STOCK TITAN

Rocket Companies, Inc. Form 4 Filings

RKT NYSE

Every Form 4 that Rocket Companies, Inc. (RKT) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.

A Form 4 covers the transactions officers, directors and large holders report, so if you follow RKT and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full RKT filings page.

Rhea-AI Summary

Rocket Companies, Inc. (RKT) Chief Marketing Officer Jonathan Mildenhall had 12,860 shares of Class A common stock forfeited to pay tax withholding obligations when restricted stock units vested on October 7, 2026. Mildenhall reported 795,797 direct shares after the transaction; the reported price was $11.59 per share.

Rhea-AI Summary

Rocket Companies, Inc. Chief Technology Officer Shawn Malhotra reported 13,751 shares of Class A common stock forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted under the company’s 2020 Omnibus Incentive Plan. The reported price was $11.59 per share; his directly held position afterward was 853,590 shares.

Rhea-AI Summary

Rocket Companies, Inc. (RKT) Chief Business Officer William D. Banfield had 8,056 Class A common shares forfeited on October 7, 2026, to pay tax-withholding obligations upon vesting of restricted stock units under the 2020 Omnibus Incentive Plan; the reported price was $11.59 per share. Afterward, he held 3,659,492 Class A shares directly. The Form 4 also lists 2,826,979 Class L-2 common shares held directly.

Rhea-AI Summary

Rocket Companies, Inc. Chief Operating Officer Heather M. Lovier forfeited 8,056 shares of Class A common stock on October 7, 2026, to pay tax withholding obligations upon vesting; the reported price was $11.59 per share. After the transaction, Lovier directly held 2,251,059 shares of Class A common stock. She also reported direct holdings of 1,413,490 shares of Class L-2 common stock as of October 7, 2026.

Rhea-AI Summary

Rocket Companies, Inc. Chief Accounting Officer Noah A. Edwards forfeited 2,302 shares of Class A common stock on October 7, 2026, to pay tax withholding obligations upon the vesting of restricted stock units granted under the issuer’s 2020 Omnibus Incentive Plan. The shares were reported at $11.59 per share, and Edwards held 154,311 shares directly after the transaction.

Rhea-AI Summary

Rocket Companies, Inc. (RKT) disclosed that President & Chief Fin Officer Brian Nicholas Brown forfeited 16,112 Class A common shares to pay tax withholding obligations upon the vesting of restricted stock units granted under the company’s 2020 Omnibus Incentive Plan on October 7, 2026. The reported price was $11.59 per share. Brown’s direct Class A holdings after the transaction were 1,607,954 shares; a separate direct holding entry lists 395,777 Class L-2 common shares.

Rhea-AI Summary

Jesse K. Bray, President and CEO of Rocket Mortgage and a director, reported that the Jesse K. Bray Living Trust sold 92,300 Class A common shares on October 2, 2026. The sale was made under a previously announced Rule 10b5-1 trading plan adopted by the Trust on June 16, 2026. After the sale, the Trust held 7,728,027 shares. A separate direct holding entry listed 7,812,940 shares on October 2, 2026.

Rhea-AI Summary

Rocket Companies, Inc. director and Rocket Mortgage President & CEO Jesse K. Bray reported that the Jesse K. Bray Living Trust sold 132,700 Class A common shares on October 1, 2026, at a weighted average $12.01 per share; individual sale prices ranged from $12.00 to $12.02. The sale was made under a Rule 10b5-1 plan adopted June 16, 2026. Separately, 57,200 shares were forfeited to pay tax withholding obligations upon restricted stock unit vesting; Bray directly held 7,812,940 shares after that transaction, and the trust held 7,820,327 shares after the sale.

Rhea-AI Summary

Rocket Companies, Inc. (RKT) director and Rocket Mortgage president and CEO Jesse K. Bray reported that the Jesse K. Bray Living Trust sold 225,000 shares of Class A common stock on September 15, 2026, at a weighted average price of $13.11 per share under a pre-arranged Rule 10b5-1 trading plan adopted on June 16, 2026.

