Rocket Companies Inc Form 4 Filings

SHANK SUZANNE F. reported acquisition or exercise transactions in this Form 4 filing.

Rocket Companies director Suzanne F. Shank received an equity award of 16,312 restricted stock units (RSUs). The grant was made on June 10, 2026 under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan and is exempt under Rule 16b-3. Each RSU represents one share of Class A common stock upon vesting, which occurs on the earlier of the first anniversary of the grant date or the next annual stockholder meeting. Following this award, Shank directly holds 119,558 shares, reflecting routine, stock-based compensation rather than an open-market purchase.

Olson Tagar reported acquisition or exercise transactions in this Form 4 filing.

Rocket Companies director Olson Tagar received an equity grant of 11,255 restricted stock units (RSUs) of Class A common stock. The RSUs were awarded at no cash cost under the 2020 Omnibus Incentive Plan and are a form of stock-based compensation, not an open-market purchase.

Each RSU represents the right to receive one share of Class A common stock upon vesting. The award vests on the earlier of the first anniversary of the grant date or the next regularly scheduled annual meeting of stockholders. Following this grant, Tagar’s direct holdings total 289,595 Class A shares, aligning his interests more closely with shareholders.

MARINER JONATHAN D reported acquisition or exercise transactions in this Form 4 filing.

Rocket Companies director Jonathan D. Mariner received an equity award of 16,312 restricted stock units (RSUs) of Class A common stock. The grant was made on June 10, 2026 under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3.

Each RSU represents the right to receive one share of Class A common stock upon vesting. The RSUs vest on the earlier of the first anniversary of the grant date or the next regularly scheduled annual meeting of stockholders. Following this grant, Mariner directly holds 102,300 shares of Class A common stock.

Rampell Alastair reported acquisition or exercise transactions in this Form 4 filing.

Rocket Companies, Inc. director Alastair Rampell received a grant of 16,312 restricted stock units of Class A common stock as equity compensation. The award was made at no cash cost to him under the 2020 Omnibus Incentive Plan and is exempt under Rule 16b-3. After this grant, he directly holds 54,639 shares or units in total. The RSUs will vest on the earlier of one year from the grant date or the next annual stockholder meeting, aligning his interests with long-term shareholder value.

Rocket Companies director Matthew Rizik reported routine equity compensation activity. A block of 12,261 Cash-Settled Restricted Stock Units vested and was automatically settled into cash under the 2020 Omnibus Incentive Plan, in a transaction exempt under Rule 16b-3. Related entries show the exercise of derivative rights tied to Class A common stock and an internal reclassification entry, after which Rizik directly holds 1,038,536 shares of Class A common stock, alongside additional indirect holdings of Class L-1 and L-2 common stock through grantor retained annuity trusts.

Rocket Companies, Inc. Chief Technology Officer Shawn Malhotra had 52,484 shares of Class A common stock withheld to cover taxes on vesting restricted stock units. These shares were forfeited to satisfy tax withholding obligations tied to awards under the company’s 2020 Omnibus Incentive Plan.

After this non-market tax-withholding disposition, Malhotra directly holds 905,271 shares of Rocket Companies Class A common stock. The event reflects routine equity compensation mechanics rather than an open-market sale or purchase decision.

Rocket Companies, Inc. President & Chief Financial Officer Brian Nicholas Brown had 16,112 shares of Class A common stock forfeited at $15.03 per share to cover tax withholding on vesting restricted stock units under the company’s 2020 Omnibus Incentive Plan.

After this tax-related disposition, he directly holds 1,287,006 Class A shares, plus 395,777 shares of Class L-1 common stock and 395,777 shares of Class L-2 common stock, indicating the event is compensation- and tax-driven rather than an open-market trade.

Rocket Companies, Inc. Chief Operating Officer Heather M. Lovier had 8,056 shares of Class A common stock withheld on 2026-04-07 to cover tax obligations. The shares were forfeited at $15.03 per share in connection with the vesting of restricted stock units granted under the company’s 2020 Omnibus Incentive Plan, rather than being sold on the open market.

