STOCK TITAN

SHF Holdings (NASDAQ: SHFS) finance chief Douglas Beck plans July 31 exit

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
8-K

Rhea-AI Filing Summary

SHF Holdings, Inc. reported that on July 7, 2026, Douglas Beck, its Principal Accounting Officer and Senior Vice President of Finance, Controller, informed the company of his decision to resign from these roles, effective July 31, 2026.

The company stated that Mr. Beck’s departure is not the result of any disagreement regarding operations, policies, or practices. SHF Holdings’ Class A common stock and redeemable warrants continue to trade on The Nasdaq Stock Market LLC under the symbols SHFS and SHFSW, respectively.

Positive

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Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers Governance
Key personnel changes including departures, elections, or appointments of directors and executive officers.
Effective resignation date July 31, 2026 Effective date of Douglas Beck’s resignation from SHF Holdings, Inc.
Notification date July 7, 2026 Date Douglas Beck informed SHF Holdings, Inc. of his decision to resign
Common stock par value $0.0001 per share Par value of Class A Common Stock of SHF Holdings, Inc.
Warrant exercise price $230.00 per share Exercise price for each redeemable warrant for one share of Class A Common Stock
Emerging growth company regulatory
"405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934... Emerging growth company"
An emerging growth company is a recently public or smaller public firm that qualifies for temporary, lighter regulatory and disclosure rules to reduce the cost and effort of being public. For investors, it means the company may provide less historical financial detail and face fewer reporting requirements than larger firms, so it can grow more quickly but also carries higher uncertainty—like buying a promising early-stage product with fewer user reviews.
Redeemable Warrants financial
"Redeemable Warrants, each whole warrant exercisable for one share of Class A Common Stock"
A redeemable warrant is a tradable right that lets its holder buy a company’s shares at a fixed price before a set date, but the issuer has the contract power to cancel (redeem) the warrant early under agreed terms. For investors this matters because early redemption can force decision-making, change the timing of when new shares might be created, and affect potential gains or dilution—much like a store coupon that the issuer can cancel by paying you off instead of letting you use it.
Principal Accounting Officer financial
"Douglas Beck, the Principal Accounting Officer and Senior Vice President of Finance, Controller"
The Principal Accounting Officer is the person responsible for making sure a company's financial records are accurate and follow the rules. They play a key role in preparing financial reports that show how well the company is doing. This helps investors, managers, and regulators trust the company's financial information.
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FAQ

Why did SHF Holdings, Inc. (SHFS) announce an executive change?

SHF Holdings, Inc. disclosed that Douglas Beck, its Principal Accounting Officer and Senior Vice President of Finance, Controller, decided to resign. The company noted his departure is not due to any disagreement about operations, policies, or practices.

When will Douglas Beck’s resignation from SHFS become effective?

Douglas Beck’s resignation from SHF Holdings, Inc. becomes effective on July 31, 2026. He informed the company of his decision on July 7, 2026, providing several weeks of transition time before his departure date.

What positions did Douglas Beck hold at SHF Holdings, Inc. (SHFS)?

Douglas Beck served as Principal Accounting Officer and Senior Vice President of Finance, Controller at SHF Holdings, Inc. His resignation covers all of these roles, as specified in the company’s current report.

On which exchange are SHF Holdings, Inc. (SHFS) securities listed and what are their symbols?

SHF Holdings, Inc.’s Class A Common Stock trades on The Nasdaq Stock Market LLC under the symbol SHFS, and its redeemable warrants trade on Nasdaq under the symbol SHFSW.

What are the key terms of SHF Holdings, Inc. (SHFS) redeemable warrants?

Each redeemable warrant of SHF Holdings, Inc. is exercisable for one share of Class A Common Stock at an exercise price of $230.00 per share, with the warrants listed on The Nasdaq Stock Market LLC as SHFSW.
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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of

the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): July 7, 2026

 

SHF Holdings, Inc.

(Exact name of registrant as specified in its charter)

 

Delaware

(State or other jurisdiction of incorporation)

 

001-40524   86-2409612

(Commission

File Number)

 

(IRS Employer

Identification No.)

 

1526 Cole Blvd., Suite 250

Golden, Colorado 80401

(Address of principal executive offices) (Zip Code)

 

Registrant’s telephone number, including area code (303) 431-3435

 

 

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
   
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
   
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
   
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of Each Class   Trading Symbol(s)   Name of Each Exchange on Which Registered
Class A Common Stock, $0.0001 par value per share   SHFS   The Nasdaq Stock Market LLC
Redeemable Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $230.00 per share   SHFSW   The Nasdaq Stock Market LLC

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

 

 

 

 

 

 

Item 5.02   Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers.

 

On July 7, 2026, Douglas Beck, the Principal Accounting Officer and Senior Vice President of Finance, Controller of SHF Holdings, Inc. (the “Company”), informed the Company of his decision to resign from his roles at the Company effective July 31, 2026. Mr. Beck’s departure is not the result of any disagreement with the Company on any matter relating to its operations, policies or practices.

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  SHF HOLDINGS, INC.
     
Date: July 13, 2026 By: /s/ Terrance E. Mendez
    Terrance E. Mendez
    Chief Executive Officer and Chief Financial Officer

 

 

 

Filing Exhibits & Attachments

4 documents