Rockwell Automation (NYSE: ROK) discloses Form 144 for 371-share sale

Rhea-AI Filing Summary

Rockwell Automation, Inc. filed a notice under Rule 144 for a proposed sale of 371 shares of its common stock. The shares are to be sold through Charles Schwab & Co., Inc. on the NYSE, with an approximate sale date of 12/05/2025 and an aggregate market value of 149,476.00. The securities were acquired on 12/05/2025 via a restricted stock lapse from Rockwell Automation, Inc. as equity compensation. The table also notes 112,273,567 shares of common stock outstanding, giving context to the relative size of this planned sale.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Charles Schwab & Co., Inc. 3000 Schwab Way Westlake TX 76262	371	149476.00	112273567	12/05/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	12/05/2025	Restricted Stock Lapse	Rockwell Automation, Inc.			371	12/05/2025	Equity Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does Rockwell Automation (ROK) disclose in this Form 144 filing?

The filing discloses a planned sale of 371 shares of Rockwell Automation common stock under Rule 144, to be executed through Charles Schwab & Co., Inc. on the NYSE.

How many Rockwell Automation (ROK) shares are planned to be sold and what is their value?

The notice covers the planned sale of 371 shares of Rockwell Automation common stock with an aggregate market value of 149,476.00, as stated in the securities information table.

When is the Rockwell Automation (ROK) share sale under Form 144 expected to occur?

The approximate date of sale listed is 12/05/2025, indicating when the 371 shares of common stock are expected to be sold on the NYSE.

How were the Rockwell Automation (ROK) shares in this Form 144 acquired?

The 371 shares of common stock were acquired on 12/05/2025 through a restricted stock lapse from Rockwell Automation, Inc., categorized as equity compensation.

How many Rockwell Automation (ROK) shares are shown as outstanding in this Form 144?

The table notes 112,273,567 shares of Rockwell Automation common stock outstanding, which provides context for the size of the planned 371-share sale.

On which exchange will the Rockwell Automation (ROK) shares in this Form 144 be sold?

The shares covered by the notice are expected to be sold on the NYSE, with Charles Schwab & Co., Inc. listed as the broker.