After this tax-withholding disposition, she directly holds 907,295 shares of Class A common stock, as well as 1,413,489 shares of Class L-1 common stock and 1,413,490 shares of Class L-2 common stock.

Rocket Companies, Inc. Chief Accounting Officer Noah A. Edwards reported a routine tax-related share disposition. On April 7, 2026, 2,302 shares of Class A common stock were forfeited at $15.03 per share to cover tax withholding obligations on vesting restricted stock units. After this withholding event, Edwards directly holds 168,622 shares of Rocket Companies Class A common stock.

Rocket Companies, Inc. Chief Technology Officer Shawn Malhotra reported a routine tax-related share disposition. On the vesting of restricted stock units granted under the company’s 2020 Omnibus Incentive Plan, 13,751 shares of Class A common stock were forfeited to cover tax withholding obligations. Following this withholding event, Malhotra holds 957,755 shares of Class A common stock directly.

Rocket Companies, Inc. Chief Marketing Officer Jonathan Mildenhall reported a routine tax-related share disposition. On the vesting of restricted stock units granted under the company’s 2020 Omnibus Incentive Plan, 12,860 shares of Class A common stock were forfeited to cover tax withholding obligations at an indicated value of $15.03 per share. After this non-market tax-withholding event, Mildenhall directly holds 888,944 shares of Rocket Companies Class A common stock.

Rocket Companies, Inc. Chief Business Officer William D. Banfield reported a tax-related share disposition. On April 7, 2026, 8,056 shares of Class A common stock were forfeited at $15.03 per share to cover tax withholding obligations tied to vesting restricted stock units under the company’s 2020 Omnibus Incentive Plan. After this transaction, he directly holds 901,884 Class A shares. The filing also lists direct holdings of 2,826,979 shares of Class L-1 common stock and 2,826,979 shares of Class L-2 common stock as of the same date.

Rocket Companies, Inc. director and executive Jesse K. Bray reported a routine tax-related share disposition. On April 1, 2026, 57,200 shares of Class A common stock were forfeited at $14.25 per share to cover tax withholding on vesting restricted stock units under the 2020 Omnibus Incentive Plan.

After this transaction, Bray held 7,978,342 Class A shares directly and 8,099,104 Class A shares indirectly through The Jesse K. Bray Living Trust, indicating a large ongoing ownership position despite the tax withholding disposition.

Rocket Companies, Inc. director and executive Jesse K. Bray reported gifting a total of 93,060 shares of Class A common stock on March 11, 2026. The shares were transferred as bona fide charitable contributions from The Jesse K. Bray Living Trust to a charitable organization and a donor advised fund.

After these gifts, the trust continued to hold 6,871,997 shares indirectly, while Bray also held 9,262,649 shares directly. These are non-cash, non-market transactions and do not reflect open-market buying or selling activity.

Rocket Companies director Matthew Rizik reported compensation-related activity involving cash-settled restricted stock units and Class A common stock. On March 7, 2026, he exercised 14,796 cash-settled RSUs, which converted into 14,796 shares of Class A common stock at a stated price of $0.00 per share. A related “J” code entry shows an other acquisition or disposition of the same 14,796 Class A shares at $14.95 per share, leaving him with 1,038,536 Class A shares held directly afterward. The footnotes explain these RSUs were granted under the 2020 Omnibus Incentive Plan, vest in six semi-annual installments over three years, and settle in cash based on the fair market value of Rocket’s common stock.

Rocket Companies, Inc. Chief Technology Officer Shawn Malhotra reported routine equity compensation activity in Class A common stock. He received a grant of 250,836 restricted stock units under the 2020 Omnibus Incentive Plan, with each unit representing one share of Class A common stock upon vesting.

The RSUs were granted on March 7, 2026 and will vest in six equal, semi-annual installments over three years on each March 7 and September 7, starting September 7, 2026, contingent on continued employment. On the same date, 15,723 shares were forfeited to cover tax withholding obligations upon RSU vesting, leaving him with 971,506 shares held directly after these transactions.

Rocket Companies, Inc. President & Chief Financial Officer Brian Nicholas Brown reported routine equity compensation and related tax withholding in Class A common stock. He received a grant of 367,892 restricted stock units on March 7, 2026, each representing one share upon vesting under the 2020 Omnibus Incentive Plan.

To cover tax obligations tied to RSU vesting, a total of 31,247 shares of Class A common stock were withheld at $14.95 per share, recorded as two separate dispositions. After these transactions, Brown directly holds 1,303,118 shares of Class A common stock, plus disclosed holdings in Class L-1 and Class L-2 common stock.

Rocket Companies, Inc. Chief Executive Officer Varun Krishna reported equity compensation and related tax-withholding transactions in Class A common stock. He received 1,003,344 restricted stock units (RSUs)March 7, 2026 under the 2020 Omnibus Incentive Plan. Each RSU represents the right to receive one share of Class A common stock as it vests.

The RSUs vest in six equal, semi-annual installments over three years on each March 7 and September 7, beginning on September 7, 2026, subject to his continued employment. To cover tax withholding obligations upon RSU vesting, 52,082 shares and 58,259 shares of Class A common stock were forfeited at a reference price of $14.95 per share, rather than sold in the open market. After these transactions, Krishna directly holds 2,143,922 shares of Class A common stock.

Rocket Companies, Inc. Chief Business Officer William D. Banfield received a grant of 234,113 restricted stock units representing Class A common stock, awarded under the 2020 Omnibus Incentive Plan and approved by a committee of independent directors. The RSUs were granted on March 7, 2026 and will vest in six equal, semi-annual installments over three years on each March 7 and September 7, starting September 7, 2026, subject to his continued employment. To cover tax withholding upon RSU vesting, 44,053 shares of Class A common stock were forfeited at a price of $14.95 per share. After these transactions, he directly holds 909,940 shares of Class A common stock and 2,826,979 shares each of Class L-1 and Class L-2 common stock.

Rocket Companies, Inc. Chief Marketing Officer Jonathan Mildenhall reported equity compensation activity involving the company’s Class A common stock. He received a grant of 234,113 restricted stock units under the 2020 Omnibus Incentive Plan, with each unit representing one future share upon vesting.

The RSUs were granted on March 7, 2026 and will vest in six equal, semi-annual installments over three years on each March 7 and September 7, beginning September 7, 2026, contingent on continued employment. On the same date, 60,949 shares were withheld at $14.95 per share to cover tax obligations from RSU vesting, leaving him with 901,804 directly held shares.

Bray Jesse K reported acquisition or exercise transactions in this Form 4 filing.

Rocket Companies, Inc. director and executive Jesse K. Bray, President and CEO of Rocket Mortgage, received an equity award of 418,060 shares of Class A common stock in the form of restricted stock units. The award was granted at no cash cost to him under the 2020 Omnibus Incentive Plan.

Each RSU represents one share of Class A common stock upon vesting. The units were granted on March 7, 2026 and will vest in six equal, semi-annual installments over three years on each March 7 and September 7, starting September 7, 2026, contingent on his continued employment.

Following this grant, Bray directly holds 9,262,649 shares of Class A common stock and indirectly holds 6,965,057 additional shares through the Jesse K. Bray Living Trust, where he serves as trustee and his immediate family are beneficiaries.

Rocket Companies, Inc. Chief Accounting Officer Noah A. Edwards reported equity compensation and related tax withholding in Class A common stock. He received a grant of 60,200 restricted stock units (RSUs) under the 2020 Omnibus Incentive Plan on March 7, 2026. Each RSU represents the right to receive one share of Class A common stock as it vests.

The RSUs will vest in six equal, semi-annual installments over three years on each March 7 and September 7, starting on September 7, 2026, subject to continued employment. In a separate transaction, 7,912 shares were forfeited at $14.95 per share to satisfy tax withholding obligations upon RSU vesting. After these transactions, Edwards directly holds 170,924 shares of Class A common stock.

Rocket Companies Chief Operating Officer Heather M. Lovier received a grant of 250,836 restricted stock units under the company’s 2020 Omnibus Incentive Plan. Each unit converts into one share of Class A common stock as it vests over three years in six equal semi-annual installments starting on September 7, 2026.

