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Rocket Companies, Inc. Form 4 Filings

RKT NYSE

Every Form 4 that Rocket Companies, Inc. (RKT) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.

A Form 4 covers the transactions officers, directors and large holders report, so if you follow RKT and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full RKT filings page.

Rhea-AI Summary

Rocket Companies, Inc. director reported planned sales of Class A common stock under a Rule 10b5-1 trading plan adopted on August 11, 2025. On December 19, 2025, the reporting person sold 2,500 Class A shares at a weighted average price of $19.2058 per share, and on December 22, 2025, sold another 2,500 Class A shares at a weighted average price of $18.991 per share. After these transactions, the reporting person beneficially owned 1,071,036 Class A shares directly, along with 2,511,005 Class L-1 shares and 2,361,005 Class L-2 shares directly, plus 675,000 Class L-1 shares and 825,000 Class L-2 shares held indirectly through grantor retained annuity trusts.

Rhea-AI Summary

Rocket Companies, Inc. director reports planned stock sales under a Rule 10b5-1 trading plan. On 12/17/2025 and 12/18/2025, the reporting person sold a total of 5,000 shares of Class A common stock in open-market transactions. The 2,500 shares sold on 12/17/2025 had a weighted average price of $18.215 per share, and the 2,500 shares sold on 12/18/2025 had a weighted average price of $18.8305 per share.

After these transactions, the director beneficially owns 1,076,036 shares of Class A common stock directly, along with substantial holdings of Class L-1 and Class L-2 common stock, some of which are held indirectly through a grantor retained annuity trust.

Rhea-AI Summary

Rocket Companies, Inc. director reported selling 2,500 shares of Class A common stock on December 15, 2025 at a weighted average price of $17.9745, and another 2,500 shares on December 16, 2025 at a weighted average price of $18.0791. These trades were made under a pre-arranged Rule 10b5-1 trading plan adopted on August 11, 2025.

After these transactions, the director beneficially owns 1,081,036 Class A shares directly, along with 2,511,005 Class L-1 and 2,361,005 Class L-2 shares directly. Additional holdings include 675,000 Class L-1 and 825,000 Class L-2 shares held indirectly through grantor retained annuity trusts.

Rhea-AI Summary

Rocket Companies, Inc. (RKT) director reports small planned stock sales. A director sold 2,500 shares of Class A common stock on each of 12/10/2025, 12/11/2025, and 12/12/2025, coded as open-market sales and executed under a Rule 10b5-1 trading plan adopted on August 11, 2025. The weighted average prices were $19.1664 (range $18.955–$19.515), $19.4682 (range $19.31–$19.945), and $18.9934 (range $18.90–$19.15), respectively. After these transactions, the director beneficially owns 1,086,036 Class A shares directly, plus 2,511,005 Class L-1 and 2,361,005 Class L-2 common shares directly, and an additional 675,000 Class L-1 and 825,000 Class L-2 common shares indirectly through grantor retained annuity trusts.

Rhea-AI Summary

Rocket Companies director equity activity and holdings update. A Rocket Companies, Inc. director reported receiving 110,352 restricted stock units (RSUs) of Class A common stock on December 7, 2025 at a grant price of $0. These RSUs vest in six equal semi-annual installments over three years, on each June 7 and December 7, starting June 7, 2026, contingent on continued service.

The director also reported open-market sales of 2,500 Class A shares on December 8, 2025 at a weighted average price of $18.7798 per share and 2,500 shares on December 9, 2025 at a weighted average price of $18.8065 per share, executed under a Rule 10b5-1 trading plan adopted on August 11, 2025. Separately, the director received 73,568 cash-settled RSUs on December 7, 2025, with the same six-installment vesting schedule tied to the fair market value of Rocket’s common stock at settlement.

Rhea-AI Summary

Rocket Companies, Inc. (RKT) director Form 4 filing details recent share sales and current holdings. The reporting person, a director of Rocket Companies, sold 2,500 shares of Class A common stock on 12/04/2025 at a weighted average price of $19.8577 per share and another 2,500 shares on 12/05/2025 at a weighted average price of $19.3376 per share, both coded as open-market sales.

After these transactions, the director beneficially owns 988,184 shares of Class A common stock directly. They also hold large positions in other share classes, including 2,511,005 shares of Class L-1 common stock and 2,361,005 shares of Class L-2 common stock directly, plus 675,000 shares of Class L-1 and 825,000 shares of Class L-2 common stock indirectly through a grantor retained annuity trust. The sales were made under a Rule 10b5-1 trading plan adopted on August 11, 2025, which is designed to pre-schedule trades.

Rhea-AI Summary

Rocket Companies, Inc. director filed a Form 4 reporting pre‑planned open‑market sales of Class A common stock under a Rule 10b5‑1 trading plan adopted on August 11, 2025. On December 2, 2025, the reporting person sold 2,500 Class A shares at a weighted average price of $20.2144 per share, and on December 3, 2025 sold another 2,500 Class A shares at a weighted average price of $19.979 per share.