After this sale, Bray is reported to hold 7,953,027 shares indirectly through the trust and 7,870,140 shares directly of Rocket Companies Class A common stock.

Rhea-AI Summary

Rocket Companies, Inc. (RKT) reported that Chief Business Officer William D. Banfield had 61,315 shares of Class A common stock withheld on September 7, 2026 to pay tax withholding obligations upon the vesting of restricted stock units granted under the company’s 2020 Omnibus Incentive Plan. The tax-withholding disposition was priced at $14.06 per share, and Banfield now directly holds 3,667,548 shares of Class A common stock, which includes 2,826,979 shares previously reported as Class L-1 common stock that were converted to Class A under the Restated Certificate of Incorporation. He also directly holds 2,826,979 shares of Class L-2 common stock. No Rule 10b5-1 trading plan is reported.

Rhea-AI Summary

Rocket Companies, Inc. (RKT) reported that Chief Accounting Officer Noah A. Edwards disposed of 12,009 shares of Class A common stock on September 7, 2026. The shares were forfeited to cover tax withholding obligations upon vesting of restricted stock units under the 2020 Omnibus Incentive Plan, leaving him with 156,613 shares held directly.

Rhea-AI Summary

Rocket Companies, Inc. (RKT) reported that its President & Chief Financial Officer, Brian Nicholas Brown, had shares withheld to cover taxes upon vesting of equity awards. On September 7 and 8, 2026, a total of 58,717 shares of Class A common stock were disposed of at $14.06 per share through transactions coded as payments of tax liability by delivering or withholding securities. A footnote states these shares were forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted under the company’s 2020 Omnibus Incentive Plan, and also describes 395,777 shares of Class A common stock that had previously been reported as Class L-1 common stock and were converted to Class A in a transaction exempt under Rule 16b-3.

Rhea-AI Summary

Rocket Companies, Inc. (RKT) reported that Chief Technology Officer Shawn Malhotra had 37,930 shares of Class A common stock withheld on September 7, 2026 to satisfy tax withholding obligations upon the vesting of restricted stock units under the company’s 2020 Omnibus Incentive Plan. After this tax-withholding disposition, he holds 867,341 shares of Class A common stock directly, and no Rule 10b5-1 trading plan is reported.

Rhea-AI Summary

Rocket Companies, Inc. (RKT) director and officer Jesse K. Bray reported a disposition of shares on September 7, 2026 related to equity compensation. Bray had 29,279 shares of Class A common stock withheld at $14.06 per share to satisfy tax withholding obligations upon the vesting of restricted stock units under the 2020 Omnibus Incentive Plan; this was not an open-market sale. After this tax-withholding event, he held 7,870,140 Class A shares directly and an additional 8,178,027 Class A shares indirectly through The Jesse K. Bray Living Trust. No transactions were reported under a Rule 10b5-1 trading plan.

Rhea-AI Summary

Rocket Companies, Inc. (RKT) reported that Chief Operating Officer Heather M. Lovier had 61,669 shares of Class A common stock withheld on September 7, 2026 to pay tax withholding obligations upon the vesting of restricted stock units granted under the 2020 Omnibus Incentive Plan. After this tax-withholding disposition, she directly holds 2,259,115 Class A shares and 1,413,490 Class L-2 common shares.

Rhea-AI Summary

Rocket Companies, Inc. (RKT) reported that Chief Executive Officer and director Krishna Varun surrendered a total of 185,258 shares of Class A common stock on September 7 and September 8, 2026. These shares were withheld to satisfy tax withholding obligations arising from the vesting of restricted stock units granted under the company’s 2020 Omnibus Incentive Plan. No open‑market purchases or sales were reported, and no Rule 10b5-1 trading plan is indicated.

