ROKU (NASDAQ: ROKU) files Form 144 for 205,821-share option exercise

Rhea-AI Filing Summary

Reporting person filed a Form 144 reporting intended sales of Common stock. The entry lists a stock option exercise tied to 205,821 Common shares with an effectiveness/settlement date of 04/08/2026 on NASDAQ. The filing also lists two prior sales by Charles Collier: 1,715 shares on 03/05/2026 for $171,500.00 and 1,715 shares on 03/03/2026 for $163,902.55.

Insights

Securities Compliance Specialist

Routine Rule 144 notice for an issuer-tied stock option exercise and small recent dispositions.

Form 144 is a notice that permits resale under Rule 144 conditions; this entry documents a planned stock option exercise of 205,821 shares dated 04/08/2026. The two earlier transactions by Charles Collier show small open-market or exempt dispositions of 1,715 shares each in March.

Timing and eligibility (holding period, volume limits) are not detailed here; subsequent filings or broker settlement records would confirm completion.

Key Figures

Planned shares to be sold: 205,821 shares Prior sale - 03/05/2026: 1,715 shares Prior sale - 03/03/2026: 1,715 shares +1 more

4 metrics

Planned shares to be sold 205,821 shares stock option exercise dated 04/08/2026

Prior sale - 03/05/2026 1,715 shares Charles Collier sale for $171,500.00 on 03/05/2026

Prior sale - 03/03/2026 1,715 shares Charles Collier sale for $163,902.55 on 03/03/2026

Market NASDAQ Listed market for the securities

Key Terms

Form 144, Stock Option Exercise, Issuer

3 terms

Form 144 regulatory

"Filer Information | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Stock Option Exercise financial

"Securities To Be Sold | Stock Option Exercise"

A stock option exercise is the act of using a previously granted right to buy shares of a company's stock at a specific, predetermined price by paying that price and receiving the shares. It matters to investors because exercising changes who owns the shares (which can dilute existing ownership), can trigger taxable events and shift potential gains or losses, and affects voting power and the company’s outstanding share count—like turning a voucher into an actual product that becomes part of circulating supply.

Issuer regulatory

"Securities To Be Sold | ISSUER"

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	205821	21611205.00	130717715	04/08/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	04/08/2026	Stock Option Exercise	ISSUER			205821	04/08/2026	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
CHARLES COLLIER 1173 Coleman Avenue San Jose CA 95110	Common	03/05/2026	1715	171500.00
CHARLES COLLIER 1173 Coleman Avenue San Jose CA 95110	Common	03/03/2026	1715	163902.55

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does ROKU's Form 144 disclose about upcoming sales?

It discloses a planned stock option exercise of 205,821 Common shares dated 04/08/2026. The entry identifies the method as a stock option exercise and lists NASDAQ as the market; additional settlement details are not provided in the excerpt.

Who conducted recent sales reported in the ROKU Form 144?

Charles Collier reported two recent dispositions of 1,715 shares each in March 2026. The filing shows sales on 03/05/2026 for $171,500.00 and on 03/03/2026 for $163,902.55.

Does the Form 144 state how proceeds will be used for ROKU?

The excerpt does not state a use-of-proceeds allocation. The entry lists amounts tied to past dispositions and the option exercise quantity; no statement on issuer receipt or use of funds appears in the provided text.

Is the planned sale on Form 144 already executed for ROKU?

The filing shows an intended stock option exercise dated 04/08/2026 but does not confirm settlement. Form 144 is a notice of intent or anticipated sale; separate trade or broker records confirm final execution.