[Form 4] Roku, Inc. Insider Trading Activity

Rhea-AI Filing Summary

Anthony J. Wood, CEO and Chairman of Roku, reported changes in his beneficial ownership on 09/02/2025. The filing shows 8,277 Class A shares were acquired upon vesting of restricted stock units at a $0 price and 3,257 Class A shares were disposed to satisfy income tax withholding and remittance obligations; the withheld shares were transacted at $95.86. The report lists multiple trust and account holdings controlled or associated with Mr. Wood, including the Wood 2017 Revocable Trust (64,976 shares), several annuity trusts and irrevocable trusts, and other reported indirect holdings. The transactions were reported by an attorney-in-fact on behalf of Mr. Wood on 09/04/2025.

Insights

Securities Analyst

TL;DR: Routine insider vesting and tax-withholding sale; not a material change to ownership.

The Form 4 documents standard treatment of vested RSUs: 8,277 RSUs vested and 3,257 shares were withheld/sold to cover tax obligations at $95.86 per share. These are mechanical, non-discretionary transactions tied to compensation vesting rather than open-market sales for diversification. Reported beneficial holdings remain concentrated across multiple trusts and accounts, which continues to reflect concentrated insider ownership but the filing itself does not indicate a change in corporate control or new material information for investors.

Corporate Governance Expert

TL;DR: Transaction consistent with executive compensation plan; disclosure appears complete.

The disclosure shows RSU vesting and withholding to satisfy tax remittance, a common administrative outcome. The filing identifies Mr. Wood's roles and lists direct and indirect holdings across several trusts, providing transparency on ownership channels. There is no indication of an opportunistic open-market disposal or other governance events; the filing aligns with standard Section 16 reporting practices.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Wood Anthony J.

(Last) (First) (Middle)

1155 COLEMAN

(Street)

SAN JOSE CA 95110

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
ROKU, INC [ ROKU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
X	Officer (give title below)		Other (specify below)
	CEO and Chairman BOD

3. Date of Earliest Transaction (Month/Day/Year)
09/02/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	09/02/2025		M		8,277	A	$0.00	20,230	D
Class A Common Stock	09/02/2025		F		3,257(1)	D	$95.86	16,973	D
Class A Common Stock								2,754	I	Wood 2020 Nonexempt Irrevocable Trust
Class A Common Stock								42,500	I	Wood 2020 Irrevocable Trust
Class A Common Stock								45,712	I	Wood 2017 Revocable Trust
Class A Common Stock								64,976	I	The Anthony J. Wood 2024 Annuity Trust V-B
Class A Common Stock								18,760	I	The Anthony J. Wood 2023 Annuity Trust V-B
Class A Common Stock								173,129	I	The Anthony J. Wood 2024 Annuity Trust V
Class A Common Stock								143,250	I	The Anthony J. Wood 2025 Annuity Trust

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Unitock	(2)	09/02/2025		M			8,277	(3)	(3)	Class A Common Stock	8,277	$0	33,111	D

Explanation of Responses:

1. Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on September 2, 2025.

2. Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

3. This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.

	/s/ Renee Strandness, attorney-in-fact	09/04/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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FAQ

What did Anthony J. Wood report on Form 4 for ROKU?

The filing reports 8,277 Class A shares acquired on vesting of RSUs and 3,257 shares disposed to satisfy tax withholding at $95.86 on 09/02/2025.

Why were 3,257 Roku shares disposed by the reporting person?

The filing states those shares were withheld by the issuer to satisfy income tax withholding and remittance obligations related to RSU vesting.

How many shares does Anthony J. Wood beneficially own after the transactions?

The Form 4 lists multiple direct and indirect holdings; individual reported balances include accounts and trusts such as 64,976 shares in the Wood 2017 Revocable Trust and other trust holdings as detailed in the filing.

Were these transactions discretionary open-market sales?

No. The acquisition reflects RSU vesting and the disposition reflects withholding for taxes, indicating administrative, non-discretionary transactions.

Who signed and filed the Form 4 on behalf of Anthony J. Wood?

The Form 4 was signed by Renee Strandness, attorney-in-fact on behalf of the reporting person on 09/04/2025.