[144] ROKU, INC SEC Filing

Rhea-AI Filing Summary

Form 144 notice for Roku, Inc. (ROKU): An individual intends to sell 3,000 restricted common shares through Morgan Stanley Smith Barney on or about 09/15/2025 on NASDAQ. The shares were originally acquired as restricted stock on 03/01/2024 from the issuer and fully paid on that date. The filing shows four prior sales by the same person in the past three months totaling 9,000 shares with gross proceeds listed for each sale. The total outstanding shares noted are 147,330,633, and the aggregate market value of the 3,000 shares is $283,560.00.

Insights

Financial Analyst

TL;DR: Routine insider sale of a very small fraction of outstanding shares; limited market impact.

The filer is disposing of 3,000 restricted shares via a broker on Nasdaq, representing roughly 0.002% of the reported 147.33 million outstanding shares, so the transaction is immaterial to overall capitalization. Recent prior sales totaling 9,000 shares suggest ongoing, staged dispositions rather than a single large divestiture. No earnings or corporate-action information is provided, so valuation or operational implications cannot be assessed from this filing alone.

Corporate Governance Expert

TL;DR: Disclosure complies with Rule 144 requirements; signature attests to absence of undisclosed material information.

The notice records acquisition date, nature (restricted stock), and broker details, meeting public-disclosure norms for an intended sale. The filer certifies no undisclosed material adverse information exists. The pattern of multiple small disposals within months is documented, but the filing contains no information about any trading plan or 10b5-1 adoption date. Governance implications are limited given the small sizes reported.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	3000	283560.00	147330633	09/15/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/01/2024	Restricted Stock	ISSUER			3000	03/01/2024	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
DANIEL JEDDA 1173 Coleman Avenue San Jose CA 95110	Common	08/15/2025	3000	267210.00
DANIEL JEDDA 1173 Coleman Avenue San Jose CA 95110	Common	07/15/2025	3000	270600.00
DANIEL JEDDA 1173 Coleman Avenue San Jose CA 95110	Common	07/10/2025	1500	136500.00
DANIEL JEDDA 1173 Coleman Avenue San Jose CA 95110	Common	06/16/2025	1500	121980.00

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Roku (ROKU) Form 144 filing disclose?

The filing discloses an intended sale of 3,000 restricted common shares via Morgan Stanley Smith Barney on or about 09/15/2025 with an aggregate market value of $283,560.00.

When were the shares being sold by the Roku insider acquired?

The shares were acquired on 03/01/2024 as restricted stock from the issuer and were fully paid on that date.

How many Roku shares has this person sold in the past three months?

The filing lists four prior sales totaling 9,000 shares on 06/16/2025, 07/10/2025, 07/15/2025, and 08/15/2025 with provided gross proceeds for each sale.

Through which broker will the Roku shares be sold?

Sales are planned through Morgan Stanley Smith Barney LLC, Executive Financial Services, New York, NY.

How material is the planned sale relative to Roku's outstanding shares?

The 3,000-share sale is immaterial, representing roughly 0.002% of the reported 147,330,633 outstanding shares shown in the filing.