Sera Prognostics CFO reports no share holdings
Rhea-AI Filing Summary
SERA PROGNOSTICS, INC. (SERA) filed an initial statement of beneficial ownership (Form 3) for Scott Gleason, who serves as Chief Financial Officer. The filing reports no equity transactions or holdings at this time and includes a reference to a Power of Attorney authorizing certain filing-related actions.
Positive
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Negative
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Key Terms
Form 3, beneficial ownership, Power of Attorney, Chief Financial Officer
4 terms
Form 3 regulatory
"filed an initial statement of beneficial ownership (Form 3) for Scott Gleason"
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
beneficial ownership financial
"filed an initial statement of beneficial ownership (Form 3) for Scott Gleason"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
Power of Attorney regulatory
"The filing remarks reference Exhibit 24.1 - Power of Attorney"
A power of attorney is a legal document that allows one person to make decisions and act on behalf of another person, often in financial or legal matters. It’s like giving someone a trusted helper or agent the authority to handle important tasks if you are unable to do so yourself. This matters to investors because it can impact how their assets are managed or transferred if they become unable to oversee their affairs.
Chief Financial Officer financial
"serving as Chief Financial Officer"
A Chief Financial Officer (CFO) is the person in charge of a company's money and financial planning. They decide how to spend, save, and invest funds to help the company grow and stay stable. Their role is important because good financial decisions keep the company healthy and successful.
FAQ
What does the Form 3 filed for SERA PROGNOSTICS, INC. (SERA) disclose about Scott Gleason?
The Form 3 identifies Scott Gleason as an officer of SERA PROGNOSTICS, INC., serving as Chief Financial Officer. It is an initial statement of beneficial ownership and lists no equity transactions or reported holdings for him as of this filing.
Are any stock transactions reported in Scott Gleason’s Form 3 for SERA (SERA)?
No. The Form 3 for SERA PROGNOSTICS, INC. reports no transactions for Scott Gleason. All buy, sell, acquire, dispose, exercise, and gift counts are shown as zero in the transaction summary section.
Does the Form 3 for SERA (SERA) show any equity holdings for Scott Gleason?
No. The filing’s data indicate no reported holdings or derivative positions for Scott Gleason at the time of this Form 3. The holding entries and derivative summary counts are zero.
What is Scott Gleason’s role at SERA PROGNOSTICS, INC. (SERA) according to the Form 3?
According to the Form 3, Scott Gleason is an officer of SERA PROGNOSTICS, INC. with the title Chief Financial Officer. He is not identified as a director or a ten percent owner in this filing.
What additional document is referenced in Scott Gleason’s Form 3 for SERA (SERA)?
The Form 3 remarks reference Exhibit 24.1 – Power of Attorney, indicating that a Power of Attorney related to SEC filings is associated with this reporting relationship.
AI-generated analysis. How Rhea-AI works. Not financial advice.
