Rockwell Automation (ROK) holder plans Rule 144 sale of 294 common shares

Rhea-AI Filing Summary

Rockwell Automation, Inc. reported a planned sale of common stock by a shareholder under Rule 144. The notice covers the proposed sale of 294 common shares through Charles Schwab & Co., Inc. on the NYSE, with an aggregate market value of $117,896.00. The issuer’s common shares outstanding were 112,273,567 at the time referenced.

The 294 shares to be sold were acquired on 12/08/2025 via a restricted stock lapse from Rockwell Automation, treated as equity compensation. Over the prior three months, the same seller completed additional Rockwell Automation stock sales totaling 4,356 shares in three transactions, with gross proceeds of $300,030.00, $468,189.00, and $956,169.00. The notice includes a representation that the seller is not aware of undisclosed material adverse information about the company’s operations.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Charles Schwab & Co., Inc. 3000 Schwab Way Westlake TX 76262	294	117896.00	112273567	12/08/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	12/08/2025	Restricted Stock Lapse	Rockwell Automation, Inc			294	12/08/2025	Equity Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Matheus De A G Viera Bulho 1201 SOUTH 2ND STREET MILWAUKEE WI 53204	ROCKWELL AUTOMATION, INC	10/29/2025	822	300030.00
Matheus De A G Viera Bulho 1201 SOUTH 2ND STREET MILWAUKEE WI 53204	ROCKWELL AUTOMATION, INC	12/04/2025	1164	468189.00
Matheus De A G Viera Bulho 1201 SOUTH 2ND STREET MILWAUKEE WI 53204	ROCKWELL AUTOMATION, INC	12/05/2025	2370	956169.00

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does this Form 144 filing for Rockwell Automation (ROK) disclose?

The filing discloses that a shareholder plans to sell 294 shares of Rockwell Automation, Inc. common stock under Rule 144 through Charles Schwab & Co., Inc. on the NYSE, with an aggregate market value of $117,896.00.

How many Rockwell Automation (ROK) shares are covered and what is their market value?

The notice covers 294 common shares of Rockwell Automation with an aggregate market value of $117,896.00 at the time referenced.

How were the Rockwell Automation (ROK) shares being sold under Rule 144 acquired?

The 294 shares were acquired on 12/08/2025 via a restricted stock lapse from Rockwell Automation, Inc., and are described as equity compensation.

What prior Rockwell Automation (ROK) stock sales has the seller reported in the last 3 months?

Over the past three months, the seller reported Rockwell Automation stock sales of 822 shares on 10/29/2025 for $300,030.00, 1,164 shares on 12/04/2025 for $468,189.00, and 2,370 shares on 12/05/2025 for $956,169.00.

How many Rockwell Automation (ROK) shares were outstanding according to this notice?

The notice states that 112,273,567 shares of Rockwell Automation common stock were outstanding at the time referenced.

Which broker and exchange will handle the Rockwell Automation (ROK) Rule 144 sale?

The planned sale of 294 common shares will be handled by Charles Schwab & Co., Inc. and is listed for trading on the NYSE.

What representation does the seller make in this Rockwell Automation (ROK) Form 144?

The seller represents that they do not know any material adverse information about Rockwell Automation’s current or prospective operations that has not been publicly disclosed.