Roku VP sells 725 shares under 10b5-1 plan

ROKU, INC executive Matthew C. Banks, VP and Chief Accounting Officer, sold 725 shares of Class A Common Stock in an open-market transaction on May 1, 2026 at $125.52 per share.

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Form Type

Rhea-AI Filing Summary

ROKU, INC executive Matthew C. Banks, VP and Chief Accounting Officer, sold 725 shares of Class A Common Stock in an open-market transaction on May 1, 2026 at $125.52 per share.

The sale was made pursuant to Mr. Banks' pre-arranged Rule 10b5-1 trading plan, indicating it was scheduled in advance. Following this transaction, he directly holds 6,222 shares of Roku Class A Common Stock.

Insider Trade Summary 10b5-1

Net Seller: 725 shares

Net Sell 1 txn

Insider Banks Matthew C.

Role VP, CAO

Sold 725 shs ($91K)

Type	Security	Shares	Price	Value
Sale	Class A Common Stock	725	$125.52	$91K

Holdings After Transaction: Class A Common Stock — 6,222 shares (Direct)

Footnotes (1)

F1. Shares sold pursuant to Mr. Banks' 10b5-1 plan.

Key Figures

Shares sold: 725 shares Sale price per share: $125.52 per share Shares owned after sale: 6,222 shares

3 metrics

Shares sold 725 shares Open-market sale of Class A Common Stock on May 1, 2026

Sale price per share $125.52 per share Price for the May 1, 2026 open-market sale

Shares owned after sale 6,222 shares Direct holdings of Roku Class A Common Stock following the transaction

Key Terms

Class A Common Stock, Rule 10b5-1, open-market sale

3 terms

Class A Common Stock financial

"sold 725 shares of Class A Common Stock in an open-market transaction"

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

Rule 10b5-1 financial

"The sale was made pursuant to Mr. Banks' pre-arranged Rule 10b5-1 trading plan"

Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.

open-market sale financial

"sold 725 shares of Class A Common Stock in an open-market transaction"

An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Roku (ROKU) disclose for Matthew C. Banks?

Roku disclosed that VP and Chief Accounting Officer Matthew C. Banks sold 725 shares of Class A Common Stock. The open-market sale occurred on May 1, 2026 at a price of $125.52 per share and was executed under a pre-arranged Rule 10b5-1 plan.

At what price did Matthew C. Banks sell Roku (ROKU) shares on May 1, 2026?

Matthew C. Banks sold Roku Class A Common Stock at $125.52 per share. The Form 4 filing states this was an open-market sale of 725 shares and notes the transaction was carried out pursuant to his Rule 10b5-1 trading plan established in advance.

How many Roku (ROKU) shares did Matthew C. Banks sell and how many does he now own?

Matthew C. Banks sold 725 shares of Roku Class A Common Stock in the reported transaction. After this open-market sale, the Form 4 indicates he directly owns 6,222 Roku Class A shares, showing the sale represents a portion of his overall equity position.

Was the Roku (ROKU) insider sale by Matthew C. Banks under a Rule 10b5-1 plan?

Yes. A footnote to the transaction explicitly states the shares were sold pursuant to Mr. Banks' Rule 10b5-1 plan. Such plans pre-schedule trades, which generally makes the timing of the sale more routine and less reflective of short-term views on Roku’s stock.

What role does Matthew C. Banks hold at Roku (ROKU) in this Form 4 filing?

In the Form 4, Matthew C. Banks is identified as an officer of Roku, serving as Vice President and Chief Accounting Officer. His reported transaction involves a direct holding of Class A Common Stock, reflecting an open-market sale rather than a derivative exercise or grant.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/05/2026 - 07:23 PM EDT

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Banks Matthew C.

(Last)

(First)

(Middle)

C/O ROKU, INC.

1173 COLEMAN AVE.

(Street)

SAN JOSE

CALIFORNIA

95110

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ROKU, INC [ ROKU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	VP, CAO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class A Common Stock	05/01/2026		S		725⁽¹⁾	D	$125.52	6,222	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Shares sold pursuant to Mr. Banks' 10b5-1 plan.

	/s/ Renee Strandness, attorney-in-fact	05/05/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR