[Form 4] Roku, Inc. Insider Trading Activity

Rhea-AI Filing Summary

Matthew C. Banks, VP, Corporate Controller & CAO of Roku, Inc., was granted 9,454 restricted stock units (RSUs) on 08/15/2025. Each RSU converts to one share of Class A common stock and the award will vest in 12 substantially equal quarterly installments, with the first installment vesting on November 15, 2025. Following the grant, Mr. Banks beneficially owns 9,454 shares on a direct basis. The reported RSUs carry a reported price of $0.0 and the Form 4 was signed by an attorney-in-fact on 08/19/2025.

Insights

Compensation/Corporate Governance Analyst

TL;DR Routine equity grant to a senior finance officer; aligns compensation with shareholder interests without indicating cash change.

The report documents a standard restricted stock unit award of 9,454 RSUs to the companys VP and CAO on 08/15/2025, vesting quarterly over three years beginning 11/15/2025. This is a typical form of long-term equity compensation designed to retain executives and align their incentives with shareholder value. The Form 4 shows direct beneficial ownership of the granted units and a reported price of $0.0 consistent with RSU accounting where no purchase price is paid by the grantee.

Securities Compliance Specialist

TL;DR Filing appears complete for a Form 4 RSU grant and meets basic disclosure requirements.

The Form 4 discloses the issuer (Roku, Inc.), reporting person (Matthew C. Banks), transaction date (08/15/2025), number of RSUs granted (9,454), vesting schedule (12 equal quarterly installments beginning 11/15/2025), and post-transaction beneficial ownership. The signature is provided by an attorney-in-fact dated 08/19/2025. No amendments or additional transactions are shown. From a compliance view, the filing contains the required elements for a non-derivative/derivative RSU disclosure.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Banks Matthew C.

(Last) (First) (Middle)

C/O ROKU, INC.

1173 COLEMAN AVE.

(Street)

SAN JOSE CA 95110

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
ROKU, INC [ ROKU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	VP, Corp Controller & CAO

3. Date of Earliest Transaction (Month/Day/Year)
08/15/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Unit	(1)	08/15/2025		A		9,454		(2)	(2)	Class A Common Stock	9,454	$0.0	9,454	D

Explanation of Responses:

1. Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

2. This RSU vests in 12 substantially equal quarterly installments. The first installment vests on November 15, 2025.

	/s/ Renee Strandness, attorney-in-fact	08/19/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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