Roku officer Matthew C. Banks proposes 552-share sale

Three earlier sales are listed at 554, 546 and 552 shares, with aggregate market values shown for each.

Available on EDGAR 11/02/2026 - 04:09 PM EST Accepted by SEC EDGAR 11/02/2026 - 04:09 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

ROKU officer Matthew C. Banks reported a proposed sale of 552 common shares, with an approximate sale date of November 2, 2026. The stated aggregate market value is $86,906.88; Morgan Stanley Smith Barney LLC is listed as broker, and three earlier sales are included for the preceding three months.

Key Figures

Shares proposed for sale: 552 shares Aggregate market value: $86,906.88 Shares outstanding: 132,050,905 shares +6 more

9 metrics

Shares proposed for sale 552 shares ROKU common shares

Aggregate market value $86,906.88 Proposed sale

Shares outstanding 132,050,905 shares ROKU securities information

Prior sale 554 shares October 1, 2026

Aggregate market value of prior sale $84,324.34 October 1, 2026

Prior sale 546 shares September 2, 2026

Aggregate market value of prior sale $84,979.44 September 2, 2026

Prior sale 552 shares August 3, 2026

Aggregate market value of prior sale $80,730.00 August 3, 2026

Key Terms

Rule 144, Restricted Stock

2 terms

Rule 144 regulatory

"sales required by paragraph (e) of Rule 144 to be aggregated"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Restricted Stock financial

"Common | 09/01/2026 | Restricted Stock | ISSUER"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many ROKU shares is Matthew C. Banks proposing to sell?

Matthew C. Banks, identified as a ROKU officer, proposed to sell 552 common shares, with an approximate sale date of November 2, 2026. The stated aggregate market value is $86,906.88.

What previous ROKU sales did Matthew C. Banks report?

The listed sales were 554 shares on October 1, 2026, with an aggregate market value of $84,324.34; 546 shares on September 2, 2026, valued at $84,979.44; and 552 shares on August 3, 2026, valued at $80,730.00.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001959033
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	ROKU, INC.
SEC File Number	001-38211
Address of Issuer	1173 Coleman Avenue San Jose CALIFORNIA 95110
Phone	408-556-9040
Name of Person for Whose Account the Securities are To Be Sold	MATT BANKS
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	552	86906.88	132050905	11/02/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	09/01/2026	Restricted Stock	ISSUER			552	09/01/2026	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
MATT BANKS 1173 Coleman Avenue San Jose CA 95110	Common	10/01/2026	554	84324.34
MATT BANKS 1173 Coleman Avenue San Jose CA 95110	Common	09/02/2026	546	84979.44
MATT BANKS 1173 Coleman Avenue San Jose CA 95110	Common	08/03/2026	552	80730.00

144: Remarks and Signature

Remarks
Date of Notice	11/02/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	08/05/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Matthew C. Banks
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)