[144] The Charles Schwab Corporation SEC Filing

Rhea-AI Filing Summary

The filing notifies a proposed sale of 50,016 shares of The Charles Schwab Corporation common stock with an aggregate market value of $4,852,552.00. The shares are scheduled for sale on the NYSE on 08/27/2025. The filing shows the shares were acquired the same day, 08/27/2025, via a stock option granted by the issuer and paid on that date. No other sales by the reporting person were reported in the past three months. The notice includes the standard representation that the seller is not aware of undisclosed material adverse information about the issuer.

Positive

• Compliance disclosure filed: the Form 144 provides required details (shares, value, broker, exchange, acquisition type) for Rule 144 transparency
• No sales in prior three months reported by the person, which limits signals of an ongoing large disposal program

Negative

• None.

Insights

Securities Analyst

TL;DR: Routine Rule 144 notice for an insider sale of 50,016 Schwab shares valued at ~$4.85M; procedural disclosure with no other recent sales.

This Form 144 presents a standard, compliance-focused disclosure of a proposed sale under Rule 144. Key datapoints are the quantity, $4.85M aggregate value, and the planned sale date. The acquisition via stock option and same-day payment are explicitly stated, suggesting a routine exercise-and-sell transaction often used for liquidity by option holders. Absence of other sales in the prior three months reduces immediate signal of ongoing disposal activity. No additional operational or financial information about the issuer is included, limiting investor inference.

Corporate Governance Expert

TL;DR: Governance disclosure appears complete for Rule 144 purposes; statement attesting no undisclosed material information is included.

The form includes the required attestation that the seller is unaware of undisclosed material adverse information, and lists acquisition type as an issuer-granted stock option. From a governance perspective, the filing meets procedural requirements: it identifies the class, broker, quantity, aggregate value, exchange, and acquisition details. The filing does not disclose the reporting person's identity or relationship to the issuer in the visible content, which limits contextual governance assessment.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
COMMON	THE CHARLES SCHWAB CORPORATION 3000 Schwab Way Westlake TX 76262	50016	4852552.00	1815219300	08/27/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
COMMON	08/27/2025	STOCK OPTION	ISSUER			50016	08/27/2025	NA

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 for SCHW report?

The filing reports a proposed sale of 50,016 common shares of The Charles Schwab Corporation valued at $4,852,552.00, to be sold on 08/27/2025 on the NYSE.

How were the 50,016 Schwab shares acquired?

The shares were acquired on 08/27/2025 via a stock option granted by the issuer, with payment recorded on the same date.

Does the Form 144 show prior sales by the reporting person?

The filing states Nothing to Report for securities sold during the past three months by the person for whose account the securities are to be sold.

Which broker and exchange are listed for the proposed sale?

The broker listed is The Charles Schwab Corporation, 3000 Schwab Way, Westlake TX and the sale is planned on the NYSE.

Does the filing include an attestation about material information?

Yes, the signer represents they do not know of any material adverse information regarding the issuer that has not been publicly disclosed.