[144] Roku, Inc. SEC Filing

Rhea-AI Filing Summary

The filing is a Form 144 notice for Roku, Inc. (ROKU) reporting a proposed sale of 2,180 common shares by a named holder through Morgan Stanley Smith Barney LLC on NASDAQ, with an aggregate market value of $213,313.22 and an approximate sale date of 09/03/2025. The filer shows those shares were acquired as restricted stock from the issuer on 09/01/2025 and paid for on that date. The filing also discloses a prior sale by the same person on 08/04/2025 of 3,360 shares for gross proceeds of $285,768.67. The notice includes the standard signature representation that the seller is not aware of undisclosed material adverse information.

Insights

Securities Analyst

TL;DR Routine insider sale notice for a small number of shares; no new financial metrics disclosed.

The Form 144 indicates a proposed sale of 2,180 restricted shares acquired from Roku on 09/01/2025, to be executed via Morgan Stanley on NASDAQ with an indicated value of $213,313.22. The filing is procedural and required for resale of restricted or control securities; it does not provide operational or earnings information. The disclosure of a prior sale on 08/04/2025 (3,360 shares, $285,768.67) documents recent insider liquidity but, standing alone, is unlikely to be material to Roku's overall capitalization given outstanding shares of 147,330,633 shown in the notice.

Corporate Governance Expert

TL;DR Compliance-focused filing showing resale of recently issued restricted stock; standard certifications are present.

The Form 144 contains required seller attestations regarding lack of undisclosed material information and notes the shares were restricted stock issued by the company. The timing—acquisition on 09/01/2025 and proposed sale on 09/03/2025—is documented in the filing. From a governance perspective this appears to be a routine disclosure to satisfy Rule 144 resale conditions; it does not include any departures from required signature representations or unusual payment arrangements.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	2180	213313.22	147330633	09/03/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	09/01/2025	Restricted Stock	Issuer			2180	09/01/2025	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
MATT BANKS 1173 Coleman Avenue San Jose CA 95110	Common	08/04/2025	3360	285768.67

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does Roku's (ROKU) Form 144 filed here report?

The Form 144 reports a proposed sale of 2,180 common shares valued at $213,313.22, to be sold on 09/03/2025 through Morgan Stanley on NASDAQ.

When and how were the shares to be sold acquired?

The filing states the 2,180 shares were acquired as restricted stock from the issuer on 09/01/2025 and paid for on that date.

Does the filing show any recent sales by the same person?

Yes. It discloses a prior sale on 08/04/2025 of 3,360 common shares for gross proceeds of $285,768.67.

Which broker and exchange are involved in the proposed sale?

The proposed sale is through Morgan Stanley Smith Barney LLC and the filing lists the exchange as NASDAQ.

Does the Form 144 include any statements about material nonpublic information?

Yes. The signer represents by signing the notice that they do not know any material adverse information about the issuer that has not been publicly disclosed.