[Form 4] Roku, Inc. Insider Trading Activity

Rhea-AI Filing Summary

Roku, Inc. reporting person Matthew C. Banks (VP, Corp Controller & CAO) disclosed Section 16 transactions on Form 4 covering activity on 09/02/2025 and 09/03/2025. The filing shows 4,647 shares of Class A common stock acquired on 09/02/2025 at no cash price related to RSU vesting, and withholding of 2,307 shares to satisfy income tax obligations at $95.86 per share. On 09/03/2025, 2,180 shares were sold at $97.85 per share. The tables also list multiple RSU vesting events totaling vested rights to Class A shares and the remaining beneficial ownership after each transaction. The form is signed by an attorney-in-fact on 09/04/2025.

Insights

Corporate Governance Expert

TL;DR: Routine insider RSU vesting, tax-withholding and a small sale were reported; appears to be standard compensation-related activity.

The filing documents multiple RSU-related non-derivative acquisitions on 09/02/2025, including shares issued at $0.00 upon vesting and withholding of 2,307 shares to cover taxes at $95.86 per share. A subsequent sale of 2,180 shares at $97.85 on 09/03/2025 is disclosed. These items are typical of executive compensation mechanics and tax settlement. No loans, pledges, or unusual derivative exercises are reported. The disclosure fulfills Section 16 reporting requirements and clarifies post-transaction beneficial ownership levels shown in the table.

Securities Analyst

TL;DR: Transactions reflect compensation vesting and routine disposition; impact on outstanding float is immaterial per this filing alone.

The report enumerates vested RSUs converting into Class A shares and the issuer withholding shares to meet tax obligations. The sale of 2,180 shares at $97.85 is a single disclosed disposition following vesting. The filing provides exact share counts and prices for these transactions, enabling precise tracking of the reporting person's holdings before and after the events. No material corporate actions or changes to control are indicated.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Banks Matthew C.

(Last) (First) (Middle)

C/O ROKU, INC.

1173 COLEMAN AVE.

(Street)

SAN JOSE CA 95110

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
ROKU, INC [ ROKU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	VP, Corp Controller & CAO

3. Date of Earliest Transaction (Month/Day/Year)
09/02/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	09/02/2025		M		4,647	A	$0.0	9,842	D
Class A Common Stock	09/02/2025		F		2,307(1)	D	$95.86	7,535	D
Class A Common Stock	09/03/2025		S		2,180	D	$97.85	5,355	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Unit	(2)	09/02/2025		M			1,048	(3)	(3)	Class A Common Stock	1,048	$0.0	2,097	D
Restricted Stock Unit	(2)	09/02/2025		M			148	(4)	(4)	Class A Common Stock	148	$0.0	148	D
Restricted Stock Unit	(2)	09/02/2025		M			1,249	(5)	(5)	Class A Common Stock	1,249	$0.0	6,243	D
Restricted Stock Unit	(2)	09/02/2025		M			828	(6)	(6)	Class A Common Stock	828	$0.0	3,311	D
Restricted Stock Unit	(2)	09/02/2025		M			1,202	(7)	(7)	Class A Common Stock	1,202	$0.0	9,616	D
Restricted Stock Unit	(2)	09/02/2025		M			172	(8)	(8)	Class A Common Stock	172	$0.0	0	D

Explanation of Responses:

1. Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on September 2, 2025.

2. Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

3. This RSU vests in four substantially equal quarterly installments. The first installment vested on June 1, 2025.

4. This RSU vests in fifteen substantially equal quarterly installments. The first installment vested on June 1, 2022.

5. This RSU vests in fifteen substantially equal quarterly installments. The first installment vested on June 1, 2023.

6. This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.

7. This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2024.

8. This RSU vests in four substantially equal quarterly installments. The first installment vested on November 15, 2024.

	/s/ Renee Strandness, attorney-in-fact	09/04/2025
	** Signature of Reporting Person	Date
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