Rhea-AI Summary

Rocket Companies, Inc. (RKT) director Matthew Rizik reported on September 7, 2026 the vesting and cash settlement of 14,796 Cash-Settled RSUs, reducing his outstanding Cash-Settled RSUs to 105,695. Each RSU pays cash equal to the fair market value of a share of Class A common stock on the settlement date and vests in six semi-annual installments over three years. Related entries show an "other" disposition of 14,796 Class A shares at $14.06 per share and reclassification transactions converting previously reported Class L-1 common stock into Class A common stock and holdings in grantor retained annuity trusts.

Rhea-AI Summary

Rocket Companies, Inc. (RKT) reported that Chief Marketing Officer Jonathan Mildenhall had 80,287 shares of Class A common stock withheld on September 7, 2026 to pay tax withholding obligations tied to the vesting of restricted stock units granted under the 2020 Omnibus Incentive Plan. After this tax-withholding disposition, he holds 808,657 shares directly.

Rhea-AI Summary

Watterson Sarah reported acquisition or exercise transactions in this Form 4 filing.

Rocket Companies, Inc. (RKT) reported that director Sarah Watterson received an equity award of 14,566 restricted stock units (RSUs) of Class A common stock. The RSUs were granted at $0.00 per share under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan and are scheduled to vest in full on the first anniversary of the grant date. Following this award, Watterson directly holds 14,566 shares/RSUs of Class A common stock, reflecting compensation-related equity rather than an open-market purchase.

Rhea-AI Summary

SHANK SUZANNE F. reported acquisition or exercise transactions in this Form 4 filing.

Rocket Companies director Suzanne F. Shank received an equity award of 16,312 restricted stock units (RSUs). The grant was made on June 10, 2026 under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan and is exempt under Rule 16b-3. Each RSU represents one share of Class A common stock upon vesting, which occurs on the earlier of the first anniversary of the grant date or the next annual stockholder meeting. Following this award, Shank directly holds 119,558 shares, reflecting routine, stock-based compensation rather than an open-market purchase.

Rhea-AI Summary

Olson Tagar reported acquisition or exercise transactions in this Form 4 filing.

Rocket Companies director Olson Tagar received an equity grant of 11,255 restricted stock units (RSUs) of Class A common stock. The RSUs were awarded at no cash cost under the 2020 Omnibus Incentive Plan and are a form of stock-based compensation, not an open-market purchase.

Each RSU represents the right to receive one share of Class A common stock upon vesting. The award vests on the earlier of the first anniversary of the grant date or the next regularly scheduled annual meeting of stockholders. Following this grant, Tagar’s direct holdings total 289,595 Class A shares, aligning his interests more closely with shareholders.

Rhea-AI Summary

MARINER JONATHAN D reported acquisition or exercise transactions in this Form 4 filing.

Rocket Companies director Jonathan D. Mariner received an equity award of 16,312 restricted stock units (RSUs) of Class A common stock. The grant was made on June 10, 2026 under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3.

Each RSU represents the right to receive one share of Class A common stock upon vesting. The RSUs vest on the earlier of the first anniversary of the grant date or the next regularly scheduled annual meeting of stockholders. Following this grant, Mariner directly holds 102,300 shares of Class A common stock.

Rhea-AI Summary

Rampell Alastair reported acquisition or exercise transactions in this Form 4 filing.

Rocket Companies, Inc. director Alastair Rampell received a grant of 16,312 restricted stock units of Class A common stock as equity compensation. The award was made at no cash cost to him under the 2020 Omnibus Incentive Plan and is exempt under Rule 16b-3. After this grant, he directly holds 54,639 shares or units in total. The RSUs will vest on the earlier of one year from the grant date or the next annual stockholder meeting, aligning his interests with long-term shareholder value.

