Super Micro Computer, Inc. (symbol: SMCI) is the issuer of record for a Form 4 filing submitted to the SEC.
Super Micro Computer, Inc. (symbol: SMCI) is the issuer of record for a Form 4 filing submitted to the SEC.
Super Micro Computer, Inc. (symbol: SMCI) is the issuer of record for a Form 4 filing submitted to the SEC.
A group of affiliated investment entities led by Capital Ventures International and several Susquehanna entities filed an amended Schedule 13G reporting beneficial ownership of 33,379,848 Shares of Super Micro Computer, Inc. common stock. This represents 5.1% of the company’s outstanding Shares. The ownership includes common stock, options to buy additional Shares, and Shares issuable upon conversion of the company’s 7.00% Series A Mandatory Convertible Preferred Stock represented by depositary shares. The group reports both sole and shared voting and dispositive power over various portions of these holdings and states that each reporting person disclaims beneficial ownership of Shares owned directly by another reporting person. The percentage interest is based on 646,832,377 Shares outstanding as disclosed in a recent prospectus supplement.
Jane Street Group, LLC and affiliates report a significant ownership position in Super Micro Computer, Inc. common stock. The group discloses beneficial ownership of 49,247,797.97 shares of common stock, representing 7.4% of the class. All of these shares are held with shared, and not sole, power to vote and dispose. The reported holdings include 16,046,114.97 shares that can be acquired through Depositary Shares representing a 1/20th interest in 7.00% Series A Mandatory Convertible Preferred Stock held by Jane Street Global Trading, LLC. The ownership percentage is based on 662,878,515 shares outstanding, derived from 646,832,377 shares outstanding as of June 10, 2026 plus the additional shares acquirable by Jane Street Global Trading through the convertible preferred stock.
Super Micro Computer, Inc. reported equity compensation activity for Chief Revenue Officer Matthew Thauberger. On 2026-08-10, restricted stock units converted into 740 and 430 shares of common stock as they vested, with each unit representing one share. In related transactions, 377 and 219 common shares were delivered or withheld at $31.46 per share to satisfy tax withholding and remittance obligations in connection with the net settlement of the vested RSUs, which the company notes were not market transactions and are exempt under Rule 16b-3(e). Footnotes describe vesting schedules tied to continued service through August 10, 2023 and August 10, 2025 and subsequent quarterly vesting.
Super Micro Computer, Inc. SVP and Chief Business Officer Vikranth Malyala reported the vesting and settlement of restricted stock units into common stock on August 10, 2026. A total of 3,248 restricted stock units were converted into an equal number of common shares, and 1,654 shares were withheld at $31.46 per share to cover tax withholding and remittance obligations, which the company states was not a market transaction.
Super Micro Computer, Inc. senior officer Jin Xiao reported equity compensation activity involving restricted stock units (RSUs) on August 10, 2026. RSUs covering 1,970 and 1,024 shares of common stock were exercised/converted into the same number of common shares. Of the resulting shares, 707 and 368 shares of common stock were withheld at $31.46 per share to satisfy tax withholding and remittance obligations in a non-market transaction. A separate indirect holding of 53 common shares is reported as held by the reporting person’s spouse.
Super Micro Computer, Inc. SVP and Chief Accounting Officer Kenneth Cheung reported equity award activity on August 10, 2026. He exercised and settled 4,679 restricted stock units into an equal number of common shares, and 1,680 shares of common stock were withheld at $31.46 per share to satisfy tax withholding obligations in connection with the net settlement of vested units, which was not a market transaction and is described as exempt under Rule 16b-3(e). The RSUs involved vest subject to continued service, with one grant vesting 25% on August 10, 2024 and 1/16 each three-month period thereafter, and another vesting 25% on August 10, 2026 with the same quarterly schedule.
Super Micro Computer, Inc. director and 10% owner Liang Chiu-Chu Sara Liu reported the vesting and settlement of restricted stock units into 3,134 shares of common stock on August 10, 2026. In connection with this net settlement, 1,692 shares of common stock were withheld at $31.46 per share to satisfy tax withholding and remittance obligations, which the company characterizes as not being market transactions and as exempt under Rule 16b-3(e). Following these transactions, indirect holdings reported include 40,426,120 shares held by spouse and 25,332,520 shares held through a joint account with spouse.