After these transactions, the reporting person beneficially owns 993,184 Class A shares directly. They also hold 2,511,005 Class L‑1 shares and 2,361,005 Class L‑2 shares directly, plus 825,000 Class L‑2 shares and 675,000 Class L‑1 shares indirectly through grantor retained annuity trusts.

Rhea-AI Summary

Rocket Companies, Inc. (RKT) director reports planned stock sales. A company director filed a Form 4 disclosing the sale of 2,500 shares of Class A common stock on 11/28/2025 at a weighted average price of $19.8887 per share and another 2,500 shares on 12/01/2025 at a weighted average price of $19.8138 per share. These 5,000 shares were sold under a Rule 10b5-1 trading plan adopted on August 11, 2025, which is designed to pre-schedule trades.

After these transactions, the director reports beneficial ownership of 998,184 Class A shares directly, plus 2,511,005 Class L-1 and 2,361,005 Class L-2 common shares directly. The filing also shows 675,000 Class L-1 and 825,000 Class L-2 common shares held indirectly through a grantor retained annuity trust (GRAT), indicating the director continues to hold a substantial stake in Rocket Companies.

Rhea-AI Summary

Rocket Companies, Inc. director reported small open-market sales of Class A common stock under a pre-arranged trading plan. On 11/25/2025, the reporting person sold 2,500 Class A shares at a weighted average price of $19.29 per share, followed by another 2,500 Class A shares on 11/26/2025 at a weighted average price of $19.8474 per share. These transactions were executed pursuant to a Rule 10b5-1 trading plan adopted on August 11, 2025.

After these sales, the reporting person beneficially owns 1,003,184 Class A common shares directly, along with Class L-1 and Class L-2 common stock holdings, including shares held indirectly through grantor retained annuity trusts.

Rhea-AI Summary

Rocket Companies, Inc. (RKT) director reports small open-market share sales under a pre-set trading plan. The reporting person sold 2,500 shares of Class A common stock on 11/21/2025 at a weighted average price of $17.0342 per share and another 2,500 shares on 11/24/2025 at a weighted average price of $17.7742 per share, for a total of 5,000 shares sold.

These transactions were executed pursuant to a Rule 10b5-1 trading plan adopted on August 11, 2025, which is designed to allow automatic trading according to pre-arranged instructions. After the reported sales, the reporting person continues to beneficially own over 1.0 million shares of Class A common stock and significant holdings of Class L-1 and Class L-2 common stock, including shares held directly and through a grantor retained annuity trust.

Rhea-AI Summary

Rocket Companies, Inc. (RKT) director reported open‑market sales of Class A common stock under a pre‑arranged Rule 10b5‑1 trading plan adopted on August 11, 2025. On November 19, 2025, the reporting person sold 2,500 Class A shares at a weighted average price of $17.0376 per share, followed by another sale of 2,500 Class A shares on November 20, 2025 at a weighted average price of $16.914 per share.

After these transactions, the reporting person beneficially owned 1,013,184 shares of Class A common stock, as well as 3,186,005 shares of Class L‑1 common stock and 3,186,005 shares of Class L‑2 common stock, all held directly.

Rhea-AI Summary

Rocket Companies (RKT) director reported selling 5,000 shares of Class A common stock in two transactions under a Rule 10b5-1 trading plan. The sales occurred on 11/17/2025 and 11/18/2025, with 2,500 shares sold each day at weighted average prices of $16.703 and $16.7846 per share, respectively, within disclosed price ranges around those levels. After these sales, the reporting person beneficially owns 1,018,184 shares of Class A common stock, plus 3,186,005 shares of Class L-1 common stock and 3,186,005 shares of Class L-2 common stock, all held directly.

Rhea-AI Summary

Rocket Companies, Inc. (RKT) director reported open‑market sales of Class A common stock under a pre-arranged Rule 10b5-1 trading plan. On 11/13/2025 and 11/14/2025, the reporting person sold 2,500 shares on each date at weighted average prices of $17.4651 and $17.1733 per share, respectively, in multiple transactions within disclosed price ranges. After these sales, the director beneficially owned 1,023,184 shares of Class A common stock, plus 3,186,005 shares of Class L-1 common stock and 3,186,005 shares of Class L-2 common stock.

Rhea-AI Summary

Rocket Companies (RKT) reported insider activity: a director sold Class A common stock in two open‑market transactions. On 11/11/2025, 2,500 shares were sold at a weighted average price of $17.4607, and on 11/12/2025, 2,500 shares were sold at a weighted average price of $17.6887.

The sales were effected under a Rule 10b5-1 trading plan adopted on August 11, 2025. Following these transactions, beneficial ownership included 1,028,184 Class A shares (direct). The filing also lists 3,186,005 Class L‑1 shares and 3,186,005 Class L‑2 shares (direct).

Rhea-AI Summary

Rocket Companies (RKT) disclosed an insider share withholding related to equity compensation. On 11/06/2025, the Chief Technology Officer disposed of 51,673 shares of Class A common stock at $16.3 in a Code F transaction, reflecting shares withheld to cover taxes upon RSU vesting under the 2020 Omnibus Incentive Plan.

After this transaction, the reporting person held 736,393 shares directly.