Rhea-AI Summary

Rocket Companies director Matthew Rizik reported routine equity compensation activity. A block of 12,261 Cash-Settled Restricted Stock Units vested and was automatically settled into cash under the 2020 Omnibus Incentive Plan, in a transaction exempt under Rule 16b-3. Related entries show the exercise of derivative rights tied to Class A common stock and an internal reclassification entry, after which Rizik directly holds 1,038,536 shares of Class A common stock, alongside additional indirect holdings of Class L-1 and L-2 common stock through grantor retained annuity trusts.

Rhea-AI Summary

Rocket Companies, Inc. Chief Technology Officer Shawn Malhotra had 52,484 shares of Class A common stock withheld to cover taxes on vesting restricted stock units. These shares were forfeited to satisfy tax withholding obligations tied to awards under the company’s 2020 Omnibus Incentive Plan.

After this non-market tax-withholding disposition, Malhotra directly holds 905,271 shares of Rocket Companies Class A common stock. The event reflects routine equity compensation mechanics rather than an open-market sale or purchase decision.

Rhea-AI Summary

Rocket Companies, Inc. President & Chief Financial Officer Brian Nicholas Brown had 16,112 shares of Class A common stock forfeited at $15.03 per share to cover tax withholding on vesting restricted stock units under the company’s 2020 Omnibus Incentive Plan.

After this tax-related disposition, he directly holds 1,287,006 Class A shares, plus 395,777 shares of Class L-1 common stock and 395,777 shares of Class L-2 common stock, indicating the event is compensation- and tax-driven rather than an open-market trade.

Rhea-AI Summary

Rocket Companies, Inc. Chief Operating Officer Heather M. Lovier had 8,056 shares of Class A common stock withheld on 2026-04-07 to cover tax obligations. The shares were forfeited at $15.03 per share in connection with the vesting of restricted stock units granted under the company’s 2020 Omnibus Incentive Plan, rather than being sold on the open market.

After this tax-withholding disposition, she directly holds 907,295 shares of Class A common stock, as well as 1,413,489 shares of Class L-1 common stock and 1,413,490 shares of Class L-2 common stock.

Rhea-AI Summary

Rocket Companies, Inc. Chief Accounting Officer Noah A. Edwards reported a routine tax-related share disposition. On April 7, 2026, 2,302 shares of Class A common stock were forfeited at $15.03 per share to cover tax withholding obligations on vesting restricted stock units. After this withholding event, Edwards directly holds 168,622 shares of Rocket Companies Class A common stock.

Rhea-AI Summary

Rocket Companies, Inc. Chief Technology Officer Shawn Malhotra reported a routine tax-related share disposition. On the vesting of restricted stock units granted under the company’s 2020 Omnibus Incentive Plan, 13,751 shares of Class A common stock were forfeited to cover tax withholding obligations. Following this withholding event, Malhotra holds 957,755 shares of Class A common stock directly.

Rhea-AI Summary

Rocket Companies, Inc. Chief Marketing Officer Jonathan Mildenhall reported a routine tax-related share disposition. On the vesting of restricted stock units granted under the company’s 2020 Omnibus Incentive Plan, 12,860 shares of Class A common stock were forfeited to cover tax withholding obligations at an indicated value of $15.03 per share. After this non-market tax-withholding event, Mildenhall directly holds 888,944 shares of Rocket Companies Class A common stock.

Rhea-AI Summary

Rocket Companies, Inc. Chief Business Officer William D. Banfield reported a tax-related share disposition. On April 7, 2026, 8,056 shares of Class A common stock were forfeited at $15.03 per share to cover tax withholding obligations tied to vesting restricted stock units under the company’s 2020 Omnibus Incentive Plan. After this transaction, he directly holds 901,884 Class A shares. The filing also lists direct holdings of 2,826,979 shares of Class L-1 common stock and 2,826,979 shares of Class L-2 common stock as of the same date.

Rhea-AI Summary

Rocket Companies, Inc. director and executive Jesse K. Bray reported a routine tax-related share disposition. On April 1, 2026, 57,200 shares of Class A common stock were forfeited at $14.25 per share to cover tax withholding on vesting restricted stock units under the 2020 Omnibus Incentive Plan.

