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A group of affiliated investment entities led by Capital Ventures International and several Susquehanna entities filed an amended Schedule 13G reporting beneficial ownership of 33,379,848 Shares of Super Micro Computer, Inc. common stock. This represents 5.1% of the company’s outstanding Shares. The ownership includes common stock, options to buy additional Shares, and Shares issuable upon conversion of the company’s 7.00% Series A Mandatory Convertible Preferred Stock represented by depositary shares. The group reports both sole and shared voting and dispositive power over various portions of these holdings and states that each reporting person disclaims beneficial ownership of Shares owned directly by another reporting person. The percentage interest is based on 646,832,377 Shares outstanding as disclosed in a recent prospectus supplement.
Jane Street Group, LLC and affiliates report a significant ownership position in Super Micro Computer, Inc. common stock. The group discloses beneficial ownership of 49,247,797.97 shares of common stock, representing 7.4% of the class. All of these shares are held with shared, and not sole, power to vote and dispose. The reported holdings include 16,046,114.97 shares that can be acquired through Depositary Shares representing a 1/20th interest in 7.00% Series A Mandatory Convertible Preferred Stock held by Jane Street Global Trading, LLC. The ownership percentage is based on 662,878,515 shares outstanding, derived from 646,832,377 shares outstanding as of June 10, 2026 plus the additional shares acquirable by Jane Street Global Trading through the convertible preferred stock.
Super Micro Computer, Inc. reported equity compensation activity for Chief Revenue Officer Matthew Thauberger. On 2026-08-10, restricted stock units converted into 740 and 430 shares of common stock as they vested, with each unit representing one share. In related transactions, 377 and 219 common shares were delivered or withheld at $31.46 per share to satisfy tax withholding and remittance obligations in connection with the net settlement of the vested RSUs, which the company notes were not market transactions and are exempt under Rule 16b-3(e). Footnotes describe vesting schedules tied to continued service through August 10, 2023 and August 10, 2025 and subsequent quarterly vesting.
Super Micro Computer, Inc. SVP and Chief Business Officer Vikranth Malyala reported the vesting and settlement of restricted stock units into common stock on August 10, 2026. A total of 3,248 restricted stock units were converted into an equal number of common shares, and 1,654 shares were withheld at $31.46 per share to cover tax withholding and remittance obligations, which the company states was not a market transaction.
Super Micro Computer, Inc. senior officer Jin Xiao reported equity compensation activity involving restricted stock units (RSUs) on August 10, 2026. RSUs covering 1,970 and 1,024 shares of common stock were exercised/converted into the same number of common shares. Of the resulting shares, 707 and 368 shares of common stock were withheld at $31.46 per share to satisfy tax withholding and remittance obligations in a non-market transaction. A separate indirect holding of 53 common shares is reported as held by the reporting person’s spouse.
Super Micro Computer, Inc. SVP and Chief Accounting Officer Kenneth Cheung reported equity award activity on August 10, 2026. He exercised and settled 4,679 restricted stock units into an equal number of common shares, and 1,680 shares of common stock were withheld at $31.46 per share to satisfy tax withholding obligations in connection with the net settlement of vested units, which was not a market transaction and is described as exempt under Rule 16b-3(e). The RSUs involved vest subject to continued service, with one grant vesting 25% on August 10, 2024 and 1/16 each three-month period thereafter, and another vesting 25% on August 10, 2026 with the same quarterly schedule.
Super Micro Computer, Inc. director and 10% owner Liang Chiu-Chu Sara Liu reported the vesting and settlement of restricted stock units into 3,134 shares of common stock on August 10, 2026. In connection with this net settlement, 1,692 shares of common stock were withheld at $31.46 per share to satisfy tax withholding and remittance obligations, which the company characterizes as not being market transactions and as exempt under Rule 16b-3(e). Following these transactions, indirect holdings reported include 40,426,120 shares held by spouse and 25,332,520 shares held through a joint account with spouse.
Super Micro Computer, Inc. President and CEO Charles Liang reported transactions on August 10, 2026 related to restricted stock units (RSUs) held indirectly through his spouse. RSUs covering 2,110 and 1,024 underlying shares of common stock were exercised/converted into the same number of Super Micro common shares.
To satisfy tax withholding and remittance obligations in connection with the net settlement of vested RSUs, a total of 1,692 common shares (1,139 and 553 shares) were delivered or withheld at a price of $31.46 per share; the filing states this was not a market transaction and is exempt from Section 16(b) under Rule 16b-3(e). After these transactions, reported holdings include 40,426,120 common shares held directly and 25,332,520 common shares held indirectly through a joint account with his spouse.
Super Micro Computer, Inc. SVP and Chief Financial Officer David E. Weigand reported the exercise of 1,480 restricted stock units, which converted into an equal number of shares of common stock. Of these, 754 shares were withheld at $31.46 per share to satisfy tax withholding obligations in a transaction characterized as a tax-related share delivery rather than a market sale. Following the derivative transaction, Weigand held 10,410 restricted stock units directly.
Super Micro Computer, Inc. reported very strong preliminary results for the fourth quarter and full fiscal year ended June 30, 2026. Q4 net sales were $11.1 billion, up from $5.8 billion in Q4 2025, with GAAP gross margin improving to 17.5% and GAAP net income rising to $1.18 billion (diluted EPS $1.62). Non-GAAP diluted EPS was $1.70, and Q4 Adjusted EBITDA reached $1.67 billion, or 15.0% of net sales. Operating cash flow for Q4 was $747 million with capital expenditures and investments of $25 million.
For fiscal 2026, net sales were $39.1 billion versus $22.0 billion in 2025, and GAAP net income was $2.2 billion (diluted EPS $3.26) versus $1.0 billion (EPS $1.68). Non-GAAP net income attributable to common stockholders was $2.5 billion (diluted EPS $3.63). Despite higher earnings, net cash used in operating activities was $6.81 billion, driven by large increases in inventories and receivables. As of June 30, 2026, cash and cash equivalents were $7.5 billion and total bank debt and convertible notes were $8.7 billion. The company expects fiscal 2027 net sales between $65.0 billion and $72.0 billion and has provided Q1 2027 revenue and EPS guidance. The financial data are unaudited and described as preliminary, and the board is conducting an independent review of certain transactions in connection with export-control issues.