Proposed 3,908-Share Rule 144 Sale by SMTC (SMTC)

Rhea-AI Filing Summary

SMTC Corp. Form 144 filed reporting a proposed sale of 3,908 shares of Common Stock through Fidelity Brokerage Services LLC on or about 03/11/2026. The filing also lists recent dispositions by Mark Lin: 1,333, 6,582, and 2,734 common shares sold on 01/05/2026, 03/06/2026, and 03/10/2026, respectively.

Insights

Securities Compliance Counsel

Form 144 notifies the market of a Rule 144 resale by an affiliate.

Form 144 lists a proposed sale of 3,908 shares via Fidelity on 03/11/2026, consistent with a standard Rule 144 notice for restricted/affiliate stock. The filing documents prior open-market dispositions by Mark Lin totaling reported shares in early March and January.

Timing and settlement details beyond the listed dates are not provided here; subsequent Form 4s or Rule 144 confirmatory filings will show completion or changes.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	3908	340933.92	92540057	03/11/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/10/2026	Restricted Stock Vesting	Issuer			3908	03/10/2026	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Mark Lin 200 Flynn Road Camarillo CA 93012-8790	Common	01/05/2026	1333	101574.60
Mark Lin 200 Flynn Road Camarillo CA 93012-8790	Common	03/06/2026	6582	551242.50
Mark Lin 200 Flynn Road Camarillo CA 93012-8790	Common	03/10/2026	2734	233128.18

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does SMTC's Form 144 report about proposed sales?

It reports a proposed sale of 3,908 common shares through Fidelity on 03/11/2026. The notice indicates the securities are covered by Rule 144 and lists recent related dispositions by the reporting person.

Who is the reporting person on this SMTC Form 144?

The filing shows transactions attributed to Mark Lin, including three recent sales and the proposed 3,908-share sale via Fidelity. The Form 144 lists his prior dispositions on 01/05/2026, 03/06/2026, and 03/10/2026.

Do the listed prior sales show amounts and dates?

Yes. The Form 144 lists Mark Lin sales of 1,333 shares on 01/05/2026, 6,582 shares on 03/06/2026, and 2,734 shares on 03/10/2026, with dollar amounts shown alongside each trade in the filing.

Does the Form 144 confirm the proposed sale was completed?

No. Form 144 is a notice of an intended resale under Rule 144; it does not confirm settlement. Completion status and any resulting holdings would appear in subsequent SEC filings such as a Form 4 or an amendment to this notice.

What is the role of Fidelity Brokerage Services LLC in the filing?

Fidelity Brokerage Services LLC is listed as the broker through which the proposed 3,908-share sale is to occur on or about 03/11/2026. The filing names the broker but does not provide execution or settlement details.