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Serve Robotics Inc. /DE/ SEC Filings

SERV NASDAQ

Welcome to our dedicated page for Serve Robotics /DE/ SEC filings (Ticker: SERV), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on Serve Robotics /DE/'s stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into Serve Robotics /DE/'s regulatory disclosures and financial reporting.

Rhea-AI Summary

Serve Robotics (SERV) filed a Form 4 reporting an insider trade by CEO and Director Ali Kashani. On 11/05/2025, Kashani sold 13,310 shares of common stock at $11.63 per share (Transaction Code S). The filing states the sale was made to satisfy tax withholding obligations tied to the settlement of vested RSUs.

After the transaction, Kashani beneficially owned 3,407,762 shares directly. An additional 16,070 shares are reported as indirectly owned by his spouse.

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Rhea-AI Summary

Serve Robotics (SERV) reported an insider transaction by its Chief Financial Officer on 10/30/2025. A total of 1,270 shares of common stock were sold at $13.32 per share to satisfy tax withholding related to the settlement of vested RSUs. After the transaction, the officer directly beneficially owns 353,827 shares.

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Rhea-AI Summary

Serve Robotics (SERV) insider transaction: the company’s Chief Hardware & Mftg Officer filed a Form 4 for activity on 10/15/2025. The reporting person exercised stock options for 25,000 shares at a price of $0.4854 per share and then sold 25,000 shares of common stock at $17.99 per share, both under a Rule 10b5-1 sales plan adopted on June 2, 2025.

Following these transactions, the reporting person directly beneficially owned 250,539 shares of SERV common stock. The option reported carries an expiration date of 12/22/2031 and follows a vesting schedule that began on November 1, 2022, with monthly vesting thereafter.

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Rhea-AI Summary

Serve Robotics Inc. filed a Form S-8 to register an additional 3,289,146 shares of common stock under its 2023 Equity Incentive Plan, as amended. The filing cites the Plan’s provision for an increase in the number of shares reserved and available for issuance on October 1, 2025.

This administrative registration incorporates prior S-8 filings by reference and includes customary exhibits such as the legal opinion and auditor consent. The shares are intended for equity awards granted under the company’s employee incentive plan.

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Rhea-AI Summary

Serve Robotics Inc. launched a registered direct offering of 6,250,000 shares of common stock at $16.00 per share. Gross proceeds are $100,000,000, with placement agent fees of $5,000,000 and estimated net proceeds of about $94.8 million after expenses. The company engaged Northland Securities, Inc. as sole placement agent on a reasonable best efforts basis, and delivery is expected on or about October 10, 2025, subject to customary closing conditions.

The stock trades on Nasdaq as “SERV”; the last reported sale price was $17.68 on October 9, 2025. The company plans to use proceeds for general corporate purposes, including working capital, capital expenditures, and general and administrative expenses.

Shares outstanding were 64,458,862 as of June 30, 2025, and are expected to be 70,974,748 after the offering. The filing notes immediate dilution to new investors of $10.68 per share, based on a pro forma as adjusted net tangible book value of $5.32 per share.

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Rhea-AI Summary

Serve Robotics Inc. entered into a securities purchase agreement for a registered direct offering of 6,250,000 shares of common stock at $16.00 per share, for expected gross proceeds of approximately $100 million before fees and expenses. The transaction is expected to close on October 14, 2025, subject to customary closing conditions.

The company plans to use the net proceeds for general corporate purposes, including working capital, capital expenditures and general and administrative expenses. Northland Securities, Inc. is serving as exclusive placement agent on a reasonable best efforts basis and will receive a cash fee equal to 5.0% of the gross proceeds. For 30 days after closing, the company agreed to limit additional equity issuances and new registration statements, subject to specified exceptions.

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Serve Robotics Inc. furnished a corporate update via a press release dated October 9, 2025, which is attached as Exhibit 99.1 to this current report on Form 8-K. The disclosure is made under Regulation FD, meaning the company is sharing information publicly to ensure equal access for all investors. The filing itself does not detail the contents of the press release, instead directing readers to the exhibit for the full announcement.

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Rhea-AI Summary

Evan Dunn, General Counsel of Serve Robotics Inc. (SERV), reported two stock sales on 10/07/2025. He sold 5,458 shares at a weighted average price of $15.01 to satisfy tax withholding on vested restricted stock units, leaving 225,309 shares beneficially owned after that transaction. On the same date he sold an additional 15,000 shares under a Rule 10b5-1 trading plan at a weighted average price of $15.12 (sales ranged $15.11–$15.14), reducing his holdings to 210,309 shares. The report was signed by an attorney-in-fact and notes the 10b5-1 plan was adopted on 05/20/2025.

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Serve Robotics Inc. insider filing shows Chief Hardware & Manufacturing Officer Euan Abraham reported a sale of 1,480 shares of common stock on 10/07/2025 at a price of $15.19 per share to satisfy tax withholding from vested restricted stock units. After the transaction the reporting person beneficially owned 250,539 shares, held directly. The sale was executed as a routine tax-withholding disposition tied to RSU settlement and signed by an attorney-in-fact.

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Brian Read, Chief Financial Officer of Serve Robotics Inc. (SERV), reported a sale of 176 shares of common stock on 10/07/2025 at a price of $15.29 per share. The filing states the shares were sold to satisfy tax withholding obligations related to the settlement of vested restricted stock units (RSUs). After the transaction, the reporting person beneficially owned 355,097 shares, held directly. The Form 4 was signed by an attorney-in-fact for the reporting person.

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FAQ

How many Serve Robotics /DE/ (SERV) SEC filings are available on StockTitan?

StockTitan tracks 209 SEC filings for Serve Robotics /DE/ (SERV), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Serve Robotics /DE/ (SERV)?

The most recent SEC filing for Serve Robotics /DE/ (SERV) was filed on November 6, 2025.