After this transaction, Bray held 7,978,342 Class A shares directly and 8,099,104 Class A shares indirectly through The Jesse K. Bray Living Trust, indicating a large ongoing ownership position despite the tax withholding disposition.

Rhea-AI Summary

Rocket Companies, Inc. director and executive Jesse K. Bray reported gifting a total of 93,060 shares of Class A common stock on March 11, 2026. The shares were transferred as bona fide charitable contributions from The Jesse K. Bray Living Trust to a charitable organization and a donor advised fund.

After these gifts, the trust continued to hold 6,871,997 shares indirectly, while Bray also held 9,262,649 shares directly. These are non-cash, non-market transactions and do not reflect open-market buying or selling activity.

Rhea-AI Summary

Rocket Companies director Matthew Rizik reported compensation-related activity involving cash-settled restricted stock units and Class A common stock. On March 7, 2026, he exercised 14,796 cash-settled RSUs, which converted into 14,796 shares of Class A common stock at a stated price of $0.00 per share. A related “J” code entry shows an other acquisition or disposition of the same 14,796 Class A shares at $14.95 per share, leaving him with 1,038,536 Class A shares held directly afterward. The footnotes explain these RSUs were granted under the 2020 Omnibus Incentive Plan, vest in six semi-annual installments over three years, and settle in cash based on the fair market value of Rocket’s common stock.

Rhea-AI Summary

Rocket Companies, Inc. Chief Technology Officer Shawn Malhotra reported routine equity compensation activity in Class A common stock. He received a grant of 250,836 restricted stock units under the 2020 Omnibus Incentive Plan, with each unit representing one share of Class A common stock upon vesting.

The RSUs were granted on March 7, 2026 and will vest in six equal, semi-annual installments over three years on each March 7 and September 7, starting September 7, 2026, contingent on continued employment. On the same date, 15,723 shares were forfeited to cover tax withholding obligations upon RSU vesting, leaving him with 971,506 shares held directly after these transactions.

Rhea-AI Summary

Rocket Companies, Inc. President & Chief Financial Officer Brian Nicholas Brown reported routine equity compensation and related tax withholding in Class A common stock. He received a grant of 367,892 restricted stock units on March 7, 2026, each representing one share upon vesting under the 2020 Omnibus Incentive Plan.

To cover tax obligations tied to RSU vesting, a total of 31,247 shares of Class A common stock were withheld at $14.95 per share, recorded as two separate dispositions. After these transactions, Brown directly holds 1,303,118 shares of Class A common stock, plus disclosed holdings in Class L-1 and Class L-2 common stock.

Rhea-AI Summary

Rocket Companies, Inc. Chief Executive Officer Varun Krishna reported equity compensation and related tax-withholding transactions in Class A common stock. He received 1,003,344 restricted stock units (RSUs)March 7, 2026 under the 2020 Omnibus Incentive Plan. Each RSU represents the right to receive one share of Class A common stock as it vests.

The RSUs vest in six equal, semi-annual installments over three years on each March 7 and September 7, beginning on September 7, 2026, subject to his continued employment. To cover tax withholding obligations upon RSU vesting, 52,082 shares and 58,259 shares of Class A common stock were forfeited at a reference price of $14.95 per share, rather than sold in the open market. After these transactions, Krishna directly holds 2,143,922 shares of Class A common stock.

Rhea-AI Summary

Rocket Companies, Inc. Chief Business Officer William D. Banfield received a grant of 234,113 restricted stock units representing Class A common stock, awarded under the 2020 Omnibus Incentive Plan and approved by a committee of independent directors. The RSUs were granted on March 7, 2026 and will vest in six equal, semi-annual installments over three years on each March 7 and September 7, starting September 7, 2026, subject to his continued employment. To cover tax withholding upon RSU vesting, 44,053 shares of Class A common stock were forfeited at a price of $14.95 per share. After these transactions, he directly holds 909,940 shares of Class A common stock and 2,826,979 shares each of Class L-1 and Class L-2 common stock.

