STOCK TITAN

Director Robert Shoptaw gains 975 Simmons First (SFNC) shares via RSU vesting

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

SIMMONS FIRST NATIONAL CORP director Robert L. Shoptaw increased his holdings through equity compensation. On July 1, 2026, 975 Restricted Stock Units vested and converted into 975 shares of SFNC common stock at a stated price of $0.00 per share, raising his direct ownership to 88,381 shares.

These Restricted Stock Units convert into common stock on a one-for-one basis. He also holds 4,800 shares indirectly through an IRA. After this vesting, 1,951 Restricted Stock Units remain outstanding, with 975 scheduled to vest on October 1, 2026 and 976 on January 4, 2027, with shares delivered within 30 days of each vesting date.

Positive

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Insider Shoptaw Robert L
Role Director
Type Security Shares Price Value
Exercise Restricted Stock Units 975 $0.00 --
Exercise SFNC Common Stock 975 $0.00 --
holding SFNC Common Stock -- -- --
Holdings After Transaction: Restricted Stock Units — 1,951 shares (Direct); SFNC Common Stock — 88,381 shares (Direct); SFNC Common Stock — 4,800 shares (Indirect, By IRA)
Footnotes (1)
  1. Restricted Stock Units convert into shares of SFNC common stock on a one-for-one basis. The Restricted Stock Units vested on July 1, 2026. 975 Restricted Stock Units vest on October 1, 2026; and 976 Restricted Stock Units vest on January 4, 2027. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability, and other specified events in the award agreement may result in earlier vesting.
RSUs vested and converted 975 shares Restricted Stock Units converting to SFNC common stock on July 1, 2026
Direct holdings after transaction 88,381 shares SFNC common stock held directly by Robert L. Shoptaw following vesting
Indirect IRA holdings 4,800 shares SFNC common stock held indirectly through an IRA
Remaining RSUs outstanding 1,951 units Restricted Stock Units remaining after July 1, 2026 vesting
Next RSU vesting tranche 975 units Restricted Stock Units scheduled to vest on October 1, 2026
Final RSU vesting tranche 976 units Restricted Stock Units scheduled to vest on January 4, 2027
Exercise price per share $0.00 per share Stated transaction price for RSUs converting into SFNC common stock
Restricted Stock Units financial
"Restricted Stock Units convert into shares of SFNC common stock on a one-for-one basis."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
IRA financial
"4,800 shares are reported as held indirectly with nature of ownership noted as By IRA."
An individual retirement account (IRA) is a savings account designed to help people put aside money for their retirement, often with tax advantages that encourage long-term savings. It matters to investors because it can grow over time, providing financial security later in life, and offers benefits that can reduce current taxes or allow investments to compound more effectively.
vested financial
"The Restricted Stock Units vested on July 1, 2026."
one-for-one basis financial
"Restricted Stock Units convert into shares of SFNC common stock on a one-for-one basis."
derivative exercise/conversion financial
"Transaction code M is described as Exercise or conversion of derivative security."
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FAQ

What insider transaction did Robert L. Shoptaw report at Simmons First (SFNC)?

Robert L. Shoptaw reported the vesting of 975 Restricted Stock Units, which converted into 975 shares of SFNC common stock at a stated price of $0.00 per share, increasing his direct ownership to 88,381 shares.

How many Simmons First (SFNC) shares does Robert L. Shoptaw now hold directly and indirectly?

After the reported transactions, Robert L. Shoptaw holds 88,381 SFNC common shares directly and 4,800 shares indirectly through an IRA, reflecting both his vested equity awards and his separate retirement account position.

What are Restricted Stock Units in the Simmons First (SFNC) filing?

Restricted Stock Units in this filing are equity awards that convert into SFNC common stock on a one-for-one basis when they vest. On July 1, 2026, 975 RSUs vested and became 975 shares at a stated price of $0.00 per share.

What future vesting schedule is disclosed for Robert L. Shoptaw’s SFNC Restricted Stock Units?

The filing states that 975 Restricted Stock Units vest on October 1, 2026, and 976 vest on January 4, 2027. SFNC shares corresponding to these units will be delivered within 30 days of each vesting date, subject to specified award-agreement events.

Did Robert L. Shoptaw sell any Simmons First (SFNC) shares in this Form 4?

The Form 4 shows no open-market sales. It reports the vesting and conversion of 975 Restricted Stock Units into common shares, along with updated direct and indirect holdings, without any sale transaction codes or sell-designated entries.

How many Restricted Stock Units remain outstanding for Robert L. Shoptaw at Simmons First (SFNC)?

Following the July 1, 2026 vesting, 1,951 Restricted Stock Units remain outstanding for Robert L. Shoptaw, with 975 scheduled to vest on October 1, 2026 and 976 on January 4, 2027, according to the disclosed vesting schedule.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Shoptaw Robert L

(Last)(First)(Middle)
C/O SIMMONS FIRST NATIONAL CORP.
501 MAIN STREET

(Street)
PINE BLUFF ARKANSAS 71601

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
SIMMONS FIRST NATIONAL CORP [ SFNC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
SFNC Common Stock07/01/2026M975A(1)88,381D
SFNC Common Stock4,800IBy IRA
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)07/01/2026M975 (2) (2)SFNC Common Stock975$01,951(3)D
Explanation of Responses:
1. Restricted Stock Units convert into shares of SFNC common stock on a one-for-one basis.
2. The Restricted Stock Units vested on July 1, 2026.
3. 975 Restricted Stock Units vest on October 1, 2026; and 976 Restricted Stock Units vest on January 4, 2027. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability, and other specified events in the award agreement may result in earlier vesting.
/s/ Natalie Gassiott, attorney-in-fact for Robert L. Shooptaw07/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)