Rockwell Automation officer plans $66K stock sale

An officer of Rockwell Automation filed a Rule 144 notice to sell 154 common shares under a pre-arranged Rule 10b5-1 trading plan.

Rhea-AI Filing Summary

ROCKWELL AUTOMATION, INC (ROK) has a notice of proposed sale of common stock filed under Rule 144 for the account of company officer Isaac Woods. The notice covers 154 shares of common stock held at Charles Schwab & Co., Inc. with an aggregate value of $66,624.00 and listed on the NYSE.

The shares relate to a Restricted Stock Lapse from equity compensation, with a proposed sale date of September 8, 2026. The selling stockholder states that the shares are to be sold pursuant to a Rule 10b5-1 trading plan dated November 26, 2025, which is represented as having been adopted when the seller did not possess material non-public information.

Key Figures

Shares proposed for sale: 154 shares Aggregate value of shares: $66,624.00 Proposed sale date: September 8, 2026 +1 more

4 metrics

Shares proposed for sale 154 shares Common stock of Rockwell Automation covered by this Rule 144 notice

Aggregate value of shares $66,624.00 Total value for the 154 Rockwell Automation shares listed in the securities information section

Proposed sale date September 8, 2026 Date listed for the common stock in the securities information and securities to be sold sections

10b5-1 plan date November 26, 2025 Date of the trading plan governing these sales, as stated in the remarks

Key Terms

Rule 144, 10b51 trading plan, Restricted Stock Lapse, Equity Compensation

4 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

10b51 trading plan regulatory

"being sold pursuant to a 10b51 trading plan dated 11 26 2025"

Restricted Stock Lapse financial

"Common | 09/08/2026 | Restricted Stock Lapse | Rockwell Automation, Inc."

Equity Compensation financial

"154 | 09/08/2026 | Equity Compensation"

Equity compensation is pay given to employees, executives or contractors in the form of company ownership—such as stock, stock options or restricted shares—rather than just cash. It matters to investors because it can align workers' incentives with shareholders (like paying someone in slices of the same pie they help grow), but it also increases the number of shares outstanding and company expenses, affecting ownership percentages and earnings per share.

FAQ

What does the Form 144 filing mean for ROCKWELL AUTOMATION, INC (ROK)?

The Form 144 reports a proposed sale by officer Isaac Woods of 154 shares of Rockwell Automation common stock under Rule 144, indicating an intent to sell restricted or control securities in compliance with SEC resale rules.

How many ROK shares are covered by this Rule 144 notice?

The notice covers 154 shares of Rockwell Automation common stock. These shares are associated with a Restricted Stock Lapse and are held at Charles Schwab & Co., Inc.

What is the approximate aggregate value of the ROK shares in this Form 144?

The filing states an aggregate value of $66,624.00 for the 154 shares of Rockwell Automation common stock covered by this Rule 144 notice.

When are the ROK shares expected to be sold under this Form 144?

The proposed sale date given is September 8, 2026. The filing lists this date for both the securities information and the securities to be sold sections.

Is the ROK share sale under a Rule 10b5-1 trading plan?

Yes. The remarks state the shares are being sold pursuant to a Rule 10b5-1 trading plan dated November 26, 2025, with a representation about the seller’s lack of material non-public information at the time of adopting the plan.

What is the source of the ROK shares being sold in this filing?

The filing identifies the transaction type as Restricted Stock Lapse and classifies it as Equity Compensation, indicating the shares originated from an equity compensation award that has vested or lapsed in restrictions.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/08/2026 - 04:01 PM Accepted by SEC EDGAR 09/08/2026 - 04:00 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001825762
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	ROCKWELL AUTOMATION, INC
SEC File Number	001-12383
Address of Issuer	1201 SOUTH 2ND STREET MILWAUKEE WISCONSIN 53204
Phone	414-382-2000
Name of Person for Whose Account the Securities are To Be Sold	Woods Isaac
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Charles Schwab & Co., Inc. 3000 Schwab Way Westlake TX 76262	154	66624.00	111048676	09/08/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	09/08/2026	Restricted Stock Lapse	Rockwell Automation, Inc.			154	09/08/2026	Equity Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks	The Shares covered by this form 144 are being sold pursuant to a 10b51 trading plan dated 11 26 2025 which plan is intended to comply with Rule 10b51 and the representation regarding sellers lack of knowledge of material non-public information as of the date of the trading plan.
Date of Notice	09/08/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	11/26/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Isaac Woods
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)