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The Charles Schwab Corporation files a preliminary prospectus supplement to offer depositary shares representing interests in its Series L Preferred Stock. The depositary shares each represent a 1/100th interest in a share of % Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series L, with a liquidation preference of $100,000 per share (equivalent to $1,000 per depositary share). Dividends, payable quarterly beginning September 1, 2026, accrue non-cumulatively at a fixed rate until June 1, 2031 and thereafter reset to the five-year treasury rate plus % per annum. The depositary shares will be issued in book-entry form and are a new, unlisted security. The supplement also discloses preliminary unaudited Q1 2026 results, including net revenues of $6,482 million and net income of $2,479 million.
Schwab Charles Corp managing director and Chief Banking Officer Paul V. Woolway exercised stock options and sold shares in pre-planned trades. He exercised options for a total of 15,883 shares of common stock at an exercise price of $52.05 per share on April 14–15, 2026.
On the same dates, 15,883 shares of common stock were sold indirectly by a trust at weighted average prices of $98.0033 and $100.0046 per share under a Rule 10b5-1 trading plan adopted on November 24, 2025. Following these transactions, Woolway holds 25,153 shares directly and additional indirect holdings through a trust, an ESPP account and family accounts.
The Charles Schwab Corporation reported a strong first quarter of 2026, with net income of $2.5 billion and diluted earnings per share of $1.37. Excluding $143 million of transaction-related costs, adjusted net income was $2.6 billion and adjusted EPS was $1.43.
Total net revenues rose 16% year-over-year to a record $6.5 billion, driven by higher asset management, trading, and bank deposit fees. GAAP net income increased 30% and adjusted net income grew 29%, while the GAAP pre-tax profit margin expanded to 49.2% and adjusted pre-tax margin reached 51.4%.
Client activity remained robust. Total client assets increased 19% year-over-year to $11.77 trillion, core net new assets were $140.0 billion, and new brokerage accounts reached 1.3 million. Daily average trades hit a record 9.9 million, up 34% versus 1Q25.
Schwab returned capital aggressively, repurchasing 24.3 million common shares for $2.4 billion and raising its quarterly dividend 19% to $0.32 per share. The company reported an annualized return on average common equity of 23% and return on tangible common equity of 40%, supported by strong Tier 1 leverage ratios.
Charles Schwab executive Jonathan M. Craig exercised options and sold shares in a planned transaction. He exercised nonqualified stock options for 21,750 shares of common stock at an exercise price of $46.81 per share, under the company’s 2013 Stock Incentive Plan.
The shares received from the option exercise were contributed to a revocable trust and then 21,750 common shares were sold by the trust at a weighted average price of $99.0035 per share. The sale was carried out under a pre-arranged Rule 10b5-1 trading plan adopted on November 11, 2025.
Schwab Charles Corp Chief Risk Officer Nigel J. Murtagh exercised nonqualified stock options and sold the resulting shares. He exercised options for 41,297 shares of Common Stock at $52.05 per share, then sold the same 41,297 shares in open-market transactions at a weighted average price of $99.0029.
The sale was effected under a Rule 10b5-1 trading plan adopted by the reporting person on November 25, 2025, indicating it was pre‑scheduled. After these transactions, he holds 57,972.4846 shares directly and 2,484 shares indirectly through an employee stock purchase plan.
The Charles Schwab Corporation filed a Form 144 notice relating to the proposed sale of common stock in connection with a stock option exercise on 04/14/2026. The filing also reports that Jonathan M. Craig sold 14,481 shares on 03/03/2026 with an associated figure of $1,369,896.00. Shares outstanding are listed as 1,752,210,425 as of 04/14/2026.
The Charles Schwab Corporation filed a Form 144 notifying the proposed sale of common stock relating to a stock option exercise dated 04/14/2026.
The excerpt shows an insider, Nigel Murtagh, reported selling 7,203 shares on 03/03/2026 for $681,453.00. Shares outstanding are listed as 1,752,210,425 as of 04/14/2026.
The Charles Schwab Corporation is asking stockholders to vote at its 2026 virtual annual meeting on electing four directors, ratifying Deloitte as auditor, approving executive pay on an advisory basis, and declassifying the board.
The declassification plan would phase out staggered terms and move to annual director elections by the 2029 meeting. Schwab highlights 2025 as a record year, with strong client growth and an adjusted diluted EPS of $4.87 versus a $4.18 target, leading to annual cash incentive funding at 116.5% of target for named executives. As of December 31, 2025, Schwab reports $11.9 trillion in client assets, 38.5 million active brokerage accounts and 2.2 million banking accounts, and emphasizes a pay-for-performance program where most executive compensation is variable and equity-based.
Brown Marianne Catherine reported acquisition or exercise transactions in this Form 4 filing.
Charles Schwab director Marianne Catherine Brown received 434 Restricted Stock Units (RSUs) as a grant under the company's Directors' Deferred Compensation Plan II. Each RSU represents one share of common stock and was taken in lieu of cash director fees.
The RSUs are held in a rabbi trust for her benefit and will be distributed when she leaves the Board of Directors, deferring receipt of the shares until that time. Following this award and prior dividend reinvestments, she now holds a total of 7,823.67 RSUs.