Rhea-AI Summary

Rocket Companies, Inc. Chief Marketing Officer Jonathan Mildenhall reported equity compensation activity involving the company’s Class A common stock. He received a grant of 234,113 restricted stock units under the 2020 Omnibus Incentive Plan, with each unit representing one future share upon vesting.

The RSUs were granted on March 7, 2026 and will vest in six equal, semi-annual installments over three years on each March 7 and September 7, beginning September 7, 2026, contingent on continued employment. On the same date, 60,949 shares were withheld at $14.95 per share to cover tax obligations from RSU vesting, leaving him with 901,804 directly held shares.

Rhea-AI Summary

Bray Jesse K reported acquisition or exercise transactions in this Form 4 filing.

Rocket Companies, Inc. director and executive Jesse K. Bray, President and CEO of Rocket Mortgage, received an equity award of 418,060 shares of Class A common stock in the form of restricted stock units. The award was granted at no cash cost to him under the 2020 Omnibus Incentive Plan.

Each RSU represents one share of Class A common stock upon vesting. The units were granted on March 7, 2026 and will vest in six equal, semi-annual installments over three years on each March 7 and September 7, starting September 7, 2026, contingent on his continued employment.

Following this grant, Bray directly holds 9,262,649 shares of Class A common stock and indirectly holds 6,965,057 additional shares through the Jesse K. Bray Living Trust, where he serves as trustee and his immediate family are beneficiaries.

Rhea-AI Summary

Rocket Companies, Inc. Chief Accounting Officer Noah A. Edwards reported equity compensation and related tax withholding in Class A common stock. He received a grant of 60,200 restricted stock units (RSUs) under the 2020 Omnibus Incentive Plan on March 7, 2026. Each RSU represents the right to receive one share of Class A common stock as it vests.

The RSUs will vest in six equal, semi-annual installments over three years on each March 7 and September 7, starting on September 7, 2026, subject to continued employment. In a separate transaction, 7,912 shares were forfeited at $14.95 per share to satisfy tax withholding obligations upon RSU vesting. After these transactions, Edwards directly holds 170,924 shares of Class A common stock.

Rhea-AI Summary

Rocket Companies Chief Operating Officer Heather M. Lovier received a grant of 250,836 restricted stock units under the company’s 2020 Omnibus Incentive Plan. Each unit converts into one share of Class A common stock as it vests over three years in six equal semi-annual installments starting on September 7, 2026.

On the same date, 43,179 Class A shares were forfeited to cover tax withholding obligations tied to RSU vesting. After these transactions, Lovier directly holds 915,351 shares of Class A common stock, plus reported holdings of Class L-1 and Class L-2 common stock.

Rhea-AI Summary

Rocket Companies, Inc. President and Chief Financial Officer Brian Nicholas Brown reported a tax-related share disposition. On March 3, 2026, 39,128 shares of Class A common stock were forfeited at $16.79 per share to cover tax withholding obligations upon vesting of restricted stock units under the 2020 Omnibus Incentive Plan. After this withholding transaction, he directly held 966,473 shares of Class A common stock, as well as 395,777 shares each of Class L-1 and Class L-2 common stock.

Rhea-AI Summary

Rocket Companies, Inc. director and Pres & CEO of Rocket Mortgage, Jesse K. Bray, reported a tax-related share disposition. He forfeited 1,193,762 shares of Class A common stock at $18.19 per share to satisfy tax withholding obligations. After this transaction, he directly holds 8,844,589 Class A shares and indirectly holds 6,965,057 Class A shares through the Jesse K. Bray Living Trust.

