[144] The Charles Schwab Corporation SEC Filing

Rhea-AI Filing Summary

The Charles Schwab Corporation (SCHW) Form 144 notifies the SEC of a proposed insider sale of 136,500 shares of common stock to be sold approximately on 08/26/2025 through The Charles Schwab Corporation broker on the NYSE, with an aggregate market value listed at $13,138,125.00. The filer indicates these shares were acquired on 03/31/1987 in a leveraged buyout. The filing also discloses two recent sales by the same person in early August 2025: 22,721 shares on 08/07/2025 for $2,181,610.00 and 133,153 shares on 08/08/2025 for $12,888,080.00. The notice includes the required representation that the seller knows of no undisclosed material adverse information.

Positive

• Regulatory compliance: The filer submitted a Form 144 with required details, broker, exchange, and representation about material nonpublic information.
• Transparency of acquisition: The filing discloses the original acquisition date (03/31/1987) and nature (leveraged buyout), clarifying the securities' provenance.

Negative

• Insider selling activity: Recent sales in August 2025 total 155,874 shares with planned additional sale of 136,500 shares, indicating notable insider disposition.
• Lack of context: The filing provides no explanation for the sales or whether they relate to personal liquidity needs, a trading plan, or other reasons.

Insights

Corporate Governance Expert

TL;DR: Insider notified SEC of planned sale and recent August disposals; routine disclosure but signals stock disposition by a long‑term holder.

The Form 144 provides the standard regulatory notice when an insider proposes to sell restricted or control securities. The shares to be sold were originally acquired in 1987, indicating a long‑term holding. The filing shows recent August sales totaling 155,874 shares and a planned sale of 136,500 shares, which are explicit and appropriately disclosed through the broker and exchange. From a governance perspective, the filing meets disclosure obligations and includes the required certification regarding material nonpublic information.

Securities Analyst

TL;DR: Multiple sizable insider sales in early August plus a planned 08/26 sale could be interpreted as notable selling activity by an insider.

The document quantifies recent insider sales: 22,721 shares on 08/07/2025 and 133,153 shares on 08/08/2025, producing gross proceeds of $2,181,610.00 and $12,888,080.00 respectively, and lists a planned sale of 136,500 shares valued at $13,138,125.00. These are concrete, dated disclosures allowing investors to track insider disposition. The filing itself contains no performance metrics or explanations for the sales; it is a compliance filing rather than an operational update.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	THE CHARLES SCHWAB CORPORATION 3000 Schwab Way Westlake TX 76262	136500	13138125.00	1815219300	08/26/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/31/1987	LEVERAGED BUYOUT	Issuer			136500	03/31/1987	NA

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Charles R. Schwab 3000 Schwab Way Westlake TX 76262	COMMON	08/07/2025	22721	2181610.00
Charles R. Schwab 3000 Schwab Way Westlake TX 76262	COMMON	08/08/2025	133153	12888080.00

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does SCHW Form 144 filed for Charles R. Schwab report?

The filing reports a proposed sale of 136,500 common shares to be sold around 08/26/2025 on the NYSE through The Charles Schwab Corporation broker.

How many shares did the insider sell in early August 2025 according to the filing?

The filing shows two sales: 22,721 shares on 08/07/2025 for $2,181,610.00 and 133,153 shares on 08/08/2025 for $12,888,080.00.

What was the aggregate market value of the proposed sale?

The aggregate market value listed for the proposed 136,500 shares is $13,138,125.00.

When and how were the securities being sold originally acquired?

The securities were acquired on 03/31/1987 in a leveraged buyout, with the same date listed for acquisition and payment.

Does the filing state there is any undisclosed material information?

The signer represents by the notice signature that they do not know any material adverse information about the issuer that has not been publicly disclosed.