Welcome to our dedicated page for Smartfinancial SEC filings (Ticker: SMBK), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The SmartFinancial, Inc. (NYSE: SMBK) SEC filings page brings together the company’s regulatory disclosures, including current reports on Form 8-K and registration-related documents referenced in its public announcements. SmartFinancial is a Tennessee-incorporated bank holding company based in Knoxville, Tennessee, and its filings provide detailed insight into the operations and capital structure supporting SmartBank, a full-service commercial bank founded in 2007 with branches across Tennessee, Alabama, and Florida.
Recent Form 8-K filings for SmartFinancial cover a range of material events and Regulation FD disclosures. These include quarterly earnings releases that report results of operations and financial condition, with exhibits providing full press releases and investor slide presentations. Through these filings, readers can review information on net interest income, net interest margin, loan and lease growth, deposit trends, noninterest income and expense, credit quality measures, and non-GAAP metrics such as operating earnings and tangible book value per share.
SmartFinancial’s 8-K filings also document board actions on regular quarterly cash dividends, specifying dividend amounts, record dates, and payment dates. Other filings describe capital and funding transactions, such as the Subordinated Note Purchase Agreement under which the company issued $100.0 million of 7.25% Fixed-to-Floating Rate Subordinated Notes due 2035, intended to qualify as Tier 2 capital, and a subsequent exchange offer for registered notes with identical terms. These documents outline key terms of the notes, including maturity, interest structure, redemption provisions, and subordination.
Additional 8-K disclosures address corporate transactions, such as the sale of SBK Insurance Inc. by SmartBank and SmartFinancial’s minority ownership interest in the purchaser’s parent entity, as well as the expectation of a continuing strategic relationship. Together, these filings provide a regulatory record of SmartFinancial’s earnings communication, dividend policy, capital management, and selected subsidiary transactions.
On this page, users can access SmartFinancial’s SEC filings as they are made available through EDGAR. AI-powered tools on the platform can help summarize lengthy documents, highlight key terms in subordinated debt agreements, and surface important data points from earnings-related filings, making it easier to interpret SMBK’s regulatory disclosures without reading every line.
Welborn Wesley Miller reported acquisition or exercise transactions in this Form 4 filing.
SMARTFINANCIAL INC. chairman of the board Wesley Miller received a grant of 3,542 shares of restricted common stock on March 10, 2026, as approved by the Compensation Committee. These restricted shares are scheduled to vest on March 10, 2030.
After this award, Miller holds 100,010 common shares directly. The filing also lists indirect holdings of 14,167 shares for each of three family trusts and 4,725 shares held by his spouse, showing additional ownership through related entities.
Carroll William Young Jr. reported acquisition or exercise transactions in this Form 4 filing.
SMARTFINANCIAL INC. reported an equity compensation grant to its president and CEO, Carroll William Young Jr. On March 10, 2026, he received 9,450 shares of restricted common stock at no purchase price, which are scheduled to vest on March 10, 2030. Following this award, his directly held common stock position increased to 133,094 shares. The filing also reports 42,666 shares of common stock held indirectly through the William Carroll Jr. Descendent Trust, reflecting additional beneficial exposure separate from his direct holdings.
SmartFinancial Inc. chairman Welborn Wesley Miller reported buying additional company stock. On 02/09/2026, he purchased 835 shares of SmartFinancial Inc. common stock at $43.13 per share, bringing his directly held stake to 96,468 shares. He also reported indirect beneficial ownership of 14,167 shares held by each of the Margaret Polfrey Welborn, Elizabeth Houston Welborn, and Ann Miller Welborn trusts, and 4,725 shares held by his spouse.
SmartFinancial Inc. director Cathy G. Ackermann reported acquiring 808 shares of SmartFinancial common stock on 01/29/2026 at a price of $0, bringing her directly held stake to 16,831 shares. She also reports indirect beneficial ownership of 2,100 shares held by her spouse and 10,500 shares held by a marital trust for Rebecca James Sidwell.
SMARTFINANCIAL INC. director Geoffrey Alan Wolpert reported acquiring additional common stock through a dividend reinvestment. On January 29, 2026, he acquired 808 shares of SMBK common stock at a stated price of $0 per share, reflecting shares credited under the SMBK Dividend Reinvestment Plan. Following this transaction, he held 100,376 common shares directly. The filing also reports 516 common shares held indirectly by his spouse and 113,519 common shares held indirectly by the Grantor Retained Annuity Trust of Sylvia Patricia Wolpert, providing a view of his broader associated holdings.
SmartFinancial Inc. director Keith Edward Whaley reported acquiring additional common stock in the company. On 01/29/2026, he acquired 808 shares of SmartFinancial common stock at a reported price of $0 per share. Following this transaction, he beneficially owns 87,369 common shares, held in direct ownership.
SmartFinancial Inc. director Tucker Steven B. reported acquiring 808 shares of SmartFinancial common stock on January 29, 2026 in a transaction coded "A" at a price of $0 per share. Following this acquisition, he beneficially owns 50,722 shares of the company’s common stock in direct ownership.
SMARTFINANCIAL INC. director Kelli D. Shomaker reported acquiring common stock through a Form 4 filing. On January 29, 2026, she received 808 shares of common stock at a reported price of $0 per share. After this transaction, she beneficially owns 1,830 common shares, held in direct ownership.
SmartFinancial Inc. director David Austin Ogle reported acquiring 808 shares of common stock on January 29, 2026 at $0.00 per share through the SMBK Dividend Reinvestment Plan. Following this transaction, he directly holds 197,451 shares of SmartFinancial common stock.
In addition to his direct holdings, 40,934 shares are owned indirectly through the Ogle Land General Partnership, where he is a partner. This filing reflects ongoing equity accumulation rather than an open-market purchase or sale.
SmartFinancial Inc. director Barrett Victor Lynn reported acquiring additional company stock. On 01/29/2026, Lynn acquired 808 shares of SmartFinancial Inc. common stock at a price of $0 per share, bringing his directly held stake to 148,724 shares. He also reports 9,126 shares held indirectly through a trust for the benefit of his spouse.