Rhea-AI Summary

Rocket Companies, Inc. director Matthew Rizik reported two open-market sales of Class A common stock. On January 9, 2026, he sold 2,500 Class A shares at a weighted average price of $22.7775 per share. On January 12, 2026, he sold another 2,500 Class A shares at a weighted average price of $22.9943 per share.

The filing notes these transactions were made under a Rule 10b5-1 trading plan adopted on August 11, 2025. After the reported trades, Rizik directly beneficially owned 1,038,536 Class A shares, along with Class L-1 and Class L-2 common stock holdings, including 675,000 Class L-1 shares and 825,000 Class L-2 shares held indirectly by a grantor retained annuity trust.

Rhea-AI Summary

Rocket Companies director Matthew Rizik reported two small stock sales under a pre-set trading plan. On January 7 and 8, 2026, he sold 2,500 Class A shares on each day at weighted average prices of $21.2645 and $21.2853, respectively, in open-market transactions coded as sales.

After these trades, he continued to beneficially own 1,043,536 Class A shares. He also reported substantial holdings of Class L‑1 and Class L‑2 common stock, including amounts held directly and additional shares held indirectly through a grantor retained annuity trust. The filing states these transactions were executed under a Rule 10b5‑1 trading plan adopted on August 11, 2025.

Rhea-AI Summary

Rocket Companies, Inc. director Matthew Rizik reported small open‑market sales of Class A common stock made under a prearranged Rule 10b5‑1 trading plan adopted on August 11, 2025. On January 5, 2026, he sold 2,500 Class A shares at a weighted average price of $21.044 per share, and on January 6, 2026 he sold another 2,500 Class A shares at a weighted average price of $20.9751 per share.

After these transactions, Rizik directly holds 1,048,536 Class A common shares. He also reports direct holdings of 2,511,005 Class L‑1 common shares and 2,361,005 Class L‑2 common shares, plus indirect holdings of 675,000 Class L‑1 and 825,000 Class L‑2 common shares through a grantor retained annuity trust.

Rhea-AI Summary

Rocket Companies, Inc. director reported small open-market sales of Class A common stock under a pre-arranged Rule 10b5-1 trading plan. On 12/31/2025, the reporting person sold 2,500 Class A shares at a weighted average price of $19.4525 per share, followed by another sale of 2,500 Class A shares on 01/02/2026 at a weighted average price of $19.6979 per share.

After these transactions, the reporting person beneficially owns 1,053,536 Class A common shares directly. They also hold 2,511,005 Class L-1 and 2,361,005 Class L-2 common shares directly, plus an additional 675,000 Class L-1 and 825,000 Class L-2 common shares indirectly through a grantor retained annuity trust.

Rhea-AI Summary

Rocket Companies, Inc. reported that a company director filed a Form 4 for planned stock sales under a Rule 10b5-1 trading plan adopted on August 11, 2025. On December 29, 2025, the reporting person sold 2,500 shares of Class A common stock at a weighted average price of $19.2469 per share, followed by another sale of 2,500 shares on December 30, 2025 at a weighted average price of $19.8805 per share.

After these transactions, the reporting person beneficially owned 1,061,036 and then 1,058,536 shares of Class A common stock directly, plus large holdings of Class L-1 and Class L-2 common stock, including portions held indirectly through a grantor retained annuity trust.

Rhea-AI Summary

Rocket Companies, Inc. director reported open-market sales of Class A common stock under a pre-arranged Rule 10b5-1 trading plan adopted on August 11, 2025. On December 23, 24, and 26, 2025, the reporting person sold 2,500 shares on each date, at weighted average prices of $18.923, $19.4364, and $19.3807 per share, respectively.

After these transactions, the reporting person beneficially owned 1,063,536 shares of Class A common stock directly. They also reported direct holdings of 2,511,005 shares of Class L-1 common stock and 2,361,005 shares of Class L-2 common stock, plus 675,000 Class L-1 and 825,000 Class L-2 shares held indirectly through grantor retained annuity trusts.