On the same date, 43,179 Class A shares were forfeited to cover tax withholding obligations tied to RSU vesting. After these transactions, Lovier directly holds 915,351 shares of Class A common stock, plus reported holdings of Class L-1 and Class L-2 common stock.

Rocket Companies, Inc. President and Chief Financial Officer Brian Nicholas Brown reported a tax-related share disposition. On March 3, 2026, 39,128 shares of Class A common stock were forfeited at $16.79 per share to cover tax withholding obligations upon vesting of restricted stock units under the 2020 Omnibus Incentive Plan. After this withholding transaction, he directly held 966,473 shares of Class A common stock, as well as 395,777 shares each of Class L-1 and Class L-2 common stock.

Rocket Companies, Inc. director and Pres & CEO of Rocket Mortgage, Jesse K. Bray, reported a tax-related share disposition. He forfeited 1,193,762 shares of Class A common stock at $18.19 per share to satisfy tax withholding obligations. After this transaction, he directly holds 8,844,589 Class A shares and indirectly holds 6,965,057 Class A shares through the Jesse K. Bray Living Trust.

Rocket Companies, Inc. director Matthew Rizik reported two open-market sales of Class A common stock. On January 9, 2026, he sold 2,500 Class A shares at a weighted average price of $22.7775 per share. On January 12, 2026, he sold another 2,500 Class A shares at a weighted average price of $22.9943 per share.

The filing notes these transactions were made under a Rule 10b5-1 trading plan adopted on August 11, 2025. After the reported trades, Rizik directly beneficially owned 1,038,536 Class A shares, along with Class L-1 and Class L-2 common stock holdings, including 675,000 Class L-1 shares and 825,000 Class L-2 shares held indirectly by a grantor retained annuity trust.

Rocket Companies director Matthew Rizik reported two small stock sales under a pre-set trading plan. On January 7 and 8, 2026, he sold 2,500 Class A shares on each day at weighted average prices of $21.2645 and $21.2853, respectively, in open-market transactions coded as sales.

After these trades, he continued to beneficially own 1,043,536 Class A shares. He also reported substantial holdings of Class L‑1 and Class L‑2 common stock, including amounts held directly and additional shares held indirectly through a grantor retained annuity trust. The filing states these transactions were executed under a Rule 10b5‑1 trading plan adopted on August 11, 2025.

Rocket Companies, Inc. director Matthew Rizik reported small open‑market sales of Class A common stock made under a prearranged Rule 10b5‑1 trading plan adopted on August 11, 2025. On January 5, 2026, he sold 2,500 Class A shares at a weighted average price of $21.044 per share, and on January 6, 2026 he sold another 2,500 Class A shares at a weighted average price of $20.9751 per share.

After these transactions, Rizik directly holds 1,048,536 Class A common shares. He also reports direct holdings of 2,511,005 Class L‑1 common shares and 2,361,005 Class L‑2 common shares, plus indirect holdings of 675,000 Class L‑1 and 825,000 Class L‑2 common shares through a grantor retained annuity trust.

Rocket Companies, Inc. director reported small open-market sales of Class A common stock under a pre-arranged Rule 10b5-1 trading plan. On 12/31/2025, the reporting person sold 2,500 Class A shares at a weighted average price of $19.4525 per share, followed by another sale of 2,500 Class A shares on 01/02/2026 at a weighted average price of $19.6979 per share.

After these transactions, the reporting person beneficially owns 1,053,536 Class A common shares directly. They also hold 2,511,005 Class L-1 and 2,361,005 Class L-2 common shares directly, plus an additional 675,000 Class L-1 and 825,000 Class L-2 common shares indirectly through a grantor retained annuity trust.

Rocket Companies, Inc. reported that a company director filed a Form 4 for planned stock sales under a Rule 10b5-1 trading plan adopted on August 11, 2025. On December 29, 2025, the reporting person sold 2,500 shares of Class A common stock at a weighted average price of $19.2469 per share, followed by another sale of 2,500 shares on December 30, 2025 at a weighted average price of $19.8805 per share.

After these transactions, the reporting person beneficially owned 1,061,036 and then 1,058,536 shares of Class A common stock directly, plus large holdings of Class L-1 and Class L-2 common stock, including portions held indirectly through a grantor retained annuity trust.

