7,067-share Form 144 filed for ROKU (NASDAQ: ROKU)

Rhea-AI Filing Summary

ROKU Form 144 notice for 7,067 shares of Common Stock.

The filing lists a proposed sale of 7,067 shares of restricted common stock on 06/01/2026 through Morgan Stanley Smith Barney LLC. The excerpt also lists multiple recent dispositions by Charles Collier on dates in March–May 2026 with share counts and gross proceeds.

Insights

Securities Compliance Expert

Routine Form 144 notice of proposed resale by an affiliate or broker.

The filing records a proposed resale of 7,067 shares of restricted common stock to be effected through Morgan Stanley Smith Barney LLC on 06/01/2026. Form 144s notify the SEC of intent to sell under resale rules and do not themselves execute sales.

Recent completed dispositions by Charles Collier are listed with specific dates, share counts, and gross proceeds; cash‑flow treatment is tied to those individual transactions. Subsequent trade execution details would appear in transaction filings or broker reports.

Key Figures

Proposed resale: 7,067 shares Past sale (04/08/2026): 205,821 shares Past sale (04/17/2026): 205,807 shares +2 more

5 metrics

Proposed resale 7,067 shares restricted common stock to be sold on 06/01/2026

Past sale (04/08/2026) 205,821 shares disposition by Charles Collier on 04/08/2026

Past sale (04/17/2026) 205,807 shares disposition by Charles Collier on 04/17/2026

Past sale (05/04/2026) 20,538 shares disposition by Charles Collier on 05/04/2026

Past sale (04/16/2026) 3,431 shares disposition by Charles Collier on 04/16/2026

Key Terms

Form 144, Restricted Stock, Proposed resale

3 terms

Form 144 regulatory

"144: Securities To Be Sold | Common | 06/01/2026 | Restricted Stock"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock financial

"Common | 06/01/2026 | Restricted Stock | ISSUER"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Proposed resale regulatory

"144: Securities To Be Sold | 7067 | 06/01/2026"

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	7067	899346.42	131029521	06/02/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/01/2026	Restricted Stock	ISSUER			7067	06/01/2026	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
CHARLES COLLIER 1173 Coleman Avenue San Jose CA 95110	Common	05/04/2026	20538	2551423.42
CHARLES COLLIER 1173 Coleman Avenue San Jose CA 95110	Common	04/17/2026	205807	23667805.00
CHARLES COLLIER 1173 Coleman Avenue San Jose CA 95110	Common	04/16/2026	3431	377993.27
CHARLES COLLIER 1173 Coleman Avenue San Jose CA 95110	Common	04/08/2026	205821	21611205.00
CHARLES COLLIER 1173 Coleman Avenue San Jose CA 95110	Common	03/05/2026	1715	171500.00
CHARLES COLLIER 1173 Coleman Avenue San Jose CA 95110	Common	03/03/2026	1715	163902.55

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does ROKU's Form 144 filing report?

It reports a proposed resale of 7,067 shares of restricted common stock intended to be sold through Morgan Stanley Smith Barney LLC on 06/01/2026. The filing notifies regulators of the intended sale under resale rules.

Who is listed as the seller in the ROKU Form 144 excerpt?

The excerpt lists sales by Charles Collier with multiple dispositions in March–May 2026 and shows the broker Morgan Stanley Smith Barney LLC as the intermediary for the proposed 7,067 share resale.

Does Form 144 mean the shares have already been sold for ROKU?

No. Form 144 is a notice of intent to sell; it does not confirm execution. The excerpt separately lists past completed sales by the named person on specific dates with gross proceeds.

What recent sales by Charles Collier appear in the filing for ROKU?

The excerpt lists multiple past dispositions: 205,821 shares on 04/08/2026, 205,807 shares on 04/17/2026, and smaller sales in March–May 2026, each with gross proceeds shown in the excerpt.