StoneX officer Philip Smith proposes $2.68M sale

The notice also reports two earlier sales by Philip Smith: 56,250 shares on September 28, 2026, and 45,000 shares on July 22, 2026.

Rhea-AI Filing Summary

StoneX Group Inc. officer Philip Smith reported a proposed sale of 45,000 common shares through Merrill Lynch, with an aggregate market value of $2,676,081 listed. The notice gives October 15, 2026, as the approximate sale date. It also lists two prior sales during the preceding three months: 56,250 shares on September 28, 2026, and 45,000 shares on July 22, 2026.

Key Figures

Common shares proposed for sale: 45,000 shares Aggregate market value: $2,676,081 Common shares outstanding: 120,616,735 shares +2 more

5 metrics

Common shares proposed for sale 45,000 shares Approximate sale date October 15, 2026

Aggregate market value $2,676,081 Proposed sale

Common shares outstanding 120,616,735 shares StoneX Group Inc.

Shares sold 56,250 shares September 28, 2026; aggregate market value $3,693,122

Shares sold 45,000 shares July 22, 2026; aggregate market value $3,343,062

Key Terms

Rule 144, Stock Plan Activity

2 terms

Rule 144 regulatory

"paragraph (a) of Rule 144"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Stock Plan Activity financial

"Stock Plan Activity"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many SNEX shares did Philip Smith report for sale?

The notice lists 45,000 common shares for proposed sale, with an aggregate market value of $2,676,081 and Merrill Lynch listed as broker. The approximate sale date shown is October 15, 2026.

What recent SNEX share sales did Philip Smith report?

The notice lists sales of 56,250 shares on September 28, 2026, with an aggregate market value of $3,693,122, and 45,000 shares on July 22, 2026, with an aggregate market value of $3,343,062.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/15/2026 - 04:42 PM EDT Accepted by SEC EDGAR 10/15/2026 - 04:42 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001569789
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	StoneX Group Inc.
SEC File Number
Address of Issuer	230 Park Ave 10th Floor New York NEW YORK 10169
Phone	2124853500
Name of Person for Whose Account the Securities are To Be Sold	Philip Smith
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Merrill Lynch 1800 K ST NW Suite 800 Washington DC 20006	45000	2676081	120616735	10/15/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	10/15/2026	Stock Plan Activity	Issuer			45000	10/15/2026	n/a

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Philip Smith 230 Park Ave 10th Floor New York NY 10169	Common	09/28/2026	56250	3693122
Philip Smith 230 Park Ave 10th Floor New York NY 10169	Common	07/22/2026	45000	3343062

144: Remarks and Signature

Remarks
Date of Notice	10/15/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	12/09/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Philip Smith
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)