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Runway Growth Finance Corp. director and executive R. David Spreng, the company’s President, CEO and CIO, reported an equity compensation grant and updated shareholdings. He received a grant/award acquisition of 3,000 shares of common stock at $6.365 per share, bringing his direct ownership to 193,504 common shares after the transaction. The filing also reports 41,371 common shares held indirectly through a 401(k) plan. A footnote explains that a previous Form 4 filed on April 1, 2025 misstated his direct and indirect holdings, and this Form 4 corrects that disclosure.
Runway Growth Finance Corp. director and executive R. David Spreng, the company’s President, CEO and CIO, reported an equity compensation grant and updated shareholdings. He received a grant/award acquisition of 3,000 shares of common stock at $6.365 per share, bringing his direct ownership to 193,504 common shares after the transaction. The filing also reports 41,371 common shares held indirectly through a 401(k) plan. A footnote explains that a previous Form 4 filed on April 1, 2025 misstated his direct and indirect holdings, and this Form 4 corrects that disclosure.
Raterman Thomas B. reported acquisition or exercise transactions in this Form 4 filing.
Runway Growth Finance Corp. reported that CFO and COO Thomas B. Raterman received a grant of 7,000 shares of common stock at a value of $6.335 per share. This is a compensation-related award, not an open-market purchase. Following the grant, he directly holds 98,359 shares.
Raterman Thomas B. reported acquisition or exercise transactions in this Form 4 filing.
Runway Growth Finance Corp. reported that CFO and COO Thomas B. Raterman received a grant of 7,000 shares of common stock at a value of $6.335 per share. This is a compensation-related award, not an open-market purchase. Following the grant, he directly holds 98,359 shares.
Raterman Thomas B. reported acquisition or exercise transactions in this Form 4 filing.
Runway Growth Finance Corp. executive Thomas B. Raterman, the CFO and COO, reported compensation-related stock awards rather than open-market purchases. On the reported date, he received two grants totaling 3,000 shares of common stock at a reference price of $6.67 per share, increasing his direct holdings to 91,359 shares. The filing also notes that a previous Form 4 for Mr. Raterman misstated his direct and indirect holdings, and this report corrects that disclosure.
Raterman Thomas B. reported acquisition or exercise transactions in this Form 4 filing.
Runway Growth Finance Corp. executive Thomas B. Raterman, the CFO and COO, reported compensation-related stock awards rather than open-market purchases. On the reported date, he received two grants totaling 3,000 shares of common stock at a reference price of $6.67 per share, increasing his direct holdings to 91,359 shares. The filing also notes that a previous Form 4 for Mr. Raterman misstated his direct and indirect holdings, and this report corrects that disclosure.
Runway Growth Finance Corp. received an updated ownership filing from OCM Growth Holdings LLC and related Oaktree entities. They report beneficial ownership of 7,029,668 shares of common stock, representing about 16.55% of the company based on 42,464,546 shares outstanding as of May 5, 2026.
The shares are held directly by OCM Growth, with Oaktree Capital Holdings, LLC and Oaktree Capital Group Holdings GP, LLC reporting indirect beneficial ownership through their control relationships. The amendment states the change is solely due to an updated outstanding share count, and no transactions occurred in the past 60 days.
Runway Growth Finance Corp. received an updated ownership filing from OCM Growth Holdings LLC and related Oaktree entities. They report beneficial ownership of 7,029,668 shares of common stock, representing about 16.55% of the company based on 42,464,546 shares outstanding as of May 5, 2026.
The shares are held directly by OCM Growth, with Oaktree Capital Holdings, LLC and Oaktree Capital Group Holdings GP, LLC reporting indirect beneficial ownership through their control relationships. The amendment states the change is solely due to an updated outstanding share count, and no transactions occurred in the past 60 days.
Runway Growth Finance Corp. reported weaker first quarter 2026 results, with total investment income of $29.5 million and net investment income of $10.6 million, or $0.29 per share, both down from the prior year. A large $46.7 million net unrealized loss on investments drove a net decrease in net assets from operations of $34.8 million, or $0.96 per share. The investment portfolio stood at $886.3 million at fair value with a 14.2% dollar-weighted annualized yield on debt investments. Net asset value was $438.2 million, or $12.13 per share, down from $13.48 a year earlier. The board declared a $0.33 per share quarterly distribution and approved a $15.0 million share repurchase program. The company also completed its acquisition of SWK Holdings, issuing 6,330,509 shares and assuming $33.0 million of 9.00% notes due 2027, while announcing a planned CFO transition effective June 30, 2026.
Runway Growth Finance Corp. reported weaker first quarter 2026 results, with total investment income of $29.5 million and net investment income of $10.6 million, or $0.29 per share, both down from the prior year. A large $46.7 million net unrealized loss on investments drove a net decrease in net assets from operations of $34.8 million, or $0.96 per share. The investment portfolio stood at $886.3 million at fair value with a 14.2% dollar-weighted annualized yield on debt investments. Net asset value was $438.2 million, or $12.13 per share, down from $13.48 a year earlier. The board declared a $0.33 per share quarterly distribution and approved a $15.0 million share repurchase program. The company also completed its acquisition of SWK Holdings, issuing 6,330,509 shares and assuming $33.0 million of 9.00% notes due 2027, while announcing a planned CFO transition effective June 30, 2026.
Runway Growth Finance’s quarterly filing details a highly diversified investment portfolio made up of senior secured loans, preferred equity and warrants across software, healthcare, financial services, consumer and other sectors. Many debt positions are labeled senior secured with floating rates such as SOFR or PRIME plus sizable spreads, often with payment-in-kind (PIK) components and extra “ETP” return features, and maturities generally running from the mid‑2020s into the early 2030s.
