Welcome to our dedicated page for Smartfinancial SEC filings (Ticker: SMBK), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
SmartFinancial, Inc. filings document the public-company disclosures of a Tennessee bank holding company whose common stock trades on the New York Stock Exchange under SMBK. The company’s Form 8-K reports cover quarterly operating results, Regulation FD investor materials, dividend declarations, share repurchase authorization, and capital-structure matters tied to subordinated notes.
Proxy materials provide governance and shareholder-meeting disclosures, including board matters, executive compensation, equity awards, and voting items. The filing record also documents registered securities, financial-condition updates, credit-related metrics, and other material events relevant to SmartBank’s full-service commercial banking operations.
SMARTFINANCIAL INC. executive Martin E. Schrodt, EVP and Chief Banking Officer, received a grant of 1,998 shares of Common Stock on March 10, 2026 as a restricted stock award with a vesting date of March 10, 2030. The award was approved by the Compensation Committee and carries no purchase price. Following this grant, Schrodt directly holds 7,251 shares of SmartFinancial common stock, which also includes shares previously acquired through the SMBK Dividend Reinvestment Plan.
Trumpp Jarrod M reported acquisition or exercise transactions in this Form 4 filing.
SMARTFINANCIAL INC. Chief Risk Officer Jarrod M. Trumpp received a grant of 990 shares of common stock as a restricted stock award. The Compensation Committee approved the grant on March 10, 2026, and the shares will vest on March 10, 2030. Following this award, his direct holdings total 2,990 common shares.
SMARTFINANCIAL INC. Chief Accounting Officer Cynthia A. Cain received a grant of 2,052 shares of common stock on March 10, 2026, as a restricted stock award. These shares were granted at no cash cost and are scheduled to vest on March 10, 2030. After this award, she holds 12,214 shares directly, which includes shares previously acquired through the SMBK Dividend Reinvestment Plan.
Jordan Rhett D. reported acquisition or exercise transactions in this Form 4 filing.
SMARTFINANCIAL INC. executive Jordan Rhett D., EVP & Chief Credit Officer, received a grant of 3414 shares of Common Stock as equity compensation. The Compensation Committee approved this restricted stock award on March 10, 2026, and the shares are scheduled to vest on March 10, 2030. Following this grant, Rhett directly holds 12702 common shares.
SMARTFINANCIAL INC. executive vice president and chief financial officer Ronald J. Gorczynski received a grant of 3,752 shares of common stock as equity compensation. The grant, approved by the Compensation Committee on March 10, 2026, consists of restricted stock that will vest on March 10, 2030. After this award, he directly holds a total of 24,729 common shares, including shares acquired through the SMBK Dividend Reinvestment Plan.
Welborn Wesley Miller reported acquisition or exercise transactions in this Form 4 filing.
SMARTFINANCIAL INC. chairman of the board Wesley Miller received a grant of 3,542 shares of restricted common stock on March 10, 2026, as approved by the Compensation Committee. These restricted shares are scheduled to vest on March 10, 2030.
After this award, Miller holds 100,010 common shares directly. The filing also lists indirect holdings of 14,167 shares for each of three family trusts and 4,725 shares held by his spouse, showing additional ownership through related entities.
Carroll William Young Jr. reported acquisition or exercise transactions in this Form 4 filing.
SMARTFINANCIAL INC. reported an equity compensation grant to its president and CEO, Carroll William Young Jr. On March 10, 2026, he received 9,450 shares of restricted common stock at no purchase price, which are scheduled to vest on March 10, 2030. Following this award, his directly held common stock position increased to 133,094 shares. The filing also reports 42,666 shares of common stock held indirectly through the William Carroll Jr. Descendent Trust, reflecting additional beneficial exposure separate from his direct holdings.
SmartFinancial Inc. chairman Welborn Wesley Miller reported buying additional company stock. On 02/09/2026, he purchased 835 shares of SmartFinancial Inc. common stock at $43.13 per share, bringing his directly held stake to 96,468 shares. He also reported indirect beneficial ownership of 14,167 shares held by each of the Margaret Polfrey Welborn, Elizabeth Houston Welborn, and Ann Miller Welborn trusts, and 4,725 shares held by his spouse.
SmartFinancial Inc. director Cathy G. Ackermann reported acquiring 808 shares of SmartFinancial common stock on 01/29/2026 at a price of $0, bringing her directly held stake to 16,831 shares. She also reports indirect beneficial ownership of 2,100 shares held by her spouse and 10,500 shares held by a marital trust for Rebecca James Sidwell.
SMARTFINANCIAL INC. director Geoffrey Alan Wolpert reported acquiring additional common stock through a dividend reinvestment. On January 29, 2026, he acquired 808 shares of SMBK common stock at a stated price of $0 per share, reflecting shares credited under the SMBK Dividend Reinvestment Plan. Following this transaction, he held 100,376 common shares directly. The filing also reports 516 common shares held indirectly by his spouse and 113,519 common shares held indirectly by the Grantor Retained Annuity Trust of Sylvia Patricia Wolpert, providing a view of his broader associated holdings.