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SCHWAB CHARLES CORP SEC Filings

SCHW NYSE

Welcome to our dedicated page for SCHWAB CHARLES SEC filings (Ticker: SCHW), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on SCHWAB CHARLES's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into SCHWAB CHARLES's regulatory disclosures and financial reporting.

Rhea-AI Summary

A person associated with The Charles Schwab Corporation has filed a notice of proposed sale under Rule 144 for 11,825 shares of the company’s common stock. The sale is to be executed through The Charles Schwab Corporation as broker on or about 02/06/2026 on the NYSE, with an aggregate market value of $1,236,314.00. These 11,825 shares of common stock were acquired from the issuer on 02/06/2026 via a stock option transaction. The notice also reports that 1,776,936,770 shares of the issuer’s common stock were outstanding.

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Rhea-AI Summary

Charles Schwab Co-Chairman Charles R. Schwab reported indirect share sales in Charles Schwab Corporation common stock through a trust. On 02/03/2026, a trust associated with him sold 96,625 shares at a weighted average price of $103.7364 per share. On 02/04/2026, the same trust sold 67,975 shares at a weighted average price of $103.8091 per share.

After these sales, the trust held 55,782,729 shares. The filing also lists additional indirect holdings, including 30,641,981 shares held by a limited partnership, 44,025 shares held by 188 Corp, and 9,509,797.33 shares held by his spouse as trustee.

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Rhea-AI Summary

Charles Schwab Co-Chairman Walter W. Bettinger reported option exercises and related stock sales through a family trust. On February 3, 2026, nonqualified stock options with a $42.99 exercise price for 162,462 shares were exercised, followed by family trust sales of 141,033 and 21,429 common shares at weighted average prices of $103.8485 and $104.2429.

On February 4, 2026, additional options for 94,948 shares at $42.99 were exercised and the same number of shares were sold by the family trust at a weighted average price of $104.252. After these transactions, the family trust held 529,346 Schwab common shares, with further indirect holdings reported through an ESPP, ESOP, and spouse-related accounts.

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Rhea-AI Summary

The Charles Schwab Corporation shareholder Charles R. Schwab has filed a Rule 144 notice to sell common stock. The filing covers 71,975 common shares to be sold through The Charles Schwab Corporation as broker on the NYSE, with an aggregate market value of 7,485,400.00. The issuer had 1,776,936,770 common shares outstanding as of the notice.

The shares to be sold were originally acquired in a leveraged buyout transaction from the issuer on 03/31/1987. Over the past three months, Charles R. Schwab has already sold additional common shares in multiple transactions, including 146,560 shares on 01/29/2026 for gross proceeds of 15,119,854.00. By signing, the seller represents that he is not aware of undisclosed material adverse information about the issuer’s operations.

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Rhea-AI Summary

Walter W Bettinger has filed a notice to sell 162,462 shares of The Charles Schwab Corporation common stock. The planned sale is through The Charles Schwab Corporation as broker on the NYSE, with an approximate sale date of 02/04/2026 and an aggregate market value of 16,936,664.00.

The shares were acquired on 02/04/2026 via a stock option exercise from the issuer, for 162,462 shares. The filing reports that 1,776,936,770 shares of Charles Schwab common stock are outstanding, providing context for the size of this transaction.

The notice also discloses that Walter W Bettinger sold 162,462 Charles Schwab common shares on 02/03/2026, with gross proceeds of 16,879,880.00, during the prior three months.

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Charles Schwab Corp’s General Counsel, Morgan Peter J. III, reported an option exercise and share sale. On February 2, 2026, he exercised 7,595 nonqualified stock options for common stock at an exercise price of $66.47 per share and acquired an equal number of shares.

On the same day, he sold 7,595 common shares at a weighted average price of $104.384 per share in multiple trades between $104.32 and $104.44, leaving 0 directly held common shares after the reported sale. He continues to hold 22,788 stock options directly, plus indirect holdings of 549 common shares through an ESPP and 151.331 common shares through an ESOP.

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Rhea-AI Summary

A shareholder of The Charles Schwab Corporation has filed a notice under Rule 144 to sell 162,462 shares of Schwab common stock on the NYSE. The filing lists an aggregate market value of about $16.86 million for this planned sale.

The shares were acquired on 02/03/2026 through a stock option exercise, with payment also dated 02/03/2026. Schwab common shares outstanding were 1,776,936,770 at the time referenced. The seller represents they are not aware of undisclosed material adverse information about Schwab’s current or prospective operations.

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Rhea-AI Summary

The Charles Schwab Corporation stockholder Charles R. Schwab has filed a notice to sell 96,625 shares of common stock, with an aggregate market value of $10,000,688, through The Charles Schwab Corporation as broker on or about February 3, 2026 on the NYSE.

The shares to be sold were originally acquired on March 31, 1987 in a leveraged buyout from the issuer. In the past three months, Charles R. Schwab has already sold additional common shares, including 134,895 shares on January 26, 2026, 71,437 shares on January 28, 2026, and 146,560 shares on January 29, 2026, for total disclosed gross proceeds of more than $36 million.

By signing the notice, the seller represents that he is not aware of any undisclosed material adverse information about the issuer’s current or prospective operations.

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Charles R. Schwab, Co-Chairman and director of Charles Schwab Corp, reported an indirect sale of common stock through a trust. On January 29, 2026, a trust associated with him sold 145,650 shares of Charles Schwab common stock at a weighted average price of $103.1649, with individual trade prices ranging from $103.00 to $103.46.

Following this transaction, the Form 4 shows indirect beneficial ownership of 55,947,329 shares by the trust, 30,641,981 shares by a limited partnership, 44,025 shares by 188 Corp, and 9,509,797.33 shares by his spouse as trustee.

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Rhea-AI Summary

An investor in The Charles Schwab Corporation filed a notice of proposed sale under Rule 144 covering 7,595 shares of common stock. The filing lists an aggregate market value of $792,796.00 and an approximate sale date of 02/02/2026 on the NYSE.

The shares were shown as acquired on 02/02/2026 through a stock option transaction with the issuer for the same 7,595 shares. The table reports that 1,776,936,770 shares of the issuer’s common stock were outstanding, providing context for the planned sale.

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FAQ

How many SCHWAB CHARLES (SCHW) SEC filings are available on StockTitan?

StockTitan tracks 214 SEC filings for SCHWAB CHARLES (SCHW), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for SCHWAB CHARLES (SCHW)?

The most recent SEC filing for SCHWAB CHARLES (SCHW) was filed on February 6, 2026.