[144] SCHWAB CHARLES CORP SEC Filing

Rhea-AI Filing Summary

Notice of proposed sale of securities under Rule 144 by an insider related to The Charles Schwab Corporation.

The filer reports a planned sale of 24,000 common shares with an aggregate market value of $2,219,393.00 and lists the approximate sale date as 10/02/2025 on the NYSE. Those shares were acquired as a gift on 02/14/2022 from Charles R. Schwab. The company has 1,815,219,300 shares outstanding, so the proposed block is immaterial relative to total outstanding shares. The filing also discloses three reported sales by the same account in the past three months: 24,000 shares on 08/07/2025 for $2,320,656.00, 13,542 shares on 08/25/2025 for $1,300,802.00, and 24,000 shares on 09/04/2025 for $2,319,300.00. The filer certifies there is no undisclosed material information.

Insights

Financial Analyst

TL;DR: Routine Rule 144 notice for a relatively small insider sale; no material impact on shares outstanding.

This Form 144 notifies the market of a proposed sale of 24,000 Charles Schwab common shares valued at about $2.22 million. Given total shares outstanding of 1.815 billion, the block is immaterial to capital structure and is consistent with routine insider liquidity events. The filing documents the shares were received as a gift in 2022 and lists prior small sales in August and September 2025. There are no disclosures of material nonpublic information in the form. From an earnings and valuation perspective, this document contains no operating results or balance sheet changes.

Corporate Governance Expert

TL;DR: Proper disclosure of insider sales under Rule 144; procedural compliance observed.

The form includes required details: acquisition date, nature of acquisition (gift), donor identity, planned sale date, broker name, and recent sales in the prior three months. This satisfies Rule 144 notice requirements and the insider attests to lack of undisclosed material adverse information. There is no indication of unusual timing or concentrated disposals that would raise immediate governance concerns based on the data provided.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
COMMON	THE CHARLES SCHWAB CORPORATION 3000 Schwab Way Westlake TX 76262	24000	2219393.00	1815219300	10/02/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
COMMON	02/14/2022	GIFT	CHARLES R SCHWAB		11/26/1986	24000	02/14/2022	NA

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
CAROLYN S POMERANTZ 3000 Schwab Way Westlake TX 76262	COMMON	08/07/2025	24000	2320656.00
CAROLYN S POMERANTZ 3000 Schwab Way Westlake TX 76262	COMMON	08/25/2025	13542	1300802.00
CAROLYN S POMERANTZ 3000 Schwab Way Westlake TX 76262	COMMON	09/04/2025	24000	2319300.00

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 filed for SCHW report?

The form reports a proposed sale of 24,000 Charles Schwab common shares valued at $2,219,393.00 with an approximate sale date of 10/02/2025.

Who acquired the shares being sold and how were they acquired?

The 24,000 shares were acquired as a gift on 02/14/2022 from Charles R. Schwab.

Are there recent insider sales by the same person?

Yes. The filing lists three sales in the past three months: 24,000 shares on 08/07/2025 for $2,320,656.00, 13,542 shares on 08/25/2025 for $1,300,802.00, and 24,000 shares on 09/04/2025 for $2,319,300.00.

How large is the proposed sale relative to total shares outstanding?

The issuer reports 1,815,219,300 shares outstanding; the proposed 24,000-share sale is immaterial relative to that total.

Does the filing indicate any undisclosed material information?

The person signing the notice represents they do not know any material adverse information about the issuer that has not been publicly disclosed.