[Form 4] Roku, Inc. Insider Trading Activity

Rhea-AI Filing Summary

Charles Collier, identified as President, Roku Media and an officer of Roku, Inc. (ROKU), received 78,463 restricted stock units (RSUs) on 08/15/2025. Each RSU converts to one share of Class A Common Stock and the reported grant shows a $0 price per unit. The RSUs are direct beneficial ownership and the award vests in four quarterly installments with the first installment vesting on September 1, 2027, leaving 78,463 shares reported as beneficially owned following the transaction.

Positive

• Alignment with shareholders: RSUs convert one-for-one into Class A shares, tying executive compensation to equity value
• Retention incentive: Multi-quarter vesting schedule beginning in September 2027 supports long-term executive retention
• No cash outlay required: Reported price per unit is $0, indicating a grant rather than a purchase

Negative

• Long deferred vesting: First vesting installment does not occur until September 1, 2027, delaying any immediate equity realization
• No disclosed performance conditions: The filing states time-based vesting only; there is no indication of performance-based hurdles

Insights

Financial Analyst

TL;DR: This is a routine equity grant to align a senior executive with shareholder interests, with long-dated vesting.

The grant of 78,463 RSUs increases the reporting person’s direct beneficial ownership by the same amount and is priced at $0, indicating an award rather than a purchase. The vesting schedule—four quarterly installments beginning in September 2027—creates a multi-year retention tie to the company. For investors this is a governance signal about executive compensation structure rather than an immediate liquidity or cash-impact event.

Corporate Governance Expert

TL;DR: A standard time-based RSU award with deferred vesting, reflecting retention-focused compensation practices.

The use of RSUs that convert one-for-one into Class A shares and vest over four quarters starting in late 2027 suggests compensation designed to retain the executive over several years. The direct ownership reporting simplifies beneficial ownership tracking. There is no indication of performance conditions in the disclosure; the award appears purely time-based.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Collier Charles

(Last) (First) (Middle)

C/O ROKU, INC.

1173 COLEMAN AVE.

(Street)

SAN JOSE CA 95110

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
ROKU, INC [ ROKU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President, Roku Media

3. Date of Earliest Transaction (Month/Day/Year)
08/15/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Unit	(1)	08/15/2025		A		78,463		(2)	(2)	Class A Common Stock	78,463	$0	78,463	D

Explanation of Responses:

1. Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

2. This RSU vests in 4 quarterly installments. The first installment vests on September 1, 2027.

	/s/ Renee Strandness, attorney-in-fact	08/19/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Charles Collier receive according to the Form 4 for ROKU?

The Form 4 reports a grant of 78,463 restricted stock units (RSUs), each representing the right to one share of Class A Common Stock.

When do the RSUs awarded to Charles Collier begin to vest?

The RSUs vest in four quarterly installments with the first installment vesting on September 1, 2027.

How many shares does Charles Collier beneficially own after the reported transaction?

The report shows 78,463 shares (via RSUs) beneficially owned following the transaction.

What price was reported for the RSU grant to Charles Collier?

The RSUs are reported with a $0 price, indicating a grant rather than a purchase.

What is Charles Collier’s role at Roku as stated on the Form 4?

He is identified as President, Roku Media and is filing as an officer of the issuer.