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Super Micro Computer, Inc. Form 4 Filings

SMCIP NASDAQ

Every Form 4 that Super Micro Computer, Inc. (SMCIP) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.

A Form 4 covers the transactions officers, directors and large holders report, so if you follow SMCIP and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full SMCIP filings page.

Rhea-AI Summary

Super Micro Computer, Inc. (SMCI) reported that Charles Liang, its President, CEO and a more-than-10% owner, filed to disclose sales of 200,000 shares of common stock indirectly held through his spouse. The broker-assisted sales on September 3–4, 2026 were made under a Rule 10b5-1 trading plan adopted by his spouse on May 26, 2026. Reported weighted-average sale prices were about $36.60, $37.62 and $40.00 per share, based on multiple trades within stated price ranges.

Following these transactions, Liang is reported to hold 40,426,120 shares directly and an additional 25,332,520 shares indirectly through a joint account with his spouse.

Rhea-AI Summary

Super Micro Computer, Inc. (SMCI) discloses that director and more-than-10% owner Liu Liang Chiu-Chu Sara sold a total of 200,000 shares of common stock in broker-assisted transactions on September 3 and September 4, 2026, under a Rule 10b5-1 trading plan adopted on May 26, 2026.

The sales included 42,565 shares at a weighted average price of $36.60, 57,435 shares at $37.62, and 100,000 shares at $40.00. She also reports indirect ownership of 40,426,120 shares held by her spouse and 25,332,520 shares held through a joint account with her spouse as of September 3, 2026.

Rhea-AI Summary

Super Micro Computer, Inc. (symbol: SMCI) is the issuer of record for a Form 4 filing submitted to the SEC.

Rhea-AI Summary

Super Micro Computer, Inc. (symbol: SMCI) is the issuer of record for a Form 4 filing submitted to the SEC.

Rhea-AI Summary

Super Micro Computer, Inc. (symbol: SMCI) is the issuer of record for a Form 4 filing submitted to the SEC.

Rhea-AI Summary

Super Micro Computer, Inc. (SMCI) reported that Jin Xiao, Sr. Corporate VP, Engineering, exercised 4,000 Restricted Stock Units into an equal number of shares of common stock on August 17, 2026. In connection with this vesting and net settlement, 1,436 shares of common stock were withheld by SMCI at $38.28 per share to satisfy tax withholding and remittance obligations, which the company states was not a market transaction and is exempt under Rule 16b-3(e). Following these transactions, the filing shows 53 shares of SMCI common stock held indirectly by the reporting person’s spouse.

Rhea-AI Summary

Super Micro Computer, Inc. (SMCI) reported that SVP and Chief Financial Officer David E. Weigand had 6,500 Restricted Stock Units convert into an equal number of SMCI common shares on August 17, 2026. Of these, 3,308 shares were withheld to satisfy tax withholding and remittance obligations, which the company states was not a market transaction. Following the conversion, the reported RSU position was reduced to zero, with the vested units settled in common stock.

Rhea-AI Summary

Super Micro Computer, Inc. (SMCI) reported that Chief Revenue Officer Matthew Thauberger settled vested equity awards on August 17, 2026. He exercised 2,250 Restricted Stock Units, which converted into an equal number of SMCI common shares, leaving 0 RSUs of this grant outstanding. In connection with this net settlement, 1,145 common shares were disposed of at $38.28 per share to satisfy tax withholding and remittance obligations, which the company states was not a market transaction. The remaining shares from this vesting were delivered to him as common stock.

Rhea-AI Summary

Super Micro Computer, Inc. (SMCI) reported that SVP and Chief Business Officer Vikranth Malyala exercised 6,000 restricted stock units into 6,000 shares of common stock on August 17, 2026. In connection with this net settlement, 3,053 shares were withheld at $38.28 per share to satisfy tax obligations, which the company states was not a market transaction. The RSUs vest in two equal tranches on August 17, 2026 and February 17, 2027, subject to his continued service.

Rhea-AI Summary

Super Micro Computer, Inc. (SMCI) reported that President, CEO and 10% owner Charles Liang effected equity compensation-related transactions involving shares held through his spouse. A grant of 3,650 Restricted Stock Units for his spouse converted into 3,650 shares of SMCI common stock, and 1,970 shares were withheld by SMCI at $38.28 per share to satisfy tax withholding obligations, which was not a market sale. After these transactions, Liang reports 40,426,120 shares held directly and 25,332,520 shares held indirectly through a joint account with his spouse.

