Rocket Companies (NYSE: RKT) reports director RSU awards and stock sales

Rhea-AI Filing Summary

Rocket Companies director equity activity and holdings update. A Rocket Companies, Inc. director reported receiving 110,352 restricted stock units (RSUs) of Class A common stock on December 7, 2025 at a grant price of $0. These RSUs vest in six equal semi-annual installments over three years, on each June 7 and December 7, starting June 7, 2026, contingent on continued service.

The director also reported open-market sales of 2,500 Class A shares on December 8, 2025 at a weighted average price of $18.7798 per share and 2,500 shares on December 9, 2025 at a weighted average price of $18.8065 per share, executed under a Rule 10b5-1 trading plan adopted on August 11, 2025. Separately, the director received 73,568 cash-settled RSUs on December 7, 2025, with the same six-installment vesting schedule tied to the fair market value of Rocket’s common stock at settlement.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Rizik Matthew

(Last) (First) (Middle)

C/O ROCKET COMPANIES, INC.

1050 WOODWARD AVENUE

(Street)

DETROIT MI 48226

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Rocket Companies, Inc. [ RKT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
12/07/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A common stock	12/07/2025		A		110,352(1)	A	$0	1,098,536	D
Class A common stock	12/08/2025		S(2)		2,500	D	$18.7798(3)	1,096,036	D
Class A common stock	12/09/2025		S(2)		2,500	D	$18.8065(4)	1,093,536	D
Class L-1 common stock								2,511,005	D
Class L-2 common stock								2,361,005	D
Class L-1 common stock								675,000	I	by grantor retained annuity trust (GRAT)
Class L-2 common stock								825,000	I	by grantor retained annuity trust (GRAT)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Cash-Settled Restricted Stock Units	(5)	12/07/2025		A		73,568		(5)	(5)	Class A common stock	73,568	$0	147,548	D

Explanation of Responses:

1. Represents restricted stock units ("RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs were granted to the Reporting Person on December 7, 2025 and will vest in six equal, semi-annual installments over three years on each June 7 and December 7, with the initial vesting date on June 7, 2026, subject to the Reporting Person's continued service on the applicable vesting date.

2. The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2025.

3. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.68 to $19.3 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

4. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.625 to $18.975 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

5. Represents Cash-Settled Restricted Stock Units ("Cash-Settled RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each Cash-Settled RSU represents the right to receive a cash payment equal to the fair market value of a share of the Issuer's common stock on the settlement date. The Cash-Settled RSUs were granted to the Reporting Person on December 7, 2025 and will vest in six equal, semi-annual installments over three years on each June 7 and December 7, with the initial vesting date on June 7, 2026, subject to the Reporting Person's continued service on the applicable vesting date.

Remarks:

	/s/ Elisabeth Gormley, attorney in fact	12/09/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did Rocket Companies (RKT) report for its director?

A director reported receiving 110,352 Class A restricted stock units on December 7, 2025 and selling 2,500 Class A shares on December 8, 2025 and 2,500 on December 9, 2025.

At what prices were Rocket Companies (RKT) shares sold by the director?

The director sold 2,500 Class A shares at a weighted average price of $18.7798 per share on December 8, 2025 and 2,500 shares at a weighted average price of $18.8065 per share on December 9, 2025.

How do the Rocket Companies (RKT) RSU grants to the director vest?

The 110,352 RSUs and 73,568 cash-settled RSUs granted on December 7, 2025 vest in six equal, semi-annual installments over three years on each June 7 and December 7, starting June 7, 2026, subject to continued service.

What are the cash-settled RSUs reported by Rocket Companies (RKT)?

Cash-settled RSUs are awards that pay cash equal to the fair market value of one share of Rocket Companies common stock for each vested unit, rather than delivering actual shares.

Were the Rocket Companies (RKT) director’s stock sales under a trading plan?

Yes. The reported stock sales were effected under a Rule 10b5-1 trading plan adopted by the director on August 11, 2025.

What equity plans did Rocket Companies (RKT) use for these director awards?

Both the RSUs and the cash-settled RSUs were granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in transactions exempt under Rule 16b-3 and approved by a committee of independent directors.