[Form 4] Roku, Inc. Insider Trading Activity
Rhea-AI Filing Summary
Roku, Inc. reporting person Matthew C. Banks (VP, Corp Controller & CAO) disclosed Section 16 transactions on Form 4 covering activity on 09/02/2025 and 09/03/2025. The filing shows 4,647 shares of Class A common stock acquired on 09/02/2025 at no cash price related to RSU vesting, and withholding of 2,307 shares to satisfy income tax obligations at $95.86 per share. On 09/03/2025, 2,180 shares were sold at $97.85 per share. The tables also list multiple RSU vesting events totaling vested rights to Class A shares and the remaining beneficial ownership after each transaction. The form is signed by an attorney-in-fact on 09/04/2025.
Positive
- None.
Negative
- None.
Insights
TL;DR: Routine insider RSU vesting, tax-withholding and a small sale were reported; appears to be standard compensation-related activity.
The filing documents multiple RSU-related non-derivative acquisitions on 09/02/2025, including shares issued at $0.00 upon vesting and withholding of 2,307 shares to cover taxes at $95.86 per share. A subsequent sale of 2,180 shares at $97.85 on 09/03/2025 is disclosed. These items are typical of executive compensation mechanics and tax settlement. No loans, pledges, or unusual derivative exercises are reported. The disclosure fulfills Section 16 reporting requirements and clarifies post-transaction beneficial ownership levels shown in the table.
TL;DR: Transactions reflect compensation vesting and routine disposition; impact on outstanding float is immaterial per this filing alone.
The report enumerates vested RSUs converting into Class A shares and the issuer withholding shares to meet tax obligations. The sale of 2,180 shares at $97.85 is a single disclosed disposition following vesting. The filing provides exact share counts and prices for these transactions, enabling precise tracking of the reporting person's holdings before and after the events. No material corporate actions or changes to control are indicated.
Insider Trade Summary
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Sale | Class A Common Stock | 2,180 | $97.85 | $213K |
| Exercise | Restricted Stock Unit | 1,048 | $0.00 | -- |
| Exercise | Restricted Stock Unit | 148 | $0.00 | -- |
| Exercise | Restricted Stock Unit | 1,249 | $0.00 | -- |
| Exercise | Restricted Stock Unit | 828 | $0.00 | -- |
| Exercise | Restricted Stock Unit | 1,202 | $0.00 | -- |
| Exercise | Restricted Stock Unit | 172 | $0.00 | -- |
| Exercise | Class A Common Stock | 4,647 | $0.00 | -- |
| Tax Withholding | Class A Common Stock | 2,307 | $95.86 | $221K |
Footnotes (1)
- Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on September 2, 2025. Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. This RSU vests in four substantially equal quarterly installments. The first installment vested on June 1, 2025. This RSU vests in fifteen substantially equal quarterly installments. The first installment vested on June 1, 2022. This RSU vests in fifteen substantially equal quarterly installments. The first installment vested on June 1, 2023. This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023. This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2024. This RSU vests in four substantially equal quarterly installments. The first installment vested on November 15, 2024.