Rhea-AI Summary

Super Micro Computer, Inc. (SMCI) director and ten-percent owner Liang Chiu-Chu Sara Liu reported an RSU vesting and related share movements. On August 17, 2026, 3,650 Restricted Stock Units were exercised and converted into 3,650 shares of common stock, exhausting this RSU award. Of these, 1,970 shares of SMCI common stock were withheld at $38.28 per share to satisfy tax withholding and remittance obligations, which the footnote states was not a market transaction and is exempt under Rule 16b-3(e). Following these transactions, indirect holdings reported include 40,426,120 shares held by spouse and 25,332,520 shares held by a joint account with spouse.

Rhea-AI Summary

Super Micro Computer, Inc. (SMCI) reported that officer Kenneth Cheung, SVP and Chief Accounting Officer, had 2,250 restricted stock units vest and convert into an equal number of shares of common stock on August 17, 2026. The related RSU derivative position is now reported as 0. Of the vested shares, 808 shares of common stock were withheld by SMCI at $38.28 per share to satisfy tax withholding and remittance obligations in a net settlement, which is described as not being a market transaction and is exempt from Section 16(b) under Rule 16b-3(e). The filing does not state Cheung’s resulting common stock holdings after these transactions.

Rhea-AI Summary

Super Micro Computer, Inc. (SMCI) reported that Chief Revenue Officer Matthew Thauberger received equity awards on August 14, 2026. He was granted 9,872 Restricted Stock Units, each representing one share of SMCI common stock, and 21,938 employee stock options with an exercise price of $39.84 per share expiring on August 14, 2036. The RSUs vest 25% on August 10, 2027 and 1/16 every three months thereafter, while the options vest 1/4 on August 14, 2027 and 1/16 every three months thereafter, in each case subject to continued service. Following these grants, he holds 5,382 shares of common stock directly and 39,938 options in total.

Rhea-AI Summary

Super Micro Computer, Inc. (SMCI) reported equity compensation awards to director Tally C. Liu. Liu received a grant of 3,941 Restricted Stock Units, each representing a contingent right to one share of SMCI common stock. These RSUs were granted for service in fiscal 2027 and are scheduled to fully vest on June 30, 2027, with pro rata vesting if service ends earlier; vested RSUs are settled in SMCI common shares.

Liu also received a grant of 5,062 stock options with an exercise price of $39.84 per share, also for fiscal 2027 service. These options are scheduled to fully vest and become exercisable on June 30, 2027, subject to the same pro rata vesting provision. Following these awards, Liu directly holds 288,738 shares of SMCI common stock.

Rhea-AI Summary

Super Micro Computer, Inc. (SMCI) director Tuan Sherman received a grant of 10,125 stock options on August 14, 2026, with an exercise price of $39.84 per share and expiration on August 14, 2036. These options relate to service in fiscal 2027 and will fully vest and become exercisable on June 30, 2027, subject to pro rata vesting if service ends earlier. Following this grant, Sherman directly holds 207,156 shares of SMCI common stock.

Rhea-AI Summary

Super Micro Computer, Inc. (symbol: SMCI) is the issuer of record for a Form 4 filing submitted to the SEC.

Rhea-AI Summary

Super Micro Computer, Inc. (symbol: SMCI) is the issuer of record for a Form 4 filing submitted to the SEC.

Rhea-AI Summary

Super Micro Computer, Inc. (symbol: SMCI) is the issuer of record for a Form 4 filing submitted to the SEC.

Rhea-AI Summary

Super Micro Computer, Inc. reported equity compensation activity for Chief Revenue Officer Matthew Thauberger. On 2026-08-10, restricted stock units converted into 740 and 430 shares of common stock as they vested, with each unit representing one share. In related transactions, 377 and 219 common shares were delivered or withheld at $31.46 per share to satisfy tax withholding and remittance obligations in connection with the net settlement of the vested RSUs, which the company notes were not market transactions and are exempt under Rule 16b-3(e). Footnotes describe vesting schedules tied to continued service through August 10, 2023 and August 10, 2025 and subsequent quarterly vesting.