The schedule also lists numerous warrant positions in common or preferred stock and several equity stakes, including control or significant interests in entities like Pivot3, Inc., Runway‑Cadma I LLC and Gynesonics, Inc. Overall, the table emphasizes broad sector exposure, frequent use of structured senior loans and long‑dated equity upside through warrants and preferred securities.
Runway Growth Finance’s quarterly filing details a highly diversified investment portfolio made up of senior secured loans, preferred equity and warrants across software, healthcare, financial services, consumer and other sectors. Many debt positions are labeled senior secured with floating rates such as SOFR or PRIME plus sizable spreads, often with payment-in-kind (PIK) components and extra “ETP” return features, and maturities generally running from the mid‑2020s into the early 2030s.
The schedule also lists numerous warrant positions in common or preferred stock and several equity stakes, including control or significant interests in entities like Pivot3, Inc., Runway‑Cadma I LLC and Gynesonics, Inc. Overall, the table emphasizes broad sector exposure, frequent use of structured senior loans and long‑dated equity upside through warrants and preferred securities.
Runway Growth Finance Corp. announced that its board of directors declared a second quarter 2026 cash dividend of $0.33 per share. Stockholders of record as of May 18, 2026 will receive the payment on or about June 2, 2026. The company generally aims to distribute substantially all available earnings quarterly, subject to board discretion and regulatory requirements, and operates an opt-out dividend reinvestment plan that automatically reinvests dividends in additional common shares for participants.
Runway Growth Finance Corp. announced that its board of directors declared a second quarter 2026 cash dividend of $0.33 per share. Stockholders of record as of May 18, 2026 will receive the payment on or about June 2, 2026. The company generally aims to distribute substantially all available earnings quarterly, subject to board discretion and regulatory requirements, and operates an opt-out dividend reinvestment plan that automatically reinvests dividends in additional common shares for participants.
Runway Growth Finance Corp. is holding its 2026 virtual annual stockholder meeting on June 23, 2026 at 9:00 a.m. Central Time. Holders of 42,464,546 outstanding common shares as of April 24, 2026 can vote on electing two Class I directors, Alexander Duka and Gary Kovacs, to new three-year terms and on ratifying Deloitte & Touche LLP as independent registered public accounting firm for the fiscal year ending December 31, 2026. The board, including all independent directors, unanimously recommends voting in favor of both proposals. The proxy explains virtual attendance, quorum and voting mechanics, director independence, committee structure, director compensation and significant ownership, including a 16.55% stake held by OCM Growth Holdings, LLC.
Runway Growth Finance Corp. is holding its 2026 virtual annual stockholder meeting on June 23, 2026 at 9:00 a.m. Central Time. Holders of 42,464,546 outstanding common shares as of April 24, 2026 can vote on electing two Class I directors, Alexander Duka and Gary Kovacs, to new three-year terms and on ratifying Deloitte & Touche LLP as independent registered public accounting firm for the fiscal year ending December 31, 2026. The board, including all independent directors, unanimously recommends voting in favor of both proposals. The proxy explains virtual attendance, quorum and voting mechanics, director independence, committee structure, director compensation and significant ownership, including a 16.55% stake held by OCM Growth Holdings, LLC.
Runway Growth Finance Corp. reported an insider sale by a large shareholder’s fund. A fund managed by Carlson Capital, L.P. sold 560,105 shares of Runway Growth Finance common stock in open‑market transactions at approximately $6.59 per share on April 9.
According to the footnotes, the shares are held by Double Black Diamond Offshore Ltd., for which Carlson Capital acts as investment manager, and the reporting persons disclaim beneficial ownership beyond their pecuniary interests. After the sale, that fund’s reported holdings were 3,885,000 shares, indicating it retained a substantial position.
Runway Growth Finance Corp. reported an insider sale by a large shareholder’s fund. A fund managed by Carlson Capital, L.P. sold 560,105 shares of Runway Growth Finance common stock in open‑market transactions at approximately $6.59 per share on April 9.
According to the footnotes, the shares are held by Double Black Diamond Offshore Ltd., for which Carlson Capital acts as investment manager, and the reporting persons disclaim beneficial ownership beyond their pecuniary interests. After the sale, that fund’s reported holdings were 3,885,000 shares, indicating it retained a substantial position.
Runway Growth Finance Corp. received a new Form 3 from investment firm Carlson Capital, L.P. and Clint D. Carlson, each reporting status as a ten percent owner of the company’s common stock.
The filing follows the completion of a merger in which SWK Holdings Corporation was combined with a Runway subsidiary. Related funds, affiliates, trusts and family members collectively report sizeable positions, including 4,445,105 shares of common stock held by Double Black Diamond Offshore Ltd. and additional smaller direct holdings by Carlson-related entities and individuals, all subject to pecuniary-interest disclaimers.
Runway Growth Finance Corp. received a new Form 3 from investment firm Carlson Capital, L.P. and Clint D. Carlson, each reporting status as a ten percent owner of the company’s common stock.
The filing follows the completion of a merger in which SWK Holdings Corporation was combined with a Runway subsidiary. Related funds, affiliates, trusts and family members collectively report sizeable positions, including 4,445,105 shares of common stock held by Double Black Diamond Offshore Ltd. and additional smaller direct holdings by Carlson-related entities and individuals, all subject to pecuniary-interest disclaimers.