Welcome to our dedicated page for Schwab (CHARLES) (The) SEC filings (Ticker: SCHW), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Charles Schwab Corporation (NYSE: SCHW) files a range of documents with the U.S. Securities and Exchange Commission that provide detailed information about its financial condition, capital structure, and material events. This page aggregates Schwab’s SEC filings and pairs them with AI-powered summaries to help readers understand the key points in lengthy regulatory documents.
For Schwab, core filings include annual reports on Form 10-K and quarterly reports on Form 10-Q, which describe its brokerage, banking, asset management, custody, and financial advisory operations, along with risk factors, management’s discussion and analysis, and segment information. Current reports on Form 8-K disclose specific events, such as quarterly earnings releases, the issuance of senior notes under a shelf registration statement, and definitive agreements for acquisitions like the announced agreement to acquire Forge Global Holdings, Inc.
Schwab also maintains registration statements, such as its Form S-3 shelf registration used for offerings of senior notes and other securities, and exhibits that include underwriting agreements, indentures, supplemental indentures, and legal opinions. Filings related to its listed securities cover its common stock and depositary shares representing interests in preferred stock series that trade on the New York Stock Exchange.
On this page, users can quickly access new and historical filings, including 10-K and 10-Q reports, 8-K current reports, and other registration and exhibit documents. AI-generated overviews highlight important disclosures, summarize complex capital markets transactions, and clarify technical language, while links to Form 4 and other ownership reports make it easier to review insider transactions and equity awards. Real-time updates from EDGAR ensure that investors, analysts, and researchers can review Schwab’s regulatory history and recent disclosures in one organized location.
The Charles Schwab Corporation reported strong results for the quarter ended June 30, 2025, driven by asset gathering, trading activity, and improved funding costs. Net income was $2.13 billion in the quarter, up 60% year-over-year, and diluted EPS was $1.08, up 64%. Total net revenues rose 25% to $5.85 billion as net interest revenue increased to $2.82 billion (+31%), asset management fees reached $1.57 billion (+14%), and trading revenue was $952 million (+23%). Client assets totaled $10.76 trillion at quarter end, up 14% year-over-year, with core net new client assets of $80.3 billion in the quarter.
Schwab reduced bank supplemental funding by $22.2 billion in the first six months of 2025 and had $27.7 billion outstanding at June 30, 2025. Expenses excluding interest increased modestly to $3.05 billion. The consolidated Tier 1 Leverage Ratio was 9.8% and average LCR was 143%. Company disclosures note sensitivity to interest-rate changes and that EVE shows greater exposure to rate decreases.
The Charles Schwab Corporation Form 144 notifies a proposed public sale of 104,500 shares of common stock on the NYSE with an aggregate market value of $10,105,150 and an approximate sale date of 08/08/2025. The securities were acquired on 03/31/1987 in a leveraged buyout.
The filing also lists prior sales by Charles R. Schwab totaling 468,856 shares for gross proceeds of $40,864,082 on dates including 05/12/2025, 05/13/2025, 05/15/2025, 05/22/2025 and 08/07/2025. Total shares outstanding are stated as 1,816,970,383, making the proposed sale a very small fraction of outstanding shares. The signer affirms there is no undisclosed material adverse information and references Rule 10b5-1 plan language where applicable.
Form: SEC Form 144 filed relating to The Charles Schwab Corporation (SCHW) notice of proposed sale of securities.
Proposed sale:
- Class: Common
- Number of shares to be sold: 28,653
- Aggregate market value: $2,767,880.00
- Approximate date of sale: 08/08/2025
- Exchange: NYSE
Acquisition: Shares acquired as RSU AWARD on 03/01/2024 (amount 28,653).
Recent insider sales (past 3 months) reported in the filing: Five transactions by Charles R. Schwab totaling 468,856 shares with gross proceeds of $40,864,082.00 (dates: 05/12/2025, 05/13/2025, 05/15/2025, 05/22/2025, 08/07/2025).
Amendment to Form 4 for The Charles Schwab Corporation (SCHW)
Reporting person Paul V. Woolway (MD, Chief Banking Officer) filed an amended Form 4 correcting previously reported beneficial ownership following transactions dated 03/24/2025 (original filing 03/27/2025). The amendment reallocates 8,614 shares from direct to trust-held classification and discloses additional indirect holdings that were previously omitted.
- Direct holdings after amendment: 25,153 shares.
- Trust-held (indirect): 57,818.1078 shares.
- Other indirect holdings: 7,197 shares (ESPP), 1,138.624 shares (Son 1), 1,138.624 shares (Son 2).
- Derivatives: Table II shows no derivative securities reported.
The amendment is signed via attorney-in-fact on 08/05/2025. The filing corrects classification and disclosure errors but does not report any new transactions or derivative positions in this document.
Co-Chairman and Director Walter W. Bettinger filed a Form 4 reporting a sale of 173,876 Charles Schwab (SCHW) shares on 29 Jul 2025 at a weighted-average price of $98.84, executed through a family trust. Gross proceeds are roughly $17.2 million. After the sale, the trust still owns 590,734 shares.
Additional indirect holdings disclosed: 4,073 shares via the ESPP, 6,606.695 shares in the ESOP, 2,373.0349 shares held by the spouse, and 176.1192 shares held by the spouse as trustee. No derivative positions or 10b5-1 trading plans were indicated.
The filing contains no company-level financial metrics or strategic commentary; its sole purpose is to document this insider disposition.