STOCK TITAN

Sally Beauty (NYSE: SBH) director James Head receives 9,975 RSUs

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

James M. Head, a director of Sally Beauty Holdings, Inc. (SBH), received 9,975 restricted stock units (RSUs) on 01/22/2026. The RSUs were acquired at a price of $0 per unit and are held directly. Each RSU converts into one share of SBH common stock, so this grant represents 9,975 underlying shares of common stock. According to the terms, 100% of the RSUs vest when Mr. Head’s service as a director has terminated, meaning he must remain on the board until his service ends to receive the full benefit of this equity award.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Head James M

(Last) (First) (Middle)
C/O SALLY BEAUTY HOLDINGS, INC.
7900 WINDROSE AVENUE

(Street)
PLANO TX 75024

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Sally Beauty Holdings, Inc. [ SBH ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
01/22/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units(1) $0 01/22/2026 A 9,975 12/31/2036(2) 12/31/2036 Common Stock 9,975 $0 9,975 D
Explanation of Responses:
1. Restricted Stock Units ("RSUs") convert into SBH common stock on a one-for-one basis.
2. 100% of the RSUs vest on the date the reporting person's service as a director of the issuer has terminated.
/s/ Rebecca L. Morley, Attorney-in-Fact 01/26/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did SBH director James M. Head report on this Form 4?

Director James M. Head reported acquiring 9,975 restricted stock units (RSUs) of Sally Beauty Holdings, Inc. on 01/22/2026 at a price of $0 per unit.

How many Sally Beauty (SBH) RSUs does James M. Head own after this transaction?

Following the reported transaction, 9,975 RSUs are shown as beneficially owned by James M. Head, all held in direct ownership form.

What do the RSUs granted to SBH director James M. Head convert into?

The filing states that the restricted stock units convert into SBH common stock on a one-for-one basis, so each RSU becomes one share of common stock upon settlement.

When do the RSUs granted to Sally Beauty director James M. Head vest?

According to the footnotes, 100% of the RSUs vest on the date the reporting person’s service as a director of the issuer has terminated.

Was this SBH insider transaction by James M. Head a purchase or a grant?

The transaction code is "A" for acquisition of restricted stock units at a price of $0 per unit, indicating an equity grant rather than an open-market purchase.

Is the RSU ownership reported by James M. Head direct or indirect?

The Form 4 lists the ownership form for the 9,975 RSUs as direct (D), with no separate entity or indirect ownership structure noted in the filing excerpt.
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