Rhea-AI Summary

Super Micro Computer, Inc. SVP and Chief Business Officer Vikranth Malyala reported the vesting and settlement of restricted stock units into common stock on August 10, 2026. A total of 3,248 restricted stock units were converted into an equal number of common shares, and 1,654 shares were withheld at $31.46 per share to cover tax withholding and remittance obligations, which the company states was not a market transaction.

Rhea-AI Summary

Super Micro Computer, Inc. senior officer Jin Xiao reported equity compensation activity involving restricted stock units (RSUs) on August 10, 2026. RSUs covering 1,970 and 1,024 shares of common stock were exercised/converted into the same number of common shares. Of the resulting shares, 707 and 368 shares of common stock were withheld at $31.46 per share to satisfy tax withholding and remittance obligations in a non-market transaction. A separate indirect holding of 53 common shares is reported as held by the reporting person’s spouse.

Rhea-AI Summary

Super Micro Computer, Inc. SVP and Chief Accounting Officer Kenneth Cheung reported equity award activity on August 10, 2026. He exercised and settled 4,679 restricted stock units into an equal number of common shares, and 1,680 shares of common stock were withheld at $31.46 per share to satisfy tax withholding obligations in connection with the net settlement of vested units, which was not a market transaction and is described as exempt under Rule 16b-3(e). The RSUs involved vest subject to continued service, with one grant vesting 25% on August 10, 2024 and 1/16 each three-month period thereafter, and another vesting 25% on August 10, 2026 with the same quarterly schedule.

Rhea-AI Summary

Super Micro Computer, Inc. director and 10% owner Liang Chiu-Chu Sara Liu reported the vesting and settlement of restricted stock units into 3,134 shares of common stock on August 10, 2026. In connection with this net settlement, 1,692 shares of common stock were withheld at $31.46 per share to satisfy tax withholding and remittance obligations, which the company characterizes as not being market transactions and as exempt under Rule 16b-3(e). Following these transactions, indirect holdings reported include 40,426,120 shares held by spouse and 25,332,520 shares held through a joint account with spouse.

Rhea-AI Summary

Super Micro Computer, Inc. President and CEO Charles Liang reported transactions on August 10, 2026 related to restricted stock units (RSUs) held indirectly through his spouse. RSUs covering 2,110 and 1,024 underlying shares of common stock were exercised/converted into the same number of Super Micro common shares.

To satisfy tax withholding and remittance obligations in connection with the net settlement of vested RSUs, a total of 1,692 common shares (1,139 and 553 shares) were delivered or withheld at a price of $31.46 per share; the filing states this was not a market transaction and is exempt from Section 16(b) under Rule 16b-3(e). After these transactions, reported holdings include 40,426,120 common shares held directly and 25,332,520 common shares held indirectly through a joint account with his spouse.

Rhea-AI Summary

Super Micro Computer, Inc. SVP and Chief Financial Officer David E. Weigand reported the exercise of 1,480 restricted stock units, which converted into an equal number of shares of common stock. Of these, 754 shares were withheld at $31.46 per share to satisfy tax withholding obligations in a transaction characterized as a tax-related share delivery rather than a market sale. Following the derivative transaction, Weigand held 10,410 restricted stock units directly.

Rhea-AI Summary

Super Micro Computer director and 10% owner Liu Liang Chiu-Chu Sara reported routine equity compensation activity. On July 1, 2026, she exercised restricted stock units that delivered a total of 1,613 shares of common stock and had 872 shares withheld at $27.65 per share to cover tax obligations, which the company notes is not a market transaction.

Following these transactions, she held 634,259 common shares directly, along with large indirect holdings of 25,332,520 shares through a joint account with her spouse and 40,426,120 shares held by her spouse.

Rhea-AI Summary

Super Micro Computer, Inc. SVP and CFO David E. Weigand reported routine equity compensation activity involving restricted stock units (RSUs). On July 1, 2026, he exercised RSU awards into 19,725 shares of common stock, reflected as derivative exercises coded "M".

To cover tax withholding and remittance obligations on these vested RSUs, the company withheld 10,038 shares of common stock, coded "F" at $27.65 per share, as explained in the footnotes. These dispositions are described as not being market transactions and are exempt under Rule 16b-3(e). After the transactions, Weigand directly holds 125,732 shares of SMCI common stock.

Rhea-AI Summary

Super Micro Computer, Inc. President and CEO Charles Liang reported routine equity compensation activity tied to his spouse’s awards. On July 1, 2026, restricted stock units held by his spouse converted into a total of 1,613 shares of SMCI common stock through derivative exercises.

