[Form 4] STIFEL FINANCIAL CORP Insider Trading Activity

Rhea-AI Filing Summary

Stifel Financial Corp (SF)11/13/2025, the reporting person, serving as a director, recorded a transaction in Table I coded "G," indicating a gift of 3,000 shares of common stock at a reported price of $0. The shares are shown as disposed of and were held indirectly by a trust.

After this gift, the reporting person is shown as beneficially owning 7,241 shares of Stifel Financial common stock, held indirectly through the trust. The filing is made on Form 4 for one reporting person and reflects a routine insider ownership update rather than an open-market trade.

11/19/2025 - 04:39 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

PEACOCK DAVID A

(Last) (First) (Middle)

501 NORTH BROADWAY

(Street)

ST. LOUIS MO 63102

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
STIFEL FINANCIAL CORP [ SF ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
11/13/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	11/13/2025		G		3,000	D	$0	7,241	I	by Trust

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ David Peacock	11/19/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Stifel Financial (SF) report on this Form 4?

The Form 4 reports that a director of Stifel Financial Corp (SF) made a transaction coded "G," indicating a gift of 3,000 shares of common stock on 11/13/2025.

What does transaction code "G" mean in the Stifel Financial (SF) Form 4?

In this Form 4, code "G" in Table I indicates that the 3,000 shares of Stifel Financial common stock were transferred as a gift, not bought or sold in the market.

How many Stifel Financial (SF) shares does the insider report owning after the gift?

Following the reported gift, the insider is shown as beneficially owning 7,241 shares of Stifel Financial common stock, held indirectly by a trust.

Was the Stifel Financial (SF) insider transaction direct or indirect?

The Form 4 states that ownership is indirect (I), with the shares held by a trust, rather than directly in the reporting person's own name.

What is the role of the reporting person in Stifel Financial (SF)?

The filing identifies the reporting person’s relationship to Stifel Financial Corp as a Director, which is checked under the relationship section.

Did the Stifel Financial (SF) Form 4 involve any derivative securities?

Table II for derivative securities is included in the form layout, but in this reported event there are no derivative securities entries shown in the provided content.