Regional Management (RM) investor files Rule 144 for 679-share sale

Rhea-AI Filing Summary

Regional Management Corp. (RM) has a planned small share sale filed under Rule 144. A holder intends to sell 679 shares of RM common stock through J.P. Morgan Securities LLC on the NYSE, with an aggregate market value of $24,790 based on the figures reported. The filing notes that 9,712,805 shares of common stock were outstanding at the time of the notice, providing context for the size of the planned sale.

The seller originally acquired 28,072 common shares on March 24, 2014 in open market transactions and/or transfers from affiliates, paid in cash. Over the past three months, Basswood Financial Long Only Fund, LP has already sold 4,963 RM common shares for gross proceeds of $181,348. The signatory represents that they are not aware of any undisclosed material adverse information about RM’s current or prospective operations.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock, par value $0.10 (???Common Stock???)	J.P. Morgan Securities LLC 383 Madison Avenue New York NY 10179	679	24790	9712805	11/24/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	03/24/2014	(3)	Open Market and/or Transfers from Affiliates			28072	03/24/2014	Cash (3)

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Basswood Financial Long Only Fund, LP 979 Batesville Road Suite B Greer SC 29651	Common Stock	11/21/2025	4963	181348

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 filing for RM disclose about planned share sales?

The Form 144 discloses that a holder intends to sell 679 shares of Regional Management Corp. (RM) common stock through J.P. Morgan Securities LLC on the NYSE, with an aggregate market value of $24,790 based on the reported figures.

How many RM shares are reported as outstanding in this Form 144 notice?

The notice reports that 9,712,805 shares of RM common stock were outstanding, giving context for the relative size of the planned 679-share sale.

When and how were the RM shares in this Form 144 originally acquired?

The filing states that 28,072 RM common shares were acquired on 03/24/2014 via open market transactions and/or transfers from affiliates, with the purchase price paid in cash on the same date.

What prior RM share sales over the past three months does the Form 144 report?

The Form 144 reports that Basswood Financial Long Only Fund, LP sold 4,963 shares of RM common stock on 11/21/2025, generating $181,348 in gross proceeds.

Which broker is handling the planned RM share sale under this Form 144?

The planned sale of 679 RM common shares is reported as being handled by J.P. Morgan Securities LLC, located at 383 Madison Avenue, New York, NY 10179.

What representation does the seller make about information on RM in this Form 144?

The person for whose account the securities are to be sold represents that they do not know any material adverse information regarding RM’s current or prospective operations that has not been publicly disclosed.