Rockwell Automation insider files to sell 359 shares under Rule 144

Rockwell Automation insider plans small stock sale under Rule 144.

Rhea-AI Filing Summary

Rockwell Automation insider plans small stock sale under Rule 144. A holder related to Rockwell Automation intends to sell 359 common shares through broker Charles Schwab on the NYSE, with an aggregate market value of $143,967.00. Rockwell Automation had 112,273,567 common shares outstanding when this notice was prepared, so the planned sale represents a very small portion of the company’s stock.

The shares to be sold were acquired on 12/08/2025 through an equity compensation award when restricted stock vested, and were fully paid via equity compensation rather than cash. Over the prior three months, the same seller completed another sale of 295 shares of Rockwell Automation for gross proceeds of $118,860.00. By signing the notice, the seller represents that they are not aware of any undisclosed material adverse information about Rockwell Automation’s operations.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does this Form 144 filing for Rockwell Automation (ROK) disclose?

It discloses that a holder intends to sell 359 shares of Rockwell Automation common stock under Rule 144 on the NYSE through broker Charles Schwab, with an aggregate market value of $143,967.00.

How many Rockwell Automation (ROK) shares are planned to be sold and at what value?

The notice covers 359 common shares of Rockwell Automation, with an aggregate market value of $143,967.00 for the planned sale.

How were the Rockwell Automation (ROK) shares being sold acquired?

The 359 shares were acquired on 12/08/2025 via a restricted stock lapse from Rockwell Automation, Inc., as equity compensation rather than a cash purchase.

How many Rockwell Automation (ROK) shares were outstanding when this Form 144 was prepared?

Rockwell Automation had 112,273,567 common shares outstanding at the time referenced in the notice.

Has this Rockwell Automation (ROK) insider sold other shares recently?

Yes. Over the past three months, the seller disposed of 295 shares of Rockwell Automation on 12/05/2025, receiving $118,860.00 in gross proceeds.

What representation does the seller make in this Rockwell Automation (ROK) Form 144?

By signing, the seller represents that they do not know any material adverse information about Rockwell Automation’s current or prospective operations that has not been publicly disclosed.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 12/08/2025 - 04:52 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001979295
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	ROCKWELL AUTOMATION, INC
SEC File Number	001-12383
Address of Issuer	1201 SOUTH 2ND STREET MILWAUKEE WISCONSIN 53204
Phone	414-382-2000
Name of Person for Whose Account the Securities are To Be Sold	Fordenwalt Matthew W.
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Charles Schwab & Co., Inc. 3000 Schwab Way Westlake TX 76262	359	143967.00	112273567	12/08/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	12/08/2025	Restricted Stock Lapse	Rockwell Automation, Inc.			359	12/08/2025	Equity Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Matthew W. Fordenwalt 1201 SOUTH 2ND STREET MILWAUKEE WI 53204	ROCKWELL AUTOMATION, INC	12/05/2025	295	118860.00

144: Remarks and Signature

Remarks	The Shares covered by this form 144 are being sold pursuant to a 10b51 trading plan dated 11.26.2024, which plan is intended to comply with Rule 10b51 and the representation regarding seller's lack of knowledge of material non-public information as of the date of the trading plan.
Date of Notice	12/08/2025
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	11/26/2024
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Matthew W. Fordenwalt
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)