Charles Schwab: Charles R. Schwab proposes $6.58M sale

The listed account title is C Schwab Ttee, Charles and Helen Schwab Living Trust; seven earlier common-stock sales are also reported.

Available on EDGAR 11/09/2026 - 12:10 PM EST Accepted by SEC EDGAR 11/09/2026 - 12:09 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Charles R. Schwab, an officer and director of The Charles Schwab Corporation (SCHW), gave notice of a proposed sale of 70,750 common shares, with an aggregate market value of $6,579,382.00 and an approximate sale date of November 9, 2026. The account title is C Schwab Ttee, Charles and Helen Schwab Living Trust. Seven earlier common-stock sales are also listed for the preceding three months.

Key Figures

Proposed common shares for sale: 70,750 shares Aggregate market value: $6,579,382.00 Shares outstanding: 1,726,007,705 shares

3 metrics

Proposed common shares for sale 70,750 shares Approximate sale date: November 9, 2026

Aggregate market value $6,579,382.00 Proposed common-share sale

Shares outstanding 1,726,007,705 shares Outstanding-share count reported

Key Terms

Aggregate Market Value, Leveraged Buyout, Gross Proceeds

3 terms

Aggregate Market Value financial

"Aggregate Market Value"

Aggregate market value is the combined price you would pay to buy all outstanding shares of a company or all companies in a group at current market prices — essentially the sum of each stock’s market capitalization. It matters to investors because it shows the overall size and weight of an investment or sector (like the total cost to buy every piece of a puzzle), helps compare scale across companies or markets, and influences index composition and risk exposure.

Leveraged Buyout financial

"Nature of Acquisition Transaction: LEVERAGED BUYOUT"

A leveraged buyout is when a buyer buys a company mostly with borrowed money, using the company’s assets and future cash flow as collateral — like buying a house with a big mortgage and using the house as security. It matters to investors because this heavy debt can raise returns if the buyer improves the business, but it also increases the risk of default and cash‑flow pressure, which can affect shareholders, creditors and bond prices.

Gross Proceeds financial

"Gross Proceeds"

The total amount of cash a company receives from a financing event or sale before any fees, expenses, taxes or deductions are taken out. Investors watch gross proceeds because it shows the raw scale of new capital being raised—think of it as the paycheck amount before withholdings—which helps assess how much funding is available for operations, growth, debt payoff or how much shareholder dilution might occur once costs are removed.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many SCHW shares is Charles R. Schwab proposing to sell?

Charles R. Schwab, identified as an officer and director of The Charles Schwab Corporation, gave notice of a proposed sale of 70,750 common shares, with an aggregate market value of $6,579,382.00. The approximate sale date is November 9, 2026, and the account title is C Schwab Ttee, Charles and Helen Schwab Living Trust.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0000923738
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	SCHWAB CHARLES CORP
SEC File Number	001-09700
Address of Issuer	3000 SCHWAB WAY WESTLAKE TEXAS 76262
Phone	817-859-5000
Name of Person for Whose Account the Securities are To Be Sold	Schwab Charles R.
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	THE CHARLES SCHWAB CORPORATION 3000 Schwab Way Westlake TX 76262	70750	6579382.00	1726007705	11/09/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/31/1987	LEVERAGED BUYOUT	Issuer			70750	03/31/1987	NA

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Charles R. Schwab 3000 Schwab Way Westlake TX 76262	COMMON	11/03/2026	11675	1041584.00
Charles R. Schwab 3000 Schwab Way Westlake TX 76262	COMMON	08/12/2026	46410	5020448.00
Charles R. Schwab 3000 Schwab Way Westlake TX 76262	COMMON	08/13/2026	91325	10004360.00
Charles R. Schwab 3000 Schwab Way Westlake TX 76262	COMMON	08/14/2026	90500	10055311.00
Charles R. Schwab 3000 Schwab Way Westlake TX 76262	COMMON	08/24/2026	117000	13244412.00
Charles R. Schwab 3000 Schwab Way Westlake TX 76262	COMMON	10/28/2026	66750	5897759.00
Charles R. Schwab 3000 Schwab Way Westlake TX 76262	COMMON	10/29/2026	136400	12207871.00

144: Remarks and Signature

Remarks	FULL ACCT TITLE: C SCHWAB TTEE, CHARLES AND HELEN SCHWAB LIVING TRUST
Date of Notice	11/09/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Charles R. Schwab
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)