Root (ROOT) CAO sells 3,900 shares in 10b5-1 stock plan

Rhea-AI Filing Summary

Root, Inc. Chief Administrative Officer Jonathan Allison sold 3,900 shares of Class A Common Stock in an open-market transaction at a price of $44.97 per share. The sale was made pursuant to a pre-arranged Rule 10b5-1 trading plan and represents a small portion of his holdings. After the transaction, Allison directly owned 93,879 shares, indicating this was a routine sale rather than a full exit from his position.

Insider Trade Summary 10b5-1

Net Seller: 3,900 shares ($175,383)

Net Sell 1 txn

Insider Allison Jonathan

Role Chief Administrative Officer

Sold 3,900 shs ($175K)

Type	Security	Shares	Price	Value
Sale	Class A Common Stock	3,900	$44.97	$175K

Holdings After Transaction: Class A Common Stock — 93,879 shares (Direct)

Footnotes (1)

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Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Allison Jonathan

(Last) (First) (Middle)

C/O ROOT, INC.

80 E. RICH STREET, SUITE 500

(Street)

COLUMBUS OH 43215

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Root, Inc. [ ROOT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Administrative Officer

3. Date of Earliest Transaction (Month/Day/Year)
03/10/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	03/10/2026		S		3,900(1)	D	$44.97	93,879	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The shares were sold pursuant to a 10b5-1 trading plan.

Remarks:

	/s/ Jodi Baker, Attorney-in-fact	03/11/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did ROOT’s Chief Administrative Officer report on Form 4?

ROOT’s Chief Administrative Officer Jonathan Allison reported selling 3,900 shares of Class A Common Stock. The shares were sold in an open-market transaction at $44.97 per share, as part of a pre-arranged Rule 10b5-1 trading plan disclosed in the filing.

At what price did ROOT insider Jonathan Allison sell his shares?

Jonathan Allison sold 3,900 ROOT Class A Common Stock shares at $44.97 each. This open-market sale price comes directly from the Form 4 disclosure and helps investors gauge the transaction relative to the company’s recent trading levels.

How many ROOT shares does Jonathan Allison own after this Form 4 sale?

After selling 3,900 shares, Jonathan Allison directly owns 93,879 ROOT Class A Common Stock shares. This remaining position, disclosed in the Form 4, shows he continues to hold a substantial stake following the reported open-market transaction.

Was the ROOT insider sale by Jonathan Allison made under a Rule 10b5-1 plan?

Yes, the sale was executed under a Rule 10b5-1 trading plan. A footnote states the 3,900 shares were sold pursuant to such a pre-arranged plan, indicating the timing was scheduled in advance rather than decided opportunistically.

What does the Form 4 for ROOT’s Jonathan Allison indicate about net insider activity?

The Form 4 shows net selling activity of 3,900 ROOT shares by Jonathan Allison. Transaction summary data reports one open-market sale, no purchases or option exercises, and a resulting net-sell direction based solely on this single reported transaction.