Rocket Companies, Inc. director reported open-market sales of Class A common stock under a pre-arranged Rule 10b5-1 trading plan adopted on August 11, 2025. On December 23, 24, and 26, 2025, the reporting person sold 2,500 shares on each date, at weighted average prices of $18.923, $19.4364, and $19.3807 per share, respectively.

After these transactions, the reporting person beneficially owned 1,063,536 shares of Class A common stock directly. They also reported direct holdings of 2,511,005 shares of Class L-1 common stock and 2,361,005 shares of Class L-2 common stock, plus 675,000 Class L-1 and 825,000 Class L-2 shares held indirectly through grantor retained annuity trusts.

Rocket Companies, Inc. director reported planned sales of Class A common stock under a Rule 10b5-1 trading plan adopted on August 11, 2025. On December 19, 2025, the reporting person sold 2,500 Class A shares at a weighted average price of $19.2058 per share, and on December 22, 2025, sold another 2,500 Class A shares at a weighted average price of $18.991 per share. After these transactions, the reporting person beneficially owned 1,071,036 Class A shares directly, along with 2,511,005 Class L-1 shares and 2,361,005 Class L-2 shares directly, plus 675,000 Class L-1 shares and 825,000 Class L-2 shares held indirectly through grantor retained annuity trusts.

Rocket Companies, Inc. director reports planned stock sales under a Rule 10b5-1 trading plan. On 12/17/2025 and 12/18/2025, the reporting person sold a total of 5,000 shares of Class A common stock in open-market transactions. The 2,500 shares sold on 12/17/2025 had a weighted average price of $18.215 per share, and the 2,500 shares sold on 12/18/2025 had a weighted average price of $18.8305 per share.

After these transactions, the director beneficially owns 1,076,036 shares of Class A common stock directly, along with substantial holdings of Class L-1 and Class L-2 common stock, some of which are held indirectly through a grantor retained annuity trust.

Rocket Companies, Inc. director reported selling 2,500 shares of Class A common stock on December 15, 2025 at a weighted average price of $17.9745, and another 2,500 shares on December 16, 2025 at a weighted average price of $18.0791. These trades were made under a pre-arranged Rule 10b5-1 trading plan adopted on August 11, 2025.

After these transactions, the director beneficially owns 1,081,036 Class A shares directly, along with 2,511,005 Class L-1 and 2,361,005 Class L-2 shares directly. Additional holdings include 675,000 Class L-1 and 825,000 Class L-2 shares held indirectly through grantor retained annuity trusts.

Rocket Companies, Inc. (RKT) director reports small planned stock sales. A director sold 2,500 shares of Class A common stock on each of 12/10/2025, 12/11/2025, and 12/12/2025, coded as open-market sales and executed under a Rule 10b5-1 trading plan adopted on August 11, 2025. The weighted average prices were $19.1664 (range $18.955–$19.515), $19.4682 (range $19.31–$19.945), and $18.9934 (range $18.90–$19.15), respectively. After these transactions, the director beneficially owns 1,086,036 Class A shares directly, plus 2,511,005 Class L-1 and 2,361,005 Class L-2 common shares directly, and an additional 675,000 Class L-1 and 825,000 Class L-2 common shares indirectly through grantor retained annuity trusts.

Rocket Companies director equity activity and holdings update. A Rocket Companies, Inc. director reported receiving 110,352 restricted stock units (RSUs) of Class A common stock on December 7, 2025 at a grant price of $0. These RSUs vest in six equal semi-annual installments over three years, on each June 7 and December 7, starting June 7, 2026, contingent on continued service.

The director also reported open-market sales of 2,500 Class A shares on December 8, 2025 at a weighted average price of $18.7798 per share and 2,500 shares on December 9, 2025 at a weighted average price of $18.8065 per share, executed under a Rule 10b5-1 trading plan adopted on August 11, 2025. Separately, the director received 73,568 cash-settled RSUs on December 7, 2025, with the same six-installment vesting schedule tied to the fair market value of Rocket’s common stock at settlement.

Rocket Companies, Inc. (RKT) director Form 4 filing details recent share sales and current holdings. The reporting person, a director of Rocket Companies, sold 2,500 shares of Class A common stock on 12/04/2025 at a weighted average price of $19.8577 per share and another 2,500 shares on 12/05/2025 at a weighted average price of $19.3376 per share, both coded as open-market sales.

After these transactions, the director beneficially owns 988,184 shares of Class A common stock directly. They also hold large positions in other share classes, including 2,511,005 shares of Class L-1 common stock and 2,361,005 shares of Class L-2 common stock directly, plus 675,000 shares of Class L-1 and 825,000 shares of Class L-2 common stock indirectly through a grantor retained annuity trust. The sales were made under a Rule 10b5-1 trading plan adopted on August 11, 2025, which is designed to pre-schedule trades.

Rocket Companies, Inc. director filed a Form 4 reporting pre‑planned open‑market sales of Class A common stock under a Rule 10b5‑1 trading plan adopted on August 11, 2025. On December 2, 2025, the reporting person sold 2,500 Class A shares at a weighted average price of $20.2144 per share, and on December 3, 2025 sold another 2,500 Class A shares at a weighted average price of $19.979 per share.

After these transactions, the reporting person beneficially owns 993,184 Class A shares directly. They also hold 2,511,005 Class L‑1 shares and 2,361,005 Class L‑2 shares directly, plus 825,000 Class L‑2 shares and 675,000 Class L‑1 shares indirectly through grantor retained annuity trusts.

Rocket Companies, Inc. (RKT) director reports planned stock sales. A company director filed a Form 4 disclosing the sale of 2,500 shares of Class A common stock on 11/28/2025 at a weighted average price of $19.8887 per share and another 2,500 shares on 12/01/2025 at a weighted average price of $19.8138 per share. These 5,000 shares were sold under a Rule 10b5-1 trading plan adopted on August 11, 2025, which is designed to pre-schedule trades.

After these transactions, the director reports beneficial ownership of 998,184 Class A shares directly, plus 2,511,005 Class L-1 and 2,361,005 Class L-2 common shares directly. The filing also shows 675,000 Class L-1 and 825,000 Class L-2 common shares held indirectly through a grantor retained annuity trust (GRAT), indicating the director continues to hold a substantial stake in Rocket Companies.

Rocket Companies, Inc. director reported small open-market sales of Class A common stock under a pre-arranged trading plan. On 11/25/2025, the reporting person sold 2,500 Class A shares at a weighted average price of $19.29 per share, followed by another 2,500 Class A shares on 11/26/2025 at a weighted average price of $19.8474 per share. These transactions were executed pursuant to a Rule 10b5-1 trading plan adopted on August 11, 2025.

After these sales, the reporting person beneficially owns 1,003,184 Class A common shares directly, along with Class L-1 and Class L-2 common stock holdings, including shares held indirectly through grantor retained annuity trusts.

Rocket Companies, Inc. (RKT) director reports small open-market share sales under a pre-set trading plan. The reporting person sold 2,500 shares of Class A common stock on 11/21/2025 at a weighted average price of $17.0342 per share and another 2,500 shares on 11/24/2025 at a weighted average price of $17.7742 per share, for a total of 5,000 shares sold.

These transactions were executed pursuant to a Rule 10b5-1 trading plan adopted on August 11, 2025, which is designed to allow automatic trading according to pre-arranged instructions. After the reported sales, the reporting person continues to beneficially own over 1.0 million shares of Class A common stock and significant holdings of Class L-1 and Class L-2 common stock, including shares held directly and through a grantor retained annuity trust.

Rocket Companies, Inc. (RKT) director reported open‑market sales of Class A common stock under a pre‑arranged Rule 10b5‑1 trading plan adopted on August 11, 2025. On November 19, 2025, the reporting person sold 2,500 Class A shares at a weighted average price of $17.0376 per share, followed by another sale of 2,500 Class A shares on November 20, 2025 at a weighted average price of $16.914 per share.

After these transactions, the reporting person beneficially owned 1,013,184 shares of Class A common stock, as well as 3,186,005 shares of Class L‑1 common stock and 3,186,005 shares of Class L‑2 common stock, all held directly.

Rocket Companies (RKT) director reported selling 5,000 shares of Class A common stock in two transactions under a Rule 10b5-1 trading plan. The sales occurred on 11/17/2025 and 11/18/2025, with 2,500 shares sold each day at weighted average prices of $16.703 and $16.7846 per share, respectively, within disclosed price ranges around those levels. After these sales, the reporting person beneficially owns 1,018,184 shares of Class A common stock, plus 3,186,005 shares of Class L-1 common stock and 3,186,005 shares of Class L-2 common stock, all held directly.

Rocket Companies, Inc. (RKT) director reported open‑market sales of Class A common stock under a pre-arranged Rule 10b5-1 trading plan. On 11/13/2025 and 11/14/2025, the reporting person sold 2,500 shares on each date at weighted average prices of $17.4651 and $17.1733 per share, respectively, in multiple transactions within disclosed price ranges. After these sales, the director beneficially owned 1,023,184 shares of Class A common stock, plus 3,186,005 shares of Class L-1 common stock and 3,186,005 shares of Class L-2 common stock.

Rocket Companies (RKT) reported insider activity: a director sold Class A common stock in two open‑market transactions. On 11/11/2025, 2,500 shares were sold at a weighted average price of $17.4607, and on 11/12/2025, 2,500 shares were sold at a weighted average price of $17.6887.

The sales were effected under a Rule 10b5-1 trading plan adopted on August 11, 2025. Following these transactions, beneficial ownership included 1,028,184 Class A shares (direct). The filing also lists 3,186,005 Class L‑1 shares and 3,186,005 Class L‑2 shares (direct).

Rocket Companies (RKT) disclosed an insider share withholding related to equity compensation. On 11/06/2025, the Chief Technology Officer disposed of 51,673 shares of Class A common stock at $16.3 in a Code F transaction, reflecting shares withheld to cover taxes upon RSU vesting under the 2020 Omnibus Incentive Plan.

After this transaction, the reporting person held 736,393 shares directly.

Rocket Companies, Inc. (RKT) reported an insider transaction related to its completed acquisition of Mr. Cooper Group Inc. On October 1, 2025, Director and 10% owner Daniel B. Gilbert acquired 89,859 shares of Class A common stock at $0, reflecting the merger consideration mechanics.

Per the merger terms, each outstanding share of Mr. Cooper common stock converted into the right to receive 11.0 shares of Rocket Class A common stock and cash in lieu of fractional shares. The 89,859 Class A shares were received in exchange for 8,169 Mr. Cooper shares in a transaction exempt under Rule 16b-3. As context, closing prices on September 30, 2025 were $19.38 for Rocket Class A and $210.79 for Mr. Cooper common stock.

Following the reported transaction, 89,859 Class A shares were beneficially owned indirectly by The Daniel B Gilbert Trust u/a/d 12/23/1996. The filing also lists beneficial holdings of 498,416,138 Class L-1 and 498,416,138 Class L-2 shares directly, and 70,107,640 Class L-1 and 70,107,640 Class L-2 shares indirectly via Daniel Gilbert Trust #1 u/a/d 8/23/16.

Rocket Companies, Inc. (RKT) reporting person Jonathan Mildenhall, the Chief Marketing Officer and an officer, was granted 154,130 restricted stock units (RSUs) on 10/08/2025. Each RSU represents the right to one share of Class A common stock and the grant was made under the 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3. The RSUs vest in six equal, semi-annual installments over three years with the first vesting on 04/07/2026, subject to continued employment. After the grant, the reporting person beneficially owned 728,640 shares of Class A common stock.

Brian N. Brown, Chief Financial Officer and Treasurer of Rocket Companies, Inc. (RKT), reported receipt of 215,782 restricted stock units (RSUs) on 10/08/2025 in a grant priced at $0. Each RSU converts to one share of Class A common stock upon vesting. After the grant the reporting person beneficially owns 1,005,601 shares. The RSUs vest in six equal semi-annual installments over three years, beginning on 04/07/2026 and thereafter each 10/07 and 04/07 until fully vested, subject to continued employment. The grant was exempt under Rule 16b-3.