Sera Prognostics CFO reports no share holdings

SERA’s Form 3 for CFO Scott Gleason shows no equity transactions or holdings so far, with a Power of Attorney tied to the filing actions.

Rhea-AI Filing Summary

SERA PROGNOSTICS, INC. (SERA) filed an initial statement of beneficial ownership (Form 3) for Scott Gleason, who serves as Chief Financial Officer. The filing reports no equity transactions or holdings at this time and includes a reference to a Power of Attorney authorizing certain filing-related actions.

Key Terms

Form 3, beneficial ownership, Power of Attorney, Chief Financial Officer

4 terms

Form 3 regulatory

"filed an initial statement of beneficial ownership (Form 3) for Scott Gleason"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

beneficial ownership financial

"filed an initial statement of beneficial ownership (Form 3) for Scott Gleason"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

Power of Attorney regulatory

"The filing remarks reference Exhibit 24.1 - Power of Attorney"

A power of attorney is a legal document that allows one person to make decisions and act on behalf of another person, often in financial or legal matters. It’s like giving someone a trusted helper or agent the authority to handle important tasks if you are unable to do so yourself. This matters to investors because it can impact how their assets are managed or transferred if they become unable to oversee their affairs.

Chief Financial Officer financial

"serving as Chief Financial Officer"

A Chief Financial Officer (CFO) is the person in charge of a company's money and financial planning. They decide how to spend, save, and invest funds to help the company grow and stay stable. Their role is important because good financial decisions keep the company healthy and successful.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 3 filed for SERA PROGNOSTICS, INC. (SERA) disclose about Scott Gleason?

The Form 3 identifies Scott Gleason as an officer of SERA PROGNOSTICS, INC., serving as Chief Financial Officer. It is an initial statement of beneficial ownership and lists no equity transactions or reported holdings for him as of this filing.

Are any stock transactions reported in Scott Gleason’s Form 3 for SERA (SERA)?

No. The Form 3 for SERA PROGNOSTICS, INC. reports no transactions for Scott Gleason. All buy, sell, acquire, dispose, exercise, and gift counts are shown as zero in the transaction summary section.

Does the Form 3 for SERA (SERA) show any equity holdings for Scott Gleason?

No. The filing’s data indicate no reported holdings or derivative positions for Scott Gleason at the time of this Form 3. The holding entries and derivative summary counts are zero.

What is Scott Gleason’s role at SERA PROGNOSTICS, INC. (SERA) according to the Form 3?

According to the Form 3, Scott Gleason is an officer of SERA PROGNOSTICS, INC. with the title Chief Financial Officer. He is not identified as a director or a ten percent owner in this filing.

What additional document is referenced in Scott Gleason’s Form 3 for SERA (SERA)?

The Form 3 remarks reference Exhibit 24.1 – Power of Attorney, indicating that a Power of Attorney related to SEC filings is associated with this reporting relationship.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Understanding Insider Trading Forms →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Available on EDGAR 09/01/2026 - 05:50 PM EDT Accepted by SEC EDGAR 09/01/2026 - 05:49 PM EDT Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Gleason Scott

(Last) (First) (Middle)

C/O SERA PROGNOSTICS, INC.

2749 EAST PARLEYS WAY, SUITE 200

(Street)

SALT LAKE CITY UTAH 84109

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
08/31/2026

3. Issuer Name and Ticker or Trading Symbol
SERA PROGNOSTICS, INC. [ SERA ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Exhibit 24.1 - Power of Attorney

No securities are beneficially owned.

	/s/ Benjamin G. Jackson, Attorney-in-fact	09/01/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)