ROKU Form 4: Officer awarded 53,406 restricted stock units

Rhea-AI Filing Summary

Roku, Inc. (ROKU) Form 4 filing shows an award of 53,406 restricted stock units (RSUs) to Mustafa Ozgen, who is listed as President, Devices, Prod, and Tech. The RSUs were granted on 08/15/2025 and the reporting shows 53,406 shares of Class A Common Stock beneficially owned following the grant. Each RSU converts to one share of Class A common stock and vests in 12 substantially equal quarterly installments, with the first installment vesting on 11/15/2025. The reported RSUs carry a reported price of $0.0. The Form 4 was signed via power of attorney on 08/19/2025.

Positive

• Grant of 53,406 RSUs to Mustafa Ozgen is explicitly disclosed, showing a concrete equity award
• Clear vesting schedule: 12 substantially equal quarterly installments with first vesting on 11/15/2025

Negative

• None.

Insights

Corporate Governance Expert

TL;DR: Officer received a time‑based equity award of 53,406 RSUs scheduled to vest quarterly over three years.

The filing documents a standard equity compensation grant to a senior officer rather than a sale or purchase. The grant vests in 12 substantially equal quarterly installments beginning 11/15/2025, indicating time‑based retention incentives. The filing is routine in form and executed by attorney‑in‑fact, and it does not disclose performance conditions or cash consideration beyond the reported $0.0 price per RSU.

Compensation Analyst

TL;DR: This is a straightforward RSU grant of 53,406 units with a defined quarterly vesting schedule.

The disclosure specifies that each RSU converts to one share of Class A common stock and lists the total units and vesting cadence. No exercise or conversion price applies because these are RSUs. The filing does not provide grant date fair value, service conditions beyond vesting schedule, or links to a compensation plan document within the form text provided.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Ozgen Mustafa

(Last) (First) (Middle)

C/O ROKU, INC.

1173 COLEMAN AVE.

(Street)

SAN JOSE CA 95110

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
ROKU, INC [ ROKU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Pres, Devices, Prod, and Tech

3. Date of Earliest Transaction (Month/Day/Year)
08/15/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Unit	(1)	08/15/2025		A		53,406		(2)	(2)	Class A Common Stock	53,406	$0.0	53,406	D

Explanation of Responses:

1. Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

2. This RSU vests in 12 substantially equal quarterly installments. The first installment vests on November 15, 2025.

Remarks:

Exhibit 24.1 - Power of Attorney and Exhibit 24.2 - Power of Attorney

	/s/ Renee Strandness, attorney-in-fact	08/19/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Mustafa Ozgen receive according to the ROKU Form 4?

He was granted 53,406 restricted stock units (RSUs), each representing a contingent right to one share of Class A common stock.

When was the RSU transaction for ROKU reported and executed?

The transaction date is 08/15/2025 and the Form 4 was signed on 08/19/2025 by attorney‑in‑fact.

What is the vesting schedule for the RSUs in the ROKU filing?

The RSUs vest in 12 substantially equal quarterly installments, with the first installment vesting on 11/15/2025.

How many shares will the RSUs convert into after vesting?

Each RSU represents a contingent right to receive one share of Class A common stock, so 53,406 RSUs equate to 53,406 shares upon settlement.

Does the Form 4 show a purchase price for the RSUs?

The Form 4 lists a reported price of $0.0 for the RSU award in the filing.