Welcome to our dedicated page for Schwab (CHARLES) (The) SEC filings (Ticker: SCHW), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Charles Schwab Corporation (NYSE: SCHW) files a range of documents with the U.S. Securities and Exchange Commission that provide detailed information about its financial condition, capital structure, and material events. This page aggregates Schwab’s SEC filings and pairs them with AI-powered summaries to help readers understand the key points in lengthy regulatory documents.
For Schwab, core filings include annual reports on Form 10-K and quarterly reports on Form 10-Q, which describe its brokerage, banking, asset management, custody, and financial advisory operations, along with risk factors, management’s discussion and analysis, and segment information. Current reports on Form 8-K disclose specific events, such as quarterly earnings releases, the issuance of senior notes under a shelf registration statement, and definitive agreements for acquisitions like the announced agreement to acquire Forge Global Holdings, Inc.
Schwab also maintains registration statements, such as its Form S-3 shelf registration used for offerings of senior notes and other securities, and exhibits that include underwriting agreements, indentures, supplemental indentures, and legal opinions. Filings related to its listed securities cover its common stock and depositary shares representing interests in preferred stock series that trade on the New York Stock Exchange.
On this page, users can quickly access new and historical filings, including 10-K and 10-Q reports, 8-K current reports, and other registration and exhibit documents. AI-generated overviews highlight important disclosures, summarize complex capital markets transactions, and clarify technical language, while links to Form 4 and other ownership reports make it easier to review insider transactions and equity awards. Real-time updates from EDGAR ensure that investors, analysts, and researchers can review Schwab’s regulatory history and recent disclosures in one organized location.
Amendment to Form 4 for The Charles Schwab Corporation (SCHW)
Reporting person Paul V. Woolway (MD, Chief Banking Officer) filed an amended Form 4 correcting previously reported beneficial ownership following transactions dated 03/24/2025 (original filing 03/27/2025). The amendment reallocates 8,614 shares from direct to trust-held classification and discloses additional indirect holdings that were previously omitted.
- Direct holdings after amendment: 25,153 shares.
- Trust-held (indirect): 57,818.1078 shares.
- Other indirect holdings: 7,197 shares (ESPP), 1,138.624 shares (Son 1), 1,138.624 shares (Son 2).
- Derivatives: Table II shows no derivative securities reported.
The amendment is signed via attorney-in-fact on 08/05/2025. The filing corrects classification and disclosure errors but does not report any new transactions or derivative positions in this document.
Co-Chairman and Director Walter W. Bettinger filed a Form 4 reporting a sale of 173,876 Charles Schwab (SCHW) shares on 29 Jul 2025 at a weighted-average price of $98.84, executed through a family trust. Gross proceeds are roughly $17.2 million. After the sale, the trust still owns 590,734 shares.
Additional indirect holdings disclosed: 4,073 shares via the ESPP, 6,606.695 shares in the ESOP, 2,373.0349 shares held by the spouse, and 176.1192 shares held by the spouse as trustee. No derivative positions or 10b5-1 trading plans were indicated.
The filing contains no company-level financial metrics or strategic commentary; its sole purpose is to document this insider disposition.
The filing is a Form 144/A notice indicating that insider Richard Wurster intends to sell up to 20,500 common shares of The Charles Schwab Corporation (SCHW) through broker Charles Schwab Corp. on or after 29 Jul 2025. At the stated aggregate market value of $2.03 million, the proposed sale equals roughly 0.001 % of the 1.82 billion shares outstanding, making it immaterial to the float.
The shares were acquired as RSUs between 25 Oct 2022 and 1 Mar 2024. The filer previously sold 15,345 shares on 9 May 2025 for $1.29 million. No undisclosed adverse information is asserted in the certification statement.
Form 144 filings signal possible insider sales but are not binding; actual transactions may depend on Rule 10b5-1 plans and market conditions. Given the limited size, the filing is unlikely to affect SCHW’s valuation, though continued selling by senior insiders can influence sentiment.
Charles Schwab Corp. (SCHW) – Form 144 filing: The notice discloses a planned sale of 24,096 common shares on 29 Jul 2025 through The Charles Schwab Corp. brokerage, with an aggregate market value of $2.36 million. The shares were acquired the same day via stock-option exercise. Schwab reports 1.817 billion shares outstanding, so the proposed sale represents roughly 0.001 % of total float.
The filer—identified in earlier sales data as Nigel Murtagh—previously sold 70,872 shares during the last three months, generating $6.21 million in gross proceeds across three transactions (8 May, 28 May and 18 Jun 2025). No adverse undisclosed information is claimed by the seller, as required by Rule 144 representations.
The filing signals continued, but modest, insider-level divestment. Given the tiny percentage of total shares and the option-exercise origin, the transaction appears routine and is unlikely to affect SCHW’s capital structure or market liquidity.