Roku director Neil Hunt proposes $312K share sale

Neil Hunt also reported three earlier sales of 2,000 common shares each, dated August 3, September 1 and October 1, 2026.

Available on EDGAR 11/02/2026 - 04:19 PM EST Accepted by SEC EDGAR 11/02/2026 - 04:19 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Roku, Inc. director Neil Hunt submitted notice of a proposed sale of 2,000 common shares, with an aggregate market value of $312,352.39 and an approximate sale date of November 2, 2026. Merrill Lynch is listed as the broker and Nasdaq as the exchange. The related securities entry lists a stock-option exercise involving the issuer, dated November 2, 2026, with cash as the payment method.

Key Figures

Proposed shares for sale: 2,000 shares Aggregate market value: $312,352.39 Shares outstanding: 132,050,905 shares +3 more

6 metrics

Proposed shares for sale 2,000 shares Approximate sale date: November 2, 2026

Aggregate market value $312,352.39 Proposed sale

Shares outstanding 132,050,905 shares Number reported in the securities information

Reported sale value $302,186.05 October 1, 2026; 2,000 common shares

Reported sale value $312,602.88 September 1, 2026; 2,000 common shares

Reported sale value $292,505.07 August 3, 2026; 2,000 common shares

Key Terms

Rule 144, Stock Option Exercise, Securities Sold During the Past 3 Months

3 terms

Rule 144 regulatory

"definition of "person" in paragraph (a) of Rule 144"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Stock Option Exercise financial

"Stock Option Exercise | Issuer"

A stock option exercise is the act of using a previously granted right to buy shares of a company's stock at a specific, predetermined price by paying that price and receiving the shares. It matters to investors because exercising changes who owns the shares (which can dilute existing ownership), can trigger taxable events and shift potential gains or losses, and affects voting power and the company’s outstanding share count—like turning a voucher into an actual product that becomes part of circulating supply.

Securities Sold During the Past 3 Months financial

"Securities Sold During The Past 3 Months"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many ROKU shares does Neil Hunt plan to sell?

Neil Hunt, a director of Roku, Inc., reported a proposed sale of 2,000 common shares, with an aggregate market value of $312,352.39 and an approximate sale date of November 2, 2026.

What prior ROKU share sales did Neil Hunt report?

The notice lists 2,000 common shares sold October 1, 2026, for $302,186.05; 2,000 shares September 1, 2026, for $312,602.88; and 2,000 shares August 3, 2026, for $292,505.07.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001393571
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	ROKU, Inc.
SEC File Number	001-38211
Address of Issuer	1173 Coleman Avenue San Jose CALIFORNIA 95110
Phone	408-556-9040
Name of Person for Whose Account the Securities are To Be Sold	Neil Hunt
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Merrill Lynch 555 California Street Suite 1800 San Francisco CA 94104	2000	312352.39	132050905	11/02/2026	Nasdaq

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	11/02/2026	Stock Option Exercise	Issuer			2000	11/02/2026	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Neil Hunt 1173 Coleman Avenue San Jose CA 95110	Common	10/01/2026	2000	302186.05
Neil Hunt 1173 Coleman Avenue San Jose CA 95110	Common	09/01/2026	2000	312602.88
Neil Hunt 1173 Coleman Avenue San Jose CA 95110	Common	08/03/2026	2000	292505.07

144: Remarks and Signature

Remarks
Date of Notice	11/02/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	08/05/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Neil Hunt
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)