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StoneX Group (SNEX) Chief Risk Officer granted 7,300 restricted shares

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

StoneX Group Inc. reported an insider equity award for its Chief Risk Officer, Mark L. Maurer. On 12/15/2025, he acquired 7,300 restricted shares of common stock at a price of $0, issued pursuant to the company's Executive Performance Plan. These restricted shares vest in three equal installments on each of the first, second, and third anniversaries of the grant date. Following this award, Maurer beneficially owns 90,331 shares of StoneX Group common stock in direct ownership.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Maurer Mark Lowry

(Last) (First) (Middle)
230 SOUTH LASALLE
SUITE 10-500

(Street)
CHICAGO IL 60604

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
StoneX Group Inc. [ SNEX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
Officer (give title below) X Other (specify below)
Chief Risk Officer
3. Date of Earliest Transaction (Month/Day/Year)
12/15/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Restricted Shares of Common Stock(1) 12/15/2025 A 7,300 A $0 90,331 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three.
Remarks:
Mark L. Maurer 12/15/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did StoneX Group Inc. (SNEX) report for Mark L. Maurer?

StoneX Group Inc. reported that Chief Risk Officer Mark L. Maurer acquired 7,300 restricted shares of common stock on 12/15/2025 under the company's Executive Performance Plan.

At what price were the restricted StoneX Group Inc. (SNEX) shares granted to Mark L. Maurer?

The 7,300 restricted shares of StoneX Group Inc. common stock granted to Mark L. Maurer carried a stated price of $0 per share.

How do the newly granted StoneX Group Inc. (SNEX) restricted shares vest?

The restricted shares issued to Mark L. Maurer vest equally on the anniversary in years one, two and three following the grant date, according to the Executive Performance Plan.

How many StoneX Group Inc. (SNEX) shares does Mark L. Maurer own after this transaction?

After the reported transaction, Mark L. Maurer beneficially owns 90,331 shares of StoneX Group Inc. common stock in direct ownership.

What is Mark L. Maurer’s role at StoneX Group Inc. (SNEX)?

Mark L. Maurer is identified as the Chief Risk Officer of StoneX Group Inc. and is a reporting person for this insider transaction.

Is the StoneX Group Inc. (SNEX) Form 4 filed for multiple reporting persons?

No. The filing indicates that the Form 4 is filed by one reporting person, namely Chief Risk Officer Mark L. Maurer.

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