To cover tax obligations on these vested units, 872 SMCI shares were withheld by the company at a price of $27.65 per share, which the footnotes describe as a non-market transaction exempt from Section 16(b) under Rule 16b-3(e). Following these transactions, Liang reports 634,025 SMCI shares held indirectly through his spouse, 25,332,520 shares held through a joint account with his spouse, and 40,426,120 shares held directly in his own name.

Rhea-AI Summary

Super Micro Computer SVP and Chief Business Officer Vikranth Malyala exercised restricted stock units and had shares withheld to pay taxes. On 2026-07-01, he converted a total of 7,740 restricted stock units into common shares, while 3,939 shares were withheld at $27.65 per share to satisfy tax obligations, which the company notes were not market transactions.

Rhea-AI Summary

Super Micro Computer, Inc. director Robert L. Blair exercised restricted stock units into common shares as part of his 2026 compensation. On June 30, 2026, 5,383 restricted stock units fully vested and were settled into 5,383 shares of common stock at a conversion price of $0.00 per unit. Following this non-cash derivative exercise, Blair directly holds 6,963 shares of SMCI common stock. The footnotes explain that each restricted stock unit was granted for continued service in fiscal 2026 and represented a contingent right to receive one share of common stock upon vesting.

Rhea-AI Summary

Super Micro Computer, Inc. director Angel Scott exercised restricted stock units that vested based on continued service in fiscal 2026. On June 30, 2026, 5,383 restricted stock units converted into 5,383 shares of common stock at no cash exercise price. Following the settlement of these vested units into shares, Scott directly holds 7,055 shares of common stock.

Rhea-AI Summary

Super Micro Computer, Inc. director Judy L. Lin increased her direct equity stake through RSU vesting and conversion. On June 30, 2026, 5,383 restricted stock units fully vested and were settled into 5,383 shares of common stock. Following this exercise and conversion, she directly holds 60,323 shares of common stock. The footnotes explain that each restricted stock unit represents a contingent right to one share, granted for her continued service to the company in fiscal 2026.

Rhea-AI Summary

Super Micro Computer, Inc. director Tally C. Liu exercised restricted stock units into common shares. On June 30, 2026, Liu converted 2,691 restricted stock units into 2,691 shares of common stock, reflecting the vesting of equity granted for continued service in fiscal 2026.

The restricted stock units fully vested on June 30, 2026 and were settled in shares of Super Micro common stock. After this derivative exercise, Liu directly holds 288,738 shares of common stock. The filing does not show any share sales, only the conversion of vested units into stock.

Rhea-AI Summary

Super Micro Computer, Inc. director Susan Mogensen exercised restricted stock units that vested as part of her fiscal 2026 service compensation. On June 30, 2026, 5,383 restricted stock units converted into 5,383 shares of common stock, with no cash purchase price.

These vested units were granted for continued service and settled in stock rather than cash, so this is a compensation-related equity delivery, not an open-market share purchase. After the settlement, Mogensen directly holds 8,663 shares of Super Micro Computer common stock.

Rhea-AI Summary

Super Micro Computer, Inc. senior vice president and chief business officer Vikranth Malyala reported compensation-related stock transactions involving restricted stock units (RSUs). On June 17, 2026, 7,500 RSUs converted into an equal number of common shares, and 2,825 of those shares were withheld by the company at $27.78 per share to cover tax obligations, which is not a market sale.

On the same date, Malyala also received a new grant of 15,000 RSUs, each representing a right to one share of SMCI common stock. Subject to his continued service, these RSUs vest in two equal tranches on June 17, 2026 and December 17, 2026. Following the transactions, he directly held 39,535 shares of common stock and maintained RSU awards for future settlement in shares.

Rhea-AI Summary

Super Micro Computer, Inc. SVP & CFO David E. Weigand reported routine equity compensation activity. He exercised restricted stock units into 5,000 shares of common stock and received a new grant of 10,000 restricted stock units, each representing the right to receive one SMCI share.

To cover tax withholding and remittance obligations on vested units, the company withheld 1,794 shares of common stock at $27.78 per share, which the filing states was not a market transaction. After these transactions, he directly holds 121,125 shares of common stock. The new 10,000-unit award vests in two equal tranches on June 17, 2026 and December 17, 2026, with vested units settled in SMCI shares, subject to his continued service.