Rocky Mountain Chocolate director granted 55K shares

A Rocky Mountain Chocolate Factory non-employee director received 55,622 shares as an annual equity compensation grant, bringing direct holdings to 79,016 shares.

Rhea-AI Filing Summary

Rocky Mountain Chocolate Factory, Inc. (symbol: RMCF) is the issuer of record for a Form 4 filing submitted to the SEC. Perez Jacome Friscione Alberto reported acquisition or exercise transactions in this Form 4 filing.

Rocky Mountain Chocolate Factory, Inc. (RMCF) reported that director Alberto Perez Jacome Friscione received an annual grant of 55,622 shares of common stock on September 1, 2026, as part of the Board of Directors compensation program. After this grant, he directly holds 79,016 shares of common stock. No Rule 10b5-1 trading plan is reported for this award.

Insider Trade Summary

Grant/Award: 55,622 shares

Grant/Award 1 txn

Insider Perez Jacome Friscione Alberto

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1	55,622	$0.00	$0.00

Holdings After Transaction: Common Stock — 79,016 shares (Direct)

Footnotes (1)

1. F1. Represents the annual common stock grant to non-employee directors pursuant to the Board of Directors compensation program.

Key Figures

Shares granted: 55,622 shares Price per share for grant: $0.00 per share Shares held after transaction: 79,016 shares +1 more

4 metrics

Shares granted 55,622 shares Annual common stock grant to non-employee director on September 1, 2026

Price per share for grant $0.00 per share Equity compensation grant of common stock to director

Shares held after transaction 79,016 shares Director’s direct ownership of RMCF common stock following the grant

Number of acquisition transactions 1 transaction Single grant, award, or other acquisition reported on the Form 4

Key Terms

non-employee directors, Board of Directors compensation program, Rule 10b5-1 trading plan

3 terms

non-employee directors regulatory

"Represents the annual common stock grant to non-employee directors"

Non-employee directors are board members who do not work for the company as salaried employees and usually do not hold day-to-day management roles. They act like outside referees or independent coaches, providing oversight, asking tough questions, and protecting shareholders’ interests; investors care because these directors help ensure management is accountable, reduce conflicts of interest, and influence decisions that affect company strategy and long-term value.

Board of Directors compensation program financial

"pursuant to the Board of Directors compensation program"

Rule 10b5-1 trading plan regulatory

"No Rule 10b5-1 trading plan is reported for this award"

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

FAQ

What insider transaction did RMCF disclose for Alberto Perez Jacome Friscione?

RMCF disclosed that director Alberto Perez Jacome Friscione received a grant of 55,622 shares of common stock on September 1, 2026, as part of the annual equity compensation program for non-employee directors.

How many RMCF shares does the director hold after this Form 4 transaction?

After the reported grant, Alberto Perez Jacome Friscione directly holds 79,016 shares of Rocky Mountain Chocolate Factory common stock, as stated in the Form 4.

Was cash paid for the 55,622-share RMCF grant to the director?

No. The Form 4 lists a price per share of $0.00 for the 55,622-share common stock grant, indicating it is equity compensation rather than a purchase for cash.

What is the nature of the RMCF shares granted to the director?

The 55,622 RMCF shares represent the annual common stock grant to non-employee directors under the Board of Directors compensation program, according to the transaction footnote.

Was the RMCF director’s stock grant made under a Rule 10b5-1 plan?

No. The Form 4 indicates that the Rule 10b5-1 checkbox is not selected, so no Rule 10b5-1 trading plan is reported in connection with this stock grant.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/03/2026 - 03:15 PM Accepted by SEC EDGAR 09/03/2026 - 03:14 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Perez Jacome Friscione Alberto

(Last) (First) (Middle)

265 TURNER DRIVE

(Street)

DURANGO COLORADO 81303

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Rocky Mountain Chocolate Factory, Inc. [ RMCF ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/01/2026(1)		A		55,622	A	$0	79,016	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents the annual common stock grant to non-employee directors pursuant to the Board of Directors compensation program.

	/s/ Carrie E Cass - Attorney in Fact	09/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)