Rocky Mountain Chocolate grants director 7K shares

RMCF director Alberto Perez Jacome Friscione received 7,000 shares as a board committee compensation grant, increasing his direct holdings to 86,016 shares.

Available on EDGAR 09/22/2026 - 04:35 PM EDT Accepted by SEC EDGAR 09/22/2026 - 04:35 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Rocky Mountain Chocolate Factory, Inc. (symbol: RMCF) is the issuer of record for a Form 4 filing submitted to the SEC. Perez Jacome Friscione Alberto reported acquisition or exercise transactions in this Form 4 filing.

Rocky Mountain Chocolate Factory, Inc. (RMCF) reported that director Alberto Perez Jacome Friscione received a grant of 7,000 shares of Common Stock on September 22, 2026, as compensation for Board of Directors committee participation. Following this award, he directly holds 86,016 shares of the company’s common stock. No Rule 10b5-1 trading plan is reported for this transaction.

Insider Trade Summary

Grant/Award: 7,000 shares

Grant/Award 1 txn

Insider Perez Jacome Friscione Alberto

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1	7,000	$0.00	$0.00

Holdings After Transaction: Common Stock — 86,016 shares (Direct)

Holdings Before and After: Common Stock, 79,016 to 86,016 shares (Direct)

Footnotes (1)

1. F1. Represents common stock grant to directors for Board of Directors committee participation

Key Figures

Shares granted: 7,000 shares Price per share for grant: $0.00 per share Shares held after transaction: 86,016 shares

3 metrics

Shares granted 7,000 shares Common Stock award on September 22, 2026

Price per share for grant $0.00 per share Director equity grant reported as compensation, not a purchase

Shares held after transaction 86,016 shares Director’s direct Common Stock holdings following the grant

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did RMCF report for Alberto Perez Jacome Friscione?

Rocky Mountain Chocolate Factory reported that director Alberto Perez Jacome Friscione received a grant of 7,000 shares of Common Stock on September 22, 2026 as compensation for Board of Directors committee participation.

How many RMCF shares were granted to the director in this Form 4?

The director was granted 7,000 shares of Rocky Mountain Chocolate Factory Common Stock as a board committee compensation grant. The filing reports a $0.00 price per share, reflecting that this was an award, not a market purchase.

What are Alberto Perez Jacome Friscione’s RMCF holdings after this grant?

After the September 22, 2026 grant, Alberto Perez Jacome Friscione directly holds 86,016 shares of Rocky Mountain Chocolate Factory Common Stock, according to the Form 4 filing.

Was the RMCF director’s 7,000-share grant under a Rule 10b5-1 plan?

No. The filing’s Rule 10b5-1 checkbox is not marked as an affirming trading plan, and no footnote indicates that the 7,000-share grant was made under a Rule 10b5-1 trading arrangement.

Did the RMCF Form 4 report any stock sales by the director?

No. The Form 4 reports only a grant/award acquisition of 7,000 shares of Common Stock and shows no sales or dispositions by the director in this filing.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Perez Jacome Friscione Alberto

(Last) (First) (Middle)

265 TURNER DRIVE

(Street)

DURANGO COLORADO 81303

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Rocky Mountain Chocolate Factory, Inc. [ RMCF ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/22/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/22/2026		A(1)		7,000	A	$0	86,016	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents common stock grant to directors for Board of Directors committee participation

	/s/ Carrie Cass - Attorney in Fact	09/22/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)