class A common stock and the award was granted at a price of $0. The RSUs vest in six equal, semi‑annual installments over three years, with the first vesting date on 04/07/2026 and subsequent vesting on each April 7 and October 7 thereafter, subject to continued employment.
Following the grant, the reporting person beneficially owns 719,880 shares. The grant was reported on Form 4 and the transaction was made under the 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b‑3.
Jesse K. Bray, President & CEO of Rocket Mortgage and director of Rocket Companies, Inc. (RKT), reported multiple acquisitions of Rocket Class A common stock on 10/01/2025 tied to the closing of Rocket's acquisition of Mr. Cooper.
Pursuant to the merger terms each Mr. Cooper share converted into 11.0 Rocket Class A shares and restricted stock units (RSUs) of Mr. Cooper converted into Rocket RSUs with the same time-based vesting. The Form 4/A shows total beneficial ownership of 10,038,351 Class A shares following the transactions and notes a separate grant of 816,743 Rocket RSUs that vest in six equal semi-annual installments beginning 10/01/2025. The filing was amended to correct an earlier clerical overstatement of the securities acquired.
Reporting person Olson Tagar, a director of Rocket Companies, Inc. (RKT), reported transactions tied to Rocket's acquisition of Mr. Cooper Group Inc. On October 1, 2025, Mr. Tagar's outstanding Mr. Cooper shares converted under the merger into Rocket Class A common stock at a rate of 11.0 shares of Rocket per share of Mr. Cooper, with cash paid for fractional shares.
After the merger conversion and a grant of restricted stock units, the Form 4 shows 267,366 shares resulting from the merger conversion and 10,974 RSUs granted (exempt under Rule 16b-3), for a total beneficial ownership of 278,340 shares of Rocket Class A common stock following the reported transactions.
Rocket Companies, Inc. completed the acquisition of Mr. Cooper Group Inc. on October 1, 2025. Under the merger agreement, each outstanding share of Mr. Cooper common stock converted into 11.0 shares of Rocket Class A common stock, with cash for fractional shares. Reporting person Jesse K. Bray (President & CEO) received multiple Class A share issuances and RSUs tied to that exchange and to a separate grant. Following the transactions, Mr. Bray beneficially owns 12,684,819 shares of Rocket Class A common stock, held both directly and indirectly (including 6,965,057 shares held indirectly by the Jesse K. Bray Living Trust). He was also granted 816,743 Rocket RSUs that vest in equal installments on the first six semi-annual anniversaries beginning October 1, 2025. The Form 4 was signed on October 2, 2025.