Rockwell Automation (NYSE: ROK) insider files to sell 371 shares

Rhea-AI Filing Summary

Rockwell Automation has an affiliated seller planning to dispose of a small block of company stock under Rule 144. The notice covers the proposed sale of 371 shares of common stock through Charles Schwab & Co., Inc., with an indicated aggregate market value of $149,486.00 on the NYSE. The shares relate to a restricted stock lapse from Rockwell Automation, Inc. treated as equity compensation, with both acquisition and payment dated 12/05/2025. The filing also notes that total common shares outstanding are 112,273,567 for context and includes the standard representation that the seller does not possess undisclosed material adverse information about the issuer.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Charles Schwab & Co., Inc. 3000 Schwab Way Westlake TX 76262	371	149486.00	112273567	12/05/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	12/05/2025	Restricted Stock Lapse	Rockwell Automation, Inc.			371	12/05/2025	Equity Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Rockwell Automation (ROK) insider plan to sell under Rule 144?

The insider plans to sell 371 shares of Rockwell Automation common stock under Rule 144, as disclosed in the notice.

What is the market value of the Rockwell Automation (ROK) shares to be sold?

The filing lists an aggregate market value of $149,486.00 for the 371 common shares to be sold.

How were the Rockwell Automation (ROK) shares being sold acquired?

The 371 shares were acquired through a restricted stock lapse from Rockwell Automation, Inc. as equity compensation dated 12/05/2025.

Which broker will handle the Rockwell Automation (ROK) share sale?

The sale is to be executed through Charles Schwab & Co., Inc., located at 3000 Schwab Way, Westlake, TX 76262.

On which exchange are the Rockwell Automation (ROK) shares listed?

The notice identifies the NYSE as the securities exchange for the Rockwell Automation common shares.

How many Rockwell Automation (ROK) common shares are outstanding for context?

The document states that there are 112,273,567 common shares outstanding, providing a baseline relative to the 371 shares to be sold.

What representation does the Rockwell Automation (ROK) seller make in the Rule 144 notice?

By signing, the seller represents that they do not know any material adverse information about Rockwell Automation’s operations that has not been publicly disclosed.