Morgan Stanley Smith Barney files 500,000-share sale (NASDAQ: ROIV)

Rhea-AI Filing Summary

Morgan Stanley Smith Barney LLC Executive Financial Services reported an intended sale of 500,000 shares of Common stock on 06/25/2026 under an Exercise of Options Under a Registered Plan. The filing lists the sale as routed through the issuer for cash and identifies NASDAQ as the exchange.

Insights

Securities Counsel

Rule 144 notice for a registered-plan exercise and sale of 500,000 shares.

The filing records an intended disposition of 500,000 shares on 06/25/2026 described as an Exercise of Options Under a Registered Plan. It states the sales method as through the issuer for cash.

Timing and proceeds are set by the transaction details; subsequent filings may report actual sales and cash proceeds.

Key Figures

Shares to be sold: 500,000 shares Amount listed: $17,066,500.00 Amount listed: $719,270,000

3 metrics

Shares to be sold 500,000 shares to be sold on <date>06/25/2026</date>

Amount listed $17,066,500.00 numeric field present alongside the securities line

Amount listed $719,270,000 numeric field present alongside the securities line

Key Terms

Exercise of Options Under a Registered Plan, Form 144, Issuer

3 terms

Exercise of Options Under a Registered Plan regulatory

"06/25/2026 | Exercise of Options Under a Registered Plan"

Form 144 regulatory

"Filer Information | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Issuer financial

"Exercise of Options Under a Registered Plan | Issuer"

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Available on EDGAR 06/25/2026 - 04:34 PM Accepted by SEC EDGAR 06/25/2026 - 04:33 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	500000	17066500.00	719270000	06/25/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/25/2026	Exercise of Options Under a Registered Plan	Issuer			500000	06/25/2026	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the ROIV Form 144 disclose about the transaction?

The Form 144 discloses an intended sale of 500,000 shares on 06/25/2026. It specifies the sale arises from an Exercise of Options Under a Registered Plan and lists the method as through the issuer for cash.

Who is the filer named on the ROIV Form 144?

The filer is listed as Morgan Stanley Smith Barney LLC Executive Financial Services at 1 New York Plaza. The filing identifies the exchange as NASDAQ and the sale date as 06/25/2026.

How many shares does the ROIV filing show will be sold?

The filing shows 500,000 shares of Common stock to be sold on 06/25/2026. The transaction is described as resulting from an exercise of options under a registered plan.

Does the Form 144 state who receives the sale proceeds for ROIV?

The Form 144 lists the sale method as routed through the issuer and specifies cash as the consideration. The filing does not further detail allocation